| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | 94,993 | 289,400 | +194,407 | 0.01 | 0.04 | 0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 458,860 | 522,557 | +63,697 | 0.02 | 0.03 | 0.00 | buy |
| Rareview Capital LLC | 127,767 | 175,144 | +47,377 | 0.78 | 0.87 | +0.10 | buy |
| SeaCrest Wealth Management, LLC | 42,063 | 44,561 | +2,498 | 0.03 | 0.03 | +0.00 | buy |
| Sound Income Strategies, LLC | 6,793 | 6,857 | +64 | 0.00 | 0.00 | 0.00 | buy |
| Koshinski Asset Management, Inc. | 82,248 | 82,288 | +40 | 0.05 | 0.05 | -0.00 | buy |
| BlackDiamond Wealth Management, LLC | 11,496 | 11,207 | -289 | 0.05 | 0.04 | -0.01 | sell |
| Capital Investment Advisors, LLC | 17,385 | 16,510 | -875 | 0.00 | 0.00 | -0.00 | sell |
| Detalus Advisors, LLC | 12,578 | 11,078 | -1,500 | 0.03 | 0.02 | -0.00 | sell |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP | 12,519 | 10,819 | -1,700 | 0.02 | 0.02 | -0.00 | sell |
| Moors & Cabot, Inc. | 38,000 | 33,000 | -5,000 | 0.01 | 0.01 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 95,000 | 87,500 | -7,500 | 0.05 | 0.05 | -0.00 | sell |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 40,945 | 32,814 | -8,131 | 0.02 | 0.02 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 469,366 | 412,154 | -57,212 | 1.04 | 0.92 | -0.13 | sell |
| Matisse Capital | 219,397 | 122,579 | -96,818 | 0.69 | 0.40 | -0.29 | sell |
| Shaker Financial Services, LLC | 510,214 | 394,864 | -115,350 | 1.31 | 0.99 | -0.32 | sell |
| Yakira Capital Management, Inc. | 288,328 | 132,784 | -155,544 | 0.67 | 0.32 | -0.35 | sell |
| AQR Arbitrage LLC | 223,791 | 24,120 | -199,671 | 0.04 | 0.00 | -0.03 | sell |
| 1607