| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 3,345,923 | 4,781,330 | +1,435,407 | 0.34 | 0.57 | +0.23 | buy |
| PERCEPTIVE ADVISORS LLC | 4,325,000 | 4,325,000 | 0 | 0.21 | 0.16 | -0.05 | hold |
| BIOS Capital Management, LP | 3,683,429 | 3,683,429 | 0 | 7.42 | 8.96 | +1.55 | hold |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 2,718,029 | +2,718,029 | 0.00 | 0.01 | +0.01 | buy |
| VANGUARD GROUP INC | 1,342,025 | 2,322,897 | +980,872 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 2,002,550 | +2,002,550 | 0.00 | 0.00 | +0.00 | buy |
| Mink Brook Asset Management LLC | 1,237,947 | 1,665,631 | +427,684 | 1.38 | 2.12 | +0.74 | buy |
| Opaleye Management Inc. | 1,100,000 | 1,120,000 | +20,000 | 0.26 | 0.30 | +0.04 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 954,996 | 1,104,996 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| Bleichroeder LP | 736,842 | 736,842 | 0 | 0.24 | 0.26 | +0.02 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 468,937 | 504,983 | +36,046 | 0.00 | 0.00 | +0.00 | buy |
| Voss Capital, LP | 562,377 | 441,891 | -120,486 | 0.05 | 0.05 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 0 | 241,871 | +241,871 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 201,635 | +201,635 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 180,721 | +180,721 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 145,873 | 173,253 | +27,380 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 157,648 | +157,648 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 108,338 | 151,312 | +42,974 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 46,094 | 141,897 | +95,803 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 128,366 | 128,366 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RENAISSANCE TECHNOLOGIES LLC | 173,809 | 126,309 | -47,500 | 0.00 | 0.00 | +0.00 | sell |
| OMERS ADMINISTRATION Corp | 0 | 87,900 | +87,900 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 68,228 | 87,447 | +19,219 | 0.00 | 0.00 | +0.00 | buy |
| Texas Capital Bank Wealth Management Services Inc | 0 | 78,000 | +78,000 | 0.00 | 0.01 | +0.01 | buy |
| Regency Capital Management Inc.\DE | 0 | 46,000 | +46,000 | 0.00 | 0.04 | +0.04 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 42,065 | 42,065 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Empowered Funds, LLC | 42,065 | 42,065 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAR1 Capital Management, LLC | 0 | 40,000 | +40,000 | 0.00 | 0.01 | +0.01 | buy |
| Qube Research & Technologies Ltd | 0 | 39,978 | +39,978 | 0.00 | 0.00 | +0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 32,000 | 32,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BLAIR WILLIAM & CO/IL | 24,466 | 27,466 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 51,757 | 23,737 | -28,020 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 22,508 | 20,508 | -2,000 | 0.00 | 0.00 | +0.00 | sell |
| JOHNSON INVESTMENT COUNSEL INC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 16,810 | +16,810 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 16,364 | 16,364 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JAMES INVESTMENT RESEARCH, INC. | 16,364 | 16,364 | 0 | 0.00 | 0.00 | +0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 19,000 | 16,000 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| Bedel Financial Consulting, Inc. | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OCCUDO QUANTITATIVE STRATEGIES LP | 0 | 12,205 | +12,205 | 0.00 | 0.00 | +0.00 | buy |
| Stokes Family Office, LLC | 12,120 | 12,120 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMERICA BANK | 12,000 | 12,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| First City Capital Management, Inc. | 0 | 11,836 | +11,836 | 0.00 | 0.01 | +0.01 | buy |
| Annandale Capital, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Miller Financial Services LLC | 0 | 10,000 | +10,000 | 0.00 | 0.02 | +0.02 | buy |
| Reliant Investment Partners, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| SIMPLEX TRADING, LLC | 32,847 | 9,063 | -23,784 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 2,582 | 2,574 | -8 | 0.00 | 0.00 | +0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 2,014 | 2,014 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARCLAYS PLC | 1,900 | 1,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 521 | +521 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 496 | +496 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 0 | 5 | +5 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 123 | 0 | -123 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 13,100 | 0 | -13,100 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 17,746 | 0 | -17,746 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 20,677 | 0 | -20,677 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 10,200 | 0 | -10,200 | 0.00 | 0.00 | -0.00 | sell |