| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 147,740 | 3,116,487 | +2,968,747 | 0.00 | 0.00 | +0.00 | buy |
| GREAT POINT PARTNERS LLC | 324,340 | 1,970,187 | +1,645,847 | 0.36 | 1.91 | +1.55 | buy |
| Nantahala Capital Management, LLC | 1,681,330 | 3,061,359 | +1,380,029 | 0.48 | 0.76 | +0.28 | buy |
| GOLDMAN SACHS GROUP INC | 326,809 | 1,527,229 | +1,200,420 | 0.00 | 0.00 | +0.00 | buy |
| SummitTX Capital, L.P. | 0 | 1,007,351 | +1,007,351 | 0.00 | 0.11 | +0.11 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 538,347 | 1,367,712 | +829,365 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 199,953 | 790,136 | +590,183 | 0.00 | 0.00 | +0.00 | buy |
| Boxer Capital Management, LLC | 2,250,000 | 2,815,000 | +565,000 | 1.34 | 0.87 | -0.47 | buy |
| CITADEL ADVISORS LLC | 120,900 | 665,662 | +544,762 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 0 | 464,900 | +464,900 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 257,649 | 683,895 | +426,246 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 2,718,029 | 3,087,866 | +369,837 | 0.02 | 0.02 | -0.00 | buy |
| NORTHERN TRUST CORP | 94,415 | 442,154 | +347,739 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 330,783 | +330,783 | 0.00 | 0.00 | +0.00 | buy |
| AWM Investment Company, Inc. | 0 | 232,590 | +232,590 | 0.00 | 0.08 | +0.08 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 165,053 | +165,053 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 108,641 | 253,962 | +145,321 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 35,000 | 165,053 | +130,053 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 16,704 | 144,095 | +127,391 | 0.00 | 0.01 | +0.01 | buy |
| Bank of New York Mellon Corp | 0 | 122,479 | +122,479 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 94,820 | +94,820 | 0.00 | 0.00 | +0.00 | buy |
| Woodline Partners LP | 1,354,030 | 1,434,713 | +80,683 | 0.02 | 0.02 | -0.01 | buy |
| Nuveen, LLC | 0 | 71,343 | +71,343 | 0.00 | 0.00 | +0.00 | buy |
| Aureus Asset Management, LLC | 0 | 58,200 | +58,200 | 0.00 | 0.01 | +0.01 | buy |
| DEUTSCHE BANK AG\ | 0 | 53,312 | +53,312 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 0 | 53,231 | +53,231 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 52,633 | +52,633 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 0 | 51,464 | +51,464 | 0.00 | 0.00 | +0.00 | buy |
| EntryPoint Capital, LLC | 0 | 50,883 | +50,883 | 0.00 | 0.05 | +0.05 | buy |
| Quadrature Capital Ltd | 0 | 46,389 | +46,389 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 0 | 43,937 | +43,937 | 0.00 | 0.00 | +0.00 | buy |
| Texas Capital Bank Wealth Management Services Inc | 88,500 | 122,529 | +34,029 | 0.02 | 0.03 | +0.00 | buy |
| MetLife Investment Management, LLC | 0 | 32,208 | +32,208 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 68,688 | 100,718 | +32,030 | 0.27 | 0.32 | +0.04 | buy |
| JANE STREET GROUP, LLC | 158,103 | 188,988 | +30,885 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 0 | 30,092 | +30,092 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 25,380 | +25,380 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0 | 24,657 | +24,657 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 18,922 | +18,922 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 15,949 | +15,949 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 0 | 15,904 | +15,904 | 0.00 | 0.01 | +0.01 | buy |
| Police & Firemen's Retirement System of New Jersey | 0 | 15,793 | +15,793 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 14,500 | +14,500 | 0.00 | 0.00 | +0.00 | buy |
| STONERIDGE INVESTMENT PARTNERS LLC | 0 | 12,695 | +12,695 | 0.00 | 0.03 | +0.03 | buy |
| Engineers Gate Manager LP | 0 | 12,063 | +12,063 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 11,566 | +11,566 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 1,900 | 13,357 | +11,457 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 0 | 11,017 | +11,017 | 0.00 | 0.00 | +0.00 | buy |
| STRS OHIO | 0 | 10,500 | +10,500 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 8,181 | +8,181 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 0 | 5,203 | +5,203 | 0.00 | 0.00 | +0.00 | buy |
