| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Kopernik Global Investors, LLC | 6,979,611 | 7,332,863 | +353,252 | 16.50 | 14.52 | -1.99 | buy |
| VAN ECK ASSOCIATES CORP | 7,153,563 | 6,535,830 | -617,733 | 0.17 | 0.14 | -0.04 | sell |
| Tidal Investments LLC | 4,146,489 | 4,049,075 | -97,414 | 0.52 | 0.36 | -0.16 | sell |
| CIBC WORLD MARKET INC. | 2,182,535 | 2,212,943 | +30,408 | 0.12 | 0.11 | -0.01 | buy |
| MORGAN STANLEY | 650,841 | 1,955,941 | +1,305,100 | 0.00 | 0.00 | +0.00 | buy |
| ONTARIO TEACHERS PENSION PLAN BOARD | 1,664,634 | 1,664,634 | 0 | 1.10 | 1.38 | +0.28 | hold |
| RAYMOND JAMES FINANCIAL INC | 1,364,262 | 1,336,665 | -27,597 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 1,024,001 | 1,040,343 | +16,342 | 0.05 | 0.06 | +0.00 | buy |
| CITADEL ADVISORS LLC | 978,868 | 804,807 | -174,061 | 0.02 | 0.02 | -0.00 | sell |
| VAN DEN BERG MANAGEMENT I, INC | 707,390 | 658,050 | -49,340 | 4.80 | 4.28 | -0.52 | sell |
| BANK OF MONTREAL /CAN/ | 565,531 | 555,289 | -10,242 | 0.01 | 0.01 | -0.00 | sell |
| Amundi | 509,292 | 526,852 | +17,560 | 0.00 | 0.00 | -0.00 | buy |
| JANE STREET GROUP, LLC | 1,150,464 | 522,517 | -627,947 | 0.04 | 0.02 | -0.02 | sell |
| DEUTSCHE BANK AG\ | 482,410 | 493,883 | +11,473 | 0.00 | 0.00 | -0.00 | buy |
| ALPS ADVISORS INC | 549,225 | 445,763 | -103,462 | 0.09 | 0.06 | -0.04 | sell |
| DIMENSIONAL FUND ADVISORS LP | 484,494 | 443,268 | -41,226 | 0.00 | 0.00 | -0.00 | sell |
| Crawford Fund Management, LLC | 405,743 | 434,743 | +29,000 | 3.85 | 4.02 | +0.17 | buy |
| FMR LLC | 433,900 | 433,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Russell Investments Group, Ltd. | 457,828 | 413,965 | -43,863 | 0.01 | 0.01 | -0.00 | sell |
| BlackRock, Inc. | 377,710 | 392,990 | +15,280 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 577,928 | 356,049 | -221,879 | 0.01 | 0.01 | -0.01 | sell |
| GROUP ONE TRADING LLC | 196,987 | 351,285 | +154,298 | 0.17 | 0.33 | +0.16 | buy |
| Knoll Capital Management, LLC | 317,003 | 317,003 | 0 | 4.30 | 4.99 | +0.68 | hold |
| ROYAL BANK OF CANADA | 265,192 | 313,637 | +48,445 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 539,446 | 309,193 | -230,253 | 0.01 | 0.01 | -0.01 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 290,700 | +290,700 | 0.00 | 0.01 | +0.01 | buy |
| Baird Financial Group, Inc. | 271,511 | 275,572 | +4,061 | 0.01 | 0.01 | -0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 310,617 | 265,814 | -44,803 | 0.48 | 0.39 | -0.10 | sell |
| IMC-Chicago, LLC | 198,407 | 240,027 | +41,620 | 0.10 | 0.10 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 291,020 | 238,160 | -52,860 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 212,085 | 208,994 | -3,091 | 0.00 | 0.00 | -0.00 | sell |
| Bleakley Financial Group, LLC | 159,207 | 189,648 | +30,441 | 0.08 | 0.08 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 121,274 | 184,208 | +62,934 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 309,653 | 177,071 | -132,582 | 0.02 | 0.01 | -0.01 | sell |
| Swiss National Bank | 161,900 | 166,200 | +4,300 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 429,506 | 163,044 | -266,462 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 76,258 | 146,392 | +70,134 | 0.00 | 0.00 | +0.00 | buy |
| Summit Financial, LLC | 160,052 | 145,062 | -14,990 | 0.07 | 0.05 | -0.02 | sell |
| Assenagon Asset Management S.A. | 0 | 139,015 | +139,015 | 0.00 | 0.01 | +0.01 | buy |
| Walleye Trading LLC | 266,347 | 134,754 | -131,593 | 0.13 | 0.08 | -0.05 | sell |
| FNY Investment Advisers, LLC | 19,209 | 129,885 | +110,676 | 0.16 | 1.61 | +1.45 | buy |
| Strait & Sound Wealth Management LLC | 130,348 | 128,044 | -2,304 | 1.44 | 1.39 | -0.05 | sell |
| NATIONAL BANK OF CANADA /FI/ | 124,168 | 109,523 | -14,645 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 73,304 | 104,039 | +30,735 | 0.01 | 0.01 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 94,961 | 99,681 | +4,720 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 114,075 | 98,124 | -15,951 | 0.00 | 0.00 | -0.00 | sell |
| Penbrook Management LLC | 95,990 | 95,990 | 0 | 1.96 | 2.06 | +0.10 | hold |
| MILLENNIUM MANAGEMENT LLC | 448,617 | 91,534 | -357,083 | 0.01 | 0.00 | -0.01 | sell |
| SEI INVESTMENTS CO | 104,667 | 91,227 | -13,440 | 0.00 | 0.00 | -0.00 | sell |
| Jump Financial, LLC | 0 | 88,679 | +88,679 | 0.00 | 0.04 | +0.04 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 90,417 | 87,106 | -3,311 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 71,707 | 81,553 | +9,846 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Asset Management Inc | 78,019 | 81,346 | +3,327 | 0.01 | 0.01 | +0.00 | buy |
| Everstar Asset Management, LLC | 76,608 | 75,664 | -944 | 1.22 | 1.14 | -0.07 | sell |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 45,192 | 73,153 | +27,961 | 0.01 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 52,231 | 71,615 | +19,384 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 90,287 | 70,077 | -20,210 | 0.01 | 0.01 | -0.00 | sell |
| STANSBERRY ASSET MANAGEMENT, LLC | 50,401 | 61,797 | +11,396 | 0.15 | 0.18 | +0.03 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 62,840 | 59,743 | -3,097 | 0.00 | 0.00 | -0.00 | sell |
| Nuveen, LLC | 59,493 | 59,493 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 58,027 | 59,272 | +1,245 | 0.00 | 0.00 | -0.00 | buy |
| MGO ONE SEVEN LLC | 51,881 | 52,587 | +706 | 0.03 | 0.03 | -0.00 | buy |
| SIG North Trading, ULC | 47,678 | 52,529 | +4,851 | 0.25 | 0.30 | +0.05 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 858,826 | 51,871 | -806,955 | 0.03 | 0.00 | -0.03 | sell |
| XTX Topco Ltd | 0 | 51,485 | +51,485 | 0.00 | 0.03 | +0.03 | buy |
| GUGGENHEIM CAPITAL LLC | 90,730 | 51,275 | -39,455 | 0.02 | 0.01 | -0.01 | sell |
| ARMOR ADVISORS, L.L.C. | 51,132 | 51,132 | 0 | 1.58 | 1.61 | +0.03 | hold |
| Quantbot Technologies LP | 10,126 | 49,838 | +39,712 | 0.01 | 0.06 | +0.05 | buy |
| SPROTT INC. | 45,715 | 49,426 | +3,711 | 0.05 | 0.04 | -0.01 | buy |
| OSAIC HOLDINGS, INC. | 46,357 | 46,497 | +140 | 0.00 | 0.00 | -0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 46,034 | +46,034 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 45,333 | 44,133 | -1,200 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 0 | 44,050 | +44,050 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 0 | 40,585 | +40,585 | 0.00 | 0.00 | +0.00 | buy |
| U S GLOBAL INVESTORS INC | 40,000 | 40,000 | 0 | 0.13 | 0.13 | +0.01 | hold |
| Geneos Wealth Management Inc. | 33,165 | 39,585 | +6,420 | 0.02 | 0.03 | +0.00 | buy |
| PKO Investment Management Joint-Stock Co | 45,000 | 38,439 | -6,561 | 0.11 | 0.09 | -0.02 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 30,245 | 37,714 | +7,469 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 37,313 | +37,313 | 0.00 | 0.00 | +0.00 | buy |
| PEAK6 LLC | 109,686 | 34,352 | -75,334 | 0.09 | 0.03 | -0.06 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 34,126 | 32,796 | -1,330 | 0.00 | 0.00 | +0.00 | sell |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 32,070 | 31,561 | -509 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 30,282 | 30,959 | +677 | 0.00 | 0.00 | -0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 30,750 | 30,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SG Americas Securities, LLC | 28,123 | 28,926 | +803 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 27,826 | 28,560 | +734 | 0.00 | 0.00 | -0.00 | buy |
| Rossby Financial, LCC | 30,150 | 27,450 | -2,700 | 0.28 | 0.17 | -0.11 | sell |
| Privium Fund Management B.V. | 23,756 | 24,828 | +1,072 | 0.13 | 0.15 | +0.02 | buy |
| Cetera Investment Advisers | 23,470 | 24,803 | +1,333 | 0.00 | 0.00 | -0.00 | buy |
| PDT Partners, LLC | 56,969 | 23,839 | -33,130 | 0.11 | 0.04 | -0.07 | sell |
| FOX RUN MANAGEMENT, L.L.C. | 8,728 | 23,734 | +15,006 | 0.04 | 0.11 | +0.07 | buy |
| Cambridge Investment Research Advisors, Inc. | 24,208 | 23,601 | -607 | 0.00 | 0.00 | -0.00 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 23,007 | +23,007 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 22,947 | +22,947 | 0.00 | 0.00 | +0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 22,363 | 22,708 | +345 | 0.00 | 0.00 | +0.00 | buy |
| Numerai GP LLC | 14,956 | 20,223 | +5,267 | 0.05 | 0.06 | +0.00 | buy |
| Virtu Financial LLC | 14,555 | 18,215 | +3,660 | 0.02 | 0.02 | +0.00 | buy |
| Pictet Asset Management Holding SA | 15,064 | 17,966 | +2,902 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 11,108 | 17,844 | +6,736 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 3,950 | 17,811 | +13,861 | 0.00 | 0.00 | +0.00 | buy |