Stock Transactions — FRANKLIN LTD DURATION INCOME

Total Bought
1,206,339
37 transactions
Total Sold
1,864,587
43 transactions
Net
-658,248
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Penserra Capital Management LLC725,0821,101,494+376,4120.050.08+0.02buy
Byrne Asset Management LLC0282,560+282,5600.000.97+0.97buy
MORGAN STANLEY3,218,1113,390,386+172,2750.000.00+0.00buy
Kingsview Wealth Management, LLC125,393252,998+127,6050.010.02+0.01buy
LPL Financial LLC1,505,9121,554,890+48,9780.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC79,100126,111+47,0110.030.05+0.02buy
ENVESTNET ASSET MANAGEMENT INC74,236101,092+26,8560.000.00+0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV112,391133,856+21,4650.040.05+0.00buy
TRUIST FINANCIAL CORP017,189+17,1890.000.00+0.00buy
STEPHENS INC /AR/11,01323,662+12,6490.000.00+0.00buy
Uniting Wealth Partners, LLC010,000+10,0000.000.01+0.01buy
BANK OF AMERICA CORP /DE/182,999192,927+9,9280.000.00+0.00buy
Kovack Advisors, Inc.30,46540,009+9,5440.010.01+0.00buy
Procyon Advisors, LLC10,81919,819+9,0000.000.01+0.00buy
WEDBUSH SECURITIES INC10,61418,614+8,0000.000.00+0.00buy
Farther Finance Advisors, LLC2196,333+6,1140.000.00+0.00buy
Cetera Investment Advisers177,633182,843+5,2100.000.00-0.00buy
ROYAL BANK OF CANADA65,62568,163+2,5380.000.00+0.00buy
Western Wealth Management, LLC02,217+2,2170.000.00+0.00buy
Capital Investment Advisors, LLC15,06416,680+1,6160.000.00+0.00buy
FIFTH THIRD BANCORP01,414+1,4140.000.00+0.00buy
CHOREO, LLC23,72124,932+1,2110.000.00-0.00buy
BlackRock, Inc.26,12427,223+1,0990.000.00+0.00buy
Allspring Global Investments Holdings, LLC471,936472,918+9820.000.00-0.00buy
WHITTIER TRUST CO OF NEVADA INC0939+9390.000.00+0.00buy
OPPENHEIMER & CO INC34,13434,792+6580.000.00-0.00buy
Private Wealth Management Group, LLC0630+6300.000.00+0.00buy
Apollon Wealth Management, LLC51,30051,706+4060.010.00-0.00buy
PARK AVENUE SECURITIES LLC11,33811,740+4020.000.00-0.00buy
Powell Investment Advisors, LLC59,68460,001+3170.130.12-0.01buy
WPG Advisers, LLC2,2622,539+2770.010.01+0.00buy
Rockefeller Capital Management L.P.0233+2330.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.5,8706,051+1810.000.00-0.00buy
Merit Financial Group, LLC21,08921,259+1700.000.00-0.00buy
MML INVESTORS SERVICES, LLC12,57512,719+1440.000.00+0.00buy
Sound Income Strategies, LLC7,2207,304+840.000.00-0.00buy
STIFEL FINANCIAL CORP63,14263,167+250.000.00-0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD59,91559,91500.030.03-0.00hold
MAI Capital Management35235200.000.00-0.00hold
D.A. DAVIDSON & CO.11,27511,27500.000.00-0.00hold
PIN OAK INVESTMENT ADVISORS INC31,00031,00000.140.13-0.01hold
BNP PARIBAS FINANCIAL MARKETS1,2801,28000.000.00-0.00hold
ASSETMARK, INC444400.000.00-0.00hold
BROWN ADVISORY INC23,19923,19900.000.00+0.00hold
AdvisorNet Financial, Inc1,3721,37200.000.00-0.00hold
Anfield Capital Management, LLC8,5868,58600.020.01-0.00hold
Koshinski Asset Management, Inc.75,82575,82500.030.03-0.00hold
Sowell Financial Services LLC23,02323,02300.010.00-0.00hold