| Opaleye Management Inc. | 1,120,000 | 1,125,000 | +5,000 | 0.30 | 0.42 | +0.12 | buy |
| Miller Financial Services LLC | 22,000 | 27,000 | +5,000 | 0.11 | 0.09 | -0.02 | buy |
| Ameritas Investment Partners, Inc. | 0 | 4,860 | +4,860 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 0 | 3,000 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| Caligan Partners LP | 6,075,028 | 6,077,084 | +2,056 | 1.96 | 1.21 | -0.75 | buy |
| Farther Finance Advisors, LLC | 2,300 | 3,490 | +1,190 | 0.00 | 0.00 | +0.00 | buy |
| GGM Financials LLC | 0 | 1,005 | +1,005 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 737 | +737 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 502 | +502 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 1,189,113 | 1,189,515 | +402 | 0.12 | 0.09 | -0.03 | buy |
| Sterling Capital Management LLC | 0 | 188 | +188 | 0.00 | 0.00 | +0.00 | buy |
| Palogic Value Management, L.P. | 65,000 | 65,088 | +88 | 0.13 | 0.10 | -0.03 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 63 | +63 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 42,065 | 42,065 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 6,029,775 | 6,029,775 | 0 | 0.04 | 0.03 | -0.01 | hold |
| First City Capital Management, Inc. | 11,836 | 11,836 | 0 | 0.03 | 0.02 | -0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 32,000 | 32,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 41,717 | 41,717 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Creative Planning | 128,366 | 128,366 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Empowered Funds, LLC | 42,065 | 42,065 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 16,364 | 16,364 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 12,800 | 12,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bleichroeder LP | 736,842 | 736,842 | 0 | 0.58 | 0.54 | -0.04 | hold |
| Stokes Family Office, LLC | 12,120 | 12,120 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Annandale Capital, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BIOS Capital Management, LP | 3,683,429 | 3,683,429 | 0 | 31.70 | 36.33 | +4.63 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 521 | 521 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JAMES INVESTMENT RESEARCH, INC. | 16,364 | 16,364 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 2,014 | 2,014 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 530 | 501 | -29 | 0.00 | 0.00 | -0.00 | sell |
| Regency Capital Management Inc.\DE | 68,000 | 58,000 | -10,000 | 0.14 | 0.09 | -0.04 | sell |
| Reliant Investment Partners, LLC | 10,000 | 0 | -10,000 | 0.04 | 0.00 | -0.04 | sell |
| GROUP ONE TRADING LLC | 10,594 | 0 | -10,594 | 0.00 | 0.00 | -0.00 | sell |
| SANDERS MORRIS HARRIS LLC | 12,000 | 0 | -12,000 | 0.01 | 0.00 | -0.01 | sell |
| BLAIR WILLIAM & CO/IL | 12,466 | 0 | -12,466 | 0.00 | 0.00 | -0.00 | sell |
| Bedel Financial Consulting, Inc. | 15,000 | 0 | -15,000 | 0.01 | 0.00 | -0.01 | sell |
| Financial Gravity Companies, Inc. | 16,555 | 0 | -16,555 | 0.00 | 0.00 | -0.00 | sell |
| Persistent Asset Partners Ltd | 17,919 | 0 | -17,919 | 0.03 | 0.00 | -0.03 | sell |
| RAYMOND JAMES FINANCIAL INC | 19,508 | 0 | -19,508 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 28,741 | 3,176 | -25,565 | 0.00 | 0.00 | -0.00 | sell |
| nVerses Capital, LLC | 28,564 | 0 | -28,564 | 0.12 | 0.00 | -0.12 | sell |
| OMERS ADMINISTRATION Corp | 41,600 | 0 | -41,600 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 82,480 | 25,553 | -56,927 | 0.01 | 0.00 | -0.01 | sell |
| Brevan Howard Capital Management LP | 61,313 | 0 | -61,313 | 0.00 | 0.00 | -0.00 | sell |
| ADAR1 Capital Management, LLC | 1,849,004 | 1,783,781 | -65,223 | 0.51 | 0.34 | -0.16 | sell |
| HRT FINANCIAL LP | 67,663 | 0 | -67,663 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 73,209 | 0 | -73,209 | 0.00 | 0.00 | -0.00 | sell |
| Voleon Capital Management LP | 143,796 | 0 | -143,796 | 0.01 | 0.00 | -0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 2,630,432 | 2,302,101 | -328,331 | 0.01 | 0.01 | -0.00 | sell |