Stock Transactions — FRANKLIN LTD DURATION INCOME

Total Bought
695,349
36 transactions
Total Sold
1,124,084
31 transactions
Net
-428,735
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Advisors Asset Management, Inc.834,7231,042,959+208,2360.100.12+0.02buy
Shaker Financial Services, LLC548,672672,153+123,4811.381.56+0.19buy
Cetera Investment Advisers75,404110,142+34,7380.000.00+0.00buy
Penserra Capital Management LLC1,075,4861,108,227+32,7410.120.10-0.02buy
MORGAN STANLEY2,889,9992,920,610+30,6110.000.00-0.00buy
Invesco Ltd.791,698821,918+30,2200.000.00-0.00buy
Laird Norton Wetherby Wealth Management, LLC029,743+29,7430.000.01+0.01buy
Kingsview Wealth Management, LLC026,912+26,9120.000.00+0.00buy
GraniteShares Advisors LLC398,047424,579+26,5321.641.68+0.04buy
CREATIVE FINANCIAL DESIGNS INC /ADV33,75856,408+22,6500.020.03+0.01buy
Apollon Wealth Management, LLC23,07540,354+17,2790.000.01+0.00buy
Virtu Financial LLC016,477+16,4770.000.01+0.01buy
WELLS FARGO & COMPANY/MN769,954785,670+15,7160.000.00-0.00buy
D.A. DAVIDSON & CO.015,275+15,2750.000.00+0.00buy
BANK OF AMERICA CORP /DE/158,026172,847+14,8210.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.14,49026,052+11,5620.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC08,762+8,7620.000.00+0.00buy
CIBC Private Wealth Group LLC05,016+5,0160.000.00+0.00buy
BlackRock, Inc.30,04434,984+4,9400.000.00+0.00buy
Elequin Capital, LP11,99116,824+4,8330.010.01+0.00buy
ENVESTNET ASSET MANAGEMENT INC72,82277,355+4,5330.000.00-0.00buy
Kestra Advisory Services, LLC170,134172,544+2,4100.010.01+0.00buy
Encompass More Asset Management88,37690,449+2,0730.170.14-0.03buy
Baird Financial Group, Inc.90,09391,674+1,5810.000.00-0.00buy
Merit Financial Group, LLC18,23119,751+1,5200.000.00-0.00buy
COMERICA BANK9851,804+8190.000.00+0.00buy
Ameritas Advisory Services, LLC0509+5090.000.00+0.00buy
OPPENHEIMER & CO INC29,37129,867+4960.000.00-0.00buy
MML INVESTORS SERVICES, LLC13,28813,578+2900.000.00-0.00buy
Powell Investment Advisors, LLC55,70755,982+2750.180.13-0.04buy
HUNTINGTON NATIONAL BANK099+990.000.00+0.00buy
Sound Income Strategies, LLC6,9937,066+730.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC10,62510,691+660.000.00-0.00buy
Koshinski Asset Management, Inc.79,87479,920+460.040.04-0.01buy
STIFEL FINANCIAL CORP13,01513,028+130.000.00-0.00buy
BARRETT & COMPANY, INC.14,73314,734+10.040.04-0.01buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD32,80332,80300.020.02-0.00hold
WEDBUSH SECURITIES INC10,61410,61400.000.00-0.00hold
PRINCIPAL SECURITIES, INC.11,18111,18100.000.00-0.00hold
Janney Montgomery Scott LLC18,94918,94900.000.00-0.00hold
ASSETMARK, INC444400.000.00-0.00hold
BROWN ADVISORY INC35,10035,10000.000.00-0.00hold
AdvisorNet Financial, Inc1,3721,37200.000.00-0.00hold
CWM, LLC24224200.000.00-0.00hold
Yakira Capital Management, Inc.23,20323,20300.060.05-0.01hold
Anfield Capital Management, LLC8,5868,58600.020.02-0.00hold
Sowell Financial Services LLC24,61324,61300.010.01-0.00hold
Steward Partners Investment Advisory, LLC1,9651,96500.000.00-0.00hold
Live Oak Private Wealth LLC10,00010,00000.010.01-0.00hold
Allspring Global Investments Holdings, LLC456,578456,57800.010.00-0.00hold
OLIVER LAGORE VANVALIN INVESTMENT GROUP10,81910,81900.020.03+0.01hold
Farther Finance Advisors, LLC21921900.000.00-0.00hold
Hilltop National Bank1,3251,32500.000.00-0.00hold
NWF Advisory Services Inc.13,00013,00000.010.01-0.00hold
Alteri Wealth LLC23,83523,83500.070.06-0.01hold
Uniting Wealth Partners, LLC10,00010,00000.030.02-0.01hold
Caldwell Trust Co2,8002,80000.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
SIT INVESTMENT ASSOCIATES INC9,3819,38100.000.00-0.00hold
Allworth Financial LP500-500.000.00-0.00sell
CHOREO, LLC22,40222,227-1750.000.00-0.00sell
Geneos Wealth Management Inc.12,66612,459-2070.000.00-0.00sell
ACCREDITED INVESTOR SERVICES, LLC21,24320,934-3090.110.10-0.01sell
Mariner, LLC16,35415,830-5240.000.00-0.00sell
PARK AVENUE SECURITIES LLC10,79810,228-5700.000.00-0.00sell
Capital Investment Advisors, LLC15,36014,730-6300.000.00-0.00sell
WPG Advisers, LLC2,6261,971-6550.020.01-0.01sell
SeaCrest Wealth Management, LLC34,36533,703-6620.030.02-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC6770-6770.000.00-0.00sell
Waverly Advisors, LLC22,94822,035-9130.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP107,337105,637-1,7000.030.03-0.01sell
ROYAL BANK OF CANADA69,07967,116-1,9630.000.00-0.00sell
CoreCap Advisors, LLC35,74733,247-2,5000.010.01-0.00sell
AVANTAX ADVISORY SERVICES, INC.35,38932,625-2,7640.000.00-0.00sell
NewEdge Advisors, LLC118,879115,479-3,4000.000.00-0.00sell
OSAIC HOLDINGS, INC.233,447224,719-8,7280.000.00-0.00sell
Private Advisor Group, LLC93,79084,854-8,9360.000.00-0.00sell
Financial Partners Group, Inc130,375120,140-10,2350.130.11-0.02sell
BlackDiamond Wealth Management, LLC10,4920-10,4920.050.00-0.05sell
Avior Wealth Management, LLC13,0500-13,0500.000.00-0.00sell
Moors & Cabot, Inc.33,00019,000-14,0000.010.01-0.01sell
Rareview Capital LLC186,066168,741-17,3250.760.68-0.08sell
Tabor Asset Management, LP23,2030-23,2030.040.00-0.04sell
GUGGENHEIM CAPITAL LLC923,230895,982-27,2480.060.05-0.01sell
LPL Financial LLC1,584,1571,543,762-40,3950.000.00-0.00sell
INTEGRITY ALLIANCE, LLC.65,5540-65,5540.020.00-0.02sell
RAYMOND JAMES FINANCIAL INC130,86059,511-71,3490.000.00-0.00sell
UBS Group AG75,4780-75,4780.000.00-0.00sell
1607 Capital Partners, LLC86,3380-86,3380.040.00-0.04sell
Pathstone Holdings, LLC863,888229,834-634,0540.020.01-0.02sell
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