Steward Partners Investment Advisory, LLC1,9651,96500.000.00-0.00hold
Live Oak Private Wealth LLC10,00010,00000.010.01-0.00hold
Hilltop National Bank1,3251,32500.000.00-0.00hold
Alteri Wealth LLC23,83523,83500.050.05-0.00hold
Caldwell Trust Co2,8002,80000.000.00-0.00hold
SIT INVESTMENT ASSOCIATES INC9,3819,38100.000.00-0.00hold
BARRETT & COMPANY, INC.14,36714,36700.030.03-0.00hold
INTEGRITY ALLIANCE, LLC.30,59230,580-120.010.01-0.00sell
HUNTINGTON NATIONAL BANK990-990.000.00-0.00sell
HIGHLINE WEALTH PARTNERS LLC580475-1050.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC58,45858,276-1820.000.00-0.00sell
SageView Advisory Group, LLC2650-2650.000.00-0.00sell
ACCREDITED INVESTOR SERVICES, LLC22,81922,248-5710.090.08-0.01sell
Cambridge Investment Research Advisors, Inc.24,23523,002-1,2330.000.00-0.00sell
Mariner, LLC13,19711,950-1,2470.000.00-0.00sell
Baird Financial Group, Inc.91,77890,528-1,2500.000.00-0.00sell
NWF Advisory Services Inc.13,00011,400-1,6000.010.01-0.00sell
SeaCrest Wealth Management, LLC33,70731,741-1,9660.020.02-0.00sell
JONES FINANCIAL COMPANIES LLLP2,3400-2,3400.000.00-0.00sell
Encompass More Asset Management91,29188,839-2,4520.100.09-0.02sell
Moors & Cabot, Inc.18,00015,500-2,5000.000.00-0.00sell
Janney Montgomery Scott LLC15,77112,463-3,3080.000.00-0.00sell
Kestra Advisory Services, LLC182,881178,500-4,3810.000.00-0.00sell
NewEdge Advisors, LLC96,72991,759-4,9700.000.00-0.00sell
EASTERN BANK5,0000-5,0000.000.00-0.00sell
Private Advisor Group, LLC84,27478,759-5,5150.000.00-0.00sell
Waverly Advisors, LLC20,84213,051-7,7910.000.00-0.00sell
BlackDiamond Wealth Management, LLC10,0910-10,0910.030.00-0.03sell
OSAIC HOLDINGS, INC.241,923229,444-12,4790.000.00-0.00sell
Advisors Asset Management, Inc.1,065,5221,049,656-15,8660.110.10-0.01sell
AZZAD ASSET MANAGEMENT INC /ADV16,7500-16,7500.010.00-0.01sell
CoreCap Advisors, LLC33,24715,127-18,1200.010.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.21,8520-21,8520.010.00-0.01sell
HighTower Advisors, LLC23,1680-23,1680.000.00-0.00sell
NOMURA HOLDINGS INC30,6630-30,6630.000.00-0.00sell
Invesco Ltd.725,510690,511-34,9990.000.00-0.00sell
Shaker Financial Services, LLC495,009458,892-36,1170.970.93-0.03sell
WELLS FARGO & COMPANY/MN786,525747,468-39,0570.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.42,3220-42,3220.000.00-0.00sell
GraniteShares Advisors LLC438,079393,087-44,9921.641.65+0.01sell
READYSTATE ASSET MANAGEMENT LP47,0950-47,0950.010.00-0.01sell
Logan Stone Capital, LLC47,4160-47,4160.070.00-0.07sell
Quarry LP192,663127,908-64,7550.190.15-0.04sell
UBS Group AG72,6310-72,6310.000.00-0.00sell
JANE STREET GROUP, LLC81,2240-81,2240.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC255,041118,079-136,9620.020.01-0.01sell
GUGGENHEIM CAPITAL LLC810,863615,618-195,2450.040.03-0.01sell
Rareview Capital LLC208,6560-208,6560.870.00-0.87sell
ABSOLUTE INVESTMENT ADVISERS, LLC490,414214,168-276,2460.340.15-0.20sell
Pathstone Holdings, LLC819,044477,950-341,0940.020.01-0.01sell
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