Stock Transactions — FRANKLIN LTD DURATION INCOME

Total Bought
1,236,832
28 transactions
Total Sold
1,319,746
40 transactions
Net
-82,914
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Pathstone Holdings, LLC477,9501,167,159+689,2090.010.02+0.01buy
Beacon Pointe Advisors, LLC080,695+80,6950.000.00+0.00buy
GUGGENHEIM CAPITAL LLC615,618691,385+75,7670.030.03-0.00buy
GraniteShares Advisors LLC393,087452,287+59,2001.651.68+0.03buy
READYSTATE ASSET MANAGEMENT LP053,748+53,7480.000.01+0.01buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC126,111173,043+46,9320.050.06+0.01buy
Penserra Capital Management LLC1,101,4941,145,218+43,7240.080.05-0.02buy
Private Wealth Management Group, LLC63037,980+37,3500.000.05+0.05buy
ROYAL BANK OF CANADA68,163103,011+34,8480.000.00+0.00buy
Capital Investment Advisors, LLC16,68048,765+32,0850.000.00+0.00buy
Miller Financial Services LLC016,256+16,2560.000.08+0.08buy
SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co015,720+15,7200.000.09+0.09buy
AlphaStar Capital Management, LLC011,500+11,5000.000.00+0.00buy
OSAIC HOLDINGS, INC.229,444239,304+9,8600.000.00-0.00buy
Kovack Advisors, Inc.40,00947,317+7,3080.010.01+0.00buy
STEPHENS INC /AR/23,66229,217+5,5550.000.00+0.00buy
Kestra Advisory Services, LLC178,500182,161+3,6610.000.00-0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV133,856136,845+2,9890.050.04-0.01buy
Waverly Advisors, LLC13,05116,008+2,9570.000.00-0.00buy
Global Retirement Partners, LLC14,44017,086+2,6460.000.00-0.00buy
Invesco Ltd.690,511692,417+1,9060.000.00-0.00buy
Integrated Wealth Concepts LLC0872+8720.000.00+0.00buy
OPPENHEIMER & CO INC34,79235,501+7090.000.00-0.00buy
Apollon Wealth Management, LLC51,70652,137+4310.000.00-0.00buy
SeaCrest Wealth Management, LLC31,74132,161+4200.020.02+0.00buy
Powell Investment Advisors, LLC60,00160,337+3360.120.11-0.01buy
BNP PARIBAS FINANCIAL MARKETS1,2801,380+1000.000.00-0.00buy
STIFEL FINANCIAL CORP63,16763,215+480.000.00-0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD59,91559,91500.030.02-0.00hold
D.A. DAVIDSON & CO.11,27511,27500.000.00-0.00hold
PIN OAK INVESTMENT ADVISORS INC31,00031,00000.130.13-0.00hold
WHITTIER TRUST CO OF NEVADA INC93993900.000.00-0.00hold
ASSETMARK, INC444400.000.00-0.00hold
BROWN ADVISORY INC23,19923,19900.000.00-0.00hold
AdvisorNet Financial, Inc1,3721,37200.000.00-0.00hold
Moors & Cabot, Inc.15,50015,50000.000.00-0.00hold
Sowell Financial Services LLC23,02323,02300.000.00-0.00hold
Rockefeller Capital Management L.P.23323300.000.00-0.00hold
Live Oak Private Wealth LLC10,00010,00000.010.01-0.00hold
Procyon Advisors, LLC19,81919,81900.010.00-0.00hold
Allspring Global Investments Holdings, LLC472,918472,91800.000.00-0.00hold
CoreCap Advisors, LLC15,12715,12700.000.00-0.00hold
Hilltop National Bank1,3251,32500.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC47547500.000.00-0.00hold
NWF Advisory Services Inc.11,40011,40000.010.01-0.00hold
Alteri Wealth LLC23,83523,83500.050.04-0.01hold
Uniting Wealth Partners, LLC10,00010,00000.010.01-0.00hold
WPG Advisers, LLC2,5392,53900.010.01-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00+0.00hold
SIT INVESTMENT ASSOCIATES INC9,3819,38100.000.00-0.00hold
FIFTH THIRD BANCORP1,4141,411-30.000.00-0.00sell
Pinnacle Wealth Planning Services, Inc.6,0516,047-40.000.00-0.00sell
Farther Finance Advisors, LLC6,3336,282-510.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.23,00222,845-1570.000.00-0.00sell
PARK AVENUE SECURITIES LLC11,74011,529-2110.000.00-0.00sell
MML INVESTORS SERVICES, LLC12,71912,463-2560.000.00-0.00sell
BANK OF AMERICA CORP /DE/192,927192,622-3050.000.00-0.00sell
MAI Capital Management3520-3520.000.00-0.00sell
BARRETT & COMPANY, INC.14,36714,000-3670.030.02-0.01sell
Mariner, LLC11,95011,374-5760.000.00-0.00sell
Janney Montgomery Scott LLC12,46311,797-6660.000.00-0.00sell
ACCREDITED INVESTOR SERVICES, LLC22,24821,443-8050.080.07-0.01sell
INTEGRITY ALLIANCE, LLC.30,58029,732-8480.010.01-0.00sell
Steward Partners Investment Advisory, LLC1,965965-1,0000.000.00-0.00sell
BlackRock, Inc.27,22326,124-1,0990.000.00-0.00sell
Caldwell Trust Co2,8001,400-1,4000.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC118,079116,449-1,6300.010.01-0.00sell
Baird Financial Group, Inc.90,52888,730-1,7980.000.00-0.00sell
WEDBUSH SECURITIES INC18,61416,614-2,0000.000.00-0.00sell
CHOREO, LLC24,93222,808-2,1240.000.00-0.00sell
Western Wealth Management, LLC2,2170-2,2170.000.00-0.00sell
NewEdge Advisors, LLC91,75987,259-4,5000.000.00-0.00sell
Merit Financial Group, LLC21,25916,145-5,1140.000.00-0.00sell
Sound Income Strategies, LLC7,3040-7,3040.000.00-0.00sell
Encompass More Asset Management88,83978,581-10,2580.090.07-0.02sell
Koshinski Asset Management, Inc.75,82563,825-12,0000.030.02-0.01sell
Private Advisor Group, LLC78,75963,210-15,5490.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC58,27642,376-15,9000.000.00-0.00sell
TRUIST FINANCIAL CORP17,1890-17,1890.000.00-0.00sell
LPL Financial LLC1,554,8901,532,759-22,1310.000.00-0.00sell
Byrne Asset Management LLC282,560243,580-38,9800.970.76-0.20sell
Cetera Investment Advisers182,843124,683-58,1600.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC101,09230,288-70,8040.000.00-0.00sell
Kingsview Wealth Management, LLC252,998155,207-97,7910.020.01-0.01sell
MORGAN STANLEY3,390,3863,280,091-110,2950.000.00-0.00sell
WELLS FARGO & COMPANY/MN747,468623,402-124,0660.000.00-0.00sell
Quarry LP127,9080-127,9080.150.00-0.15sell
Advisors Asset Management, Inc.1,049,656887,453-162,2030.100.08-0.02sell
Shaker Financial Services, LLC458,892271,335-187,5570.930.49-0.44sell
ABSOLUTE INVESTMENT ADVISERS, LLC214,1680-214,1680.150.00-0.15sell
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