Stock Transactions — WESTERN ASSET GBL HIGH INC F

Total Bought
534,213
21 transactions
Total Sold
697,563
14 transactions
Net
-163,350
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Shaker Financial Services, LLC256,935414,977+158,0420.670.99+0.33buy
GUGGENHEIM CAPITAL LLC550,373668,502+118,1290.030.04+0.00buy
ABSOLUTE INVESTMENT ADVISERS, LLC802,178870,040+67,8620.780.70-0.07buy
Corient Private Wealth LLC049,203+49,2030.000.00+0.00buy
Quarry LP337,409364,482+27,0730.560.55-0.01buy
OSAIC HOLDINGS, INC.80,495103,019+22,5240.000.00+0.00buy
Tactive Advisors, LLC020,179+20,1790.000.04+0.04buy
J.W. COLE ADVISORS, INC.230,998243,741+12,7430.050.03-0.01buy
Advisory Services Network, LLC011,721+11,7210.000.00+0.00buy
Merit Financial Group, LLC010,217+10,2170.000.00+0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC86,46095,930+9,4700.230.26+0.03buy
LPL Financial LLC106,336114,674+8,3380.000.00-0.00buy
Invesco Ltd.313,740320,778+7,0380.000.00-0.00buy
Total Wealth Planning & Management, Inc.39,82543,980+4,1550.270.25-0.02buy
Ameritas Advisory Services, LLC02,877+2,8770.000.00+0.00buy
AMERIPRISE FINANCIAL INC274,083275,632+1,5490.000.00-0.00buy
WELLS FARGO & COMPANY/MN27,29628,692+1,3960.000.00-0.00buy
TRUST CO OF VERMONT01,001+1,0010.000.00+0.00buy
ROYAL BANK OF CANADA37,99838,497+4990.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC19,94220,117+1750.000.00-0.00buy
Apollon Wealth Management, LLC19,43519,457+220.000.00-0.00buy
COHEN & STEERS, INC.412,919412,91900.010.00-0.00hold
LEVIN CAPITAL STRATEGIES, L.P.18,20618,20600.010.01-0.00hold
Allworth Financial LP2,0502,05000.000.00-0.00hold
Steward Partners Investment Advisory, LLC60460400.000.00-0.00hold
Larson Financial Group LLC2,3002,30000.000.00-0.00hold
FNY Investment Advisers, LLC70070000.000.00-0.00hold
Stonegate Investment Group, LLC20,72620,72600.000.00-0.00hold
QSV Equity Investors LLC11,74411,74400.080.08-0.00hold
Westmount Partners, LLC13,00013,00000.030.02-0.00hold
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.42042000.000.00-0.00hold
COMERICA BANK1,9461,94600.000.00-0.00hold
SHUFRO ROSE & CO LLC14,92814,92800.010.01+0.00hold
Cetera Investment Advisers15,36314,766-5970.000.00-0.00sell
BELLEVUE ASSET MANAGEMENT, LLC1,2520-1,2520.000.00-0.00sell
HARBOUR INVESTMENTS, INC.1,864364-1,5000.000.00-0.00sell
Elequin Capital, LP7,5610-7,5610.010.00-0.01sell
NewEdge Advisors, LLC94,71784,617-10,1000.000.00-0.00sell
Graves Light Lenhart Wealth, Inc.10,7000-10,7000.010.00-0.01sell
HRT FINANCIAL LP13,6810-13,6810.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC14,4420-14,4420.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.17,9700-17,9700.010.00-0.01sell
Arete Wealth Advisors, LLC20,9350-20,9350.010.00-0.01sell
UBS Group AG54,1230-54,1230.000.00-0.00sell
Rareview Capital LLC101,92342,545-59,3780.430.18-0.25sell
MORGAN STANLEY174,0430-174,0430.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC4,446,2334,134,952-311,2810.690.58-0.11sell
Page 1 of 1