| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | 346,391 | 458,860 | +112,469 | 0.02 | 0.02 | 0.00 | buy |
| Quarry LP | 55,337 | 5,933 | +49,404 | 0.14 | 0.02 | 0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 118,621 | 75,964 | +42,657 | 0.01 | 0.01 | 0.00 | sell |
| 1607 Capital Partners, LLC | 526,267 | 558,159 | +31,892 | 0.27 | 0.32 | +0.05 | buy |
| Powell Investment Advisors, LLC | 18,320 | 46,320 | +28,000 | 0.06 | 0.15 | +0.09 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 168,102 | 194,761 | +26,659 | 0.09 | 0.10 | +0.01 | buy |
| Capital Wealth Alliance, LLC | 82,299 | 84,644 | +2,345 | 0.31 | 0.31 | +0.00 | buy |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP | 10,819 | 12,519 | +1,700 | 0.02 | 0.02 | +0.00 | buy |
| Rareview Capital LLC | 126,481 | 127,767 | +1,286 | 0.78 | 0.78 | -0.00 | buy |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 40,239 | 40,945 | +706 | 0.02 | 0.02 | -0.00 | buy |
| Sound Income Strategies, LLC | 6,727 | 6,793 | +66 | 0.00 | 0.00 | 0.00 | buy |
| BlackDiamond Wealth Management, LLC | 12,036 | 11,496 | -540 | 0.05 | 0.05 | -0.00 | sell |
| Detalus Advisors, LLC | 13,828 | 12,578 | -1,250 | 0.03 | 0.03 | -0.00 | sell |
| SeaCrest Wealth Management, LLC | 43,822 | 42,063 | -1,759 | 0.03 | 0.03 | -0.00 | sell |
| BARRETT & COMPANY, INC. | 17,350 | 15,484 | -1,866 | 0.05 | 0.04 | -0.01 | sell |
| Koshinski Asset Management, Inc. | 84,206 | 82,248 | -1,958 | 0.05 | 0.05 | -0.00 | sell |
| CSS LLC/IL | 24,217 | 20,926 | -3,291 | 0.01 | 0.01 | -0.00 | sell |
| Shaker Financial Services, LLC | 518,783 | 510,214 | -8,569 | 1.26 | 1.31 | +0.05 | sell |
| Moors & Cabot, Inc. | 58,000 | 38,000 | -20,000 | 0.02 | 0.01 | -0.01 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 549,899 | 469,366 | -80,533 | 1.22 | 1.04 | -0.18 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 129,641 | 13,901 | -115,740 | 0.11 | 0.01 | -0.10 | sell |
| AQR Arbitrage LLC | 365,695 | 223,791 | -141,904 | 0.08 | 0.04 | -0.04 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,936,287 | 1,368,504 | -567,783 | 0.28 | 0.20 | -0.08 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 791,267 | 95,000 | -696,267 | 0.41 | 0.05 | -0.36 | sell |