| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Shaker Financial Services, LLC | 254,920 | 518,783 | +263,863 | 0.65 | 1.26 | +0.61 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 547,113 | 791,267 | +244,154 | 0.28 | 0.41 | +0.13 | buy |
| Orion Porfolio Solutions, LLC | 461,296 | 252,543 | +208,753 | 0.04 | 0.02 | 0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 104,249 | 168,102 | +63,853 | 0.06 | 0.09 | +0.03 | buy |
| Matisse Capital | 159,668 | 219,397 | +59,729 | 0.53 | 0.66 | +0.13 | buy |
| Quarry LP | 103,100 | 55,337 | +47,763 | 0.27 | 0.14 | 0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 320,280 | 346,391 | +26,111 | 0.02 | 0.02 | 0.00 | buy |
| Moors & Cabot, Inc. | 46,000 | 58,000 | +12,000 | 0.02 | 0.02 | +0.00 | buy |
| Capital Wealth Alliance, LLC | 74,355 | 82,299 | +7,944 | 0.32 | 0.31 | -0.01 | buy |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 36,296 | 40,239 | +3,943 | 0.02 | 0.02 | +0.00 | buy |
| Powell Investment Advisors, LLC | 14,627 | 18,320 | +3,693 | 0.05 | 0.06 | +0.01 | buy |
| CSS LLC/IL | 23,986 | 24,217 | +231 | 0.01 | 0.01 | +0.00 | buy |
| Sound Income Strategies, LLC | 6,644 | 6,727 | +83 | 0.00 | 0.00 | 0.00 | buy |
| BlackDiamond Wealth Management, LLC | 12,055 | 12,036 | -19 | 0.06 | 0.05 | -0.00 | sell |
| Capital Investment Advisors, LLC | 18,835 | 17,385 | -1,450 | 0.00 | 0.00 | -0.00 | sell |
| BARRETT & COMPANY, INC. | 20,100 | 17,350 | -2,750 | 0.07 | 0.05 | -0.02 | sell |
| SeaCrest Wealth Management, LLC | 46,831 | 43,822 | -3,009 | 0.04 | 0.03 | -0.00 | sell |
| Rareview Capital LLC | 134,466 | 126,481 | -7,985 | 0.77 | 0.78 | +0.01 | sell |
| Yakira Capital Management, Inc. | 299,123 | 288,328 | -10,795 | 0.61 | 0.54 | -0.06 | sell |
| AQR Arbitrage LLC | 421,673 | 365,695 | -55,978 | 0.11 | 0.08 | -0.03 | sell |
| Koshinski Asset Management, Inc. | 155,606 | 84,206 | -71,400 | 0.15 | 0.05 | -0.09 | sell |
| SIT INVESTMENT ASSOCIATES INC | 2,046,441 | 1,936,287 | -110,154 | 0.31 | 0.28 | -0.03 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 762,008 | 549,899 | -212,109 | 1.74 | 1.22 | -0.52 | sell |
| 1607 Capital Partners, LLC | 888,067 | 526,267 | -361,800 | 0.39 | 0.27 | -0.12 | sell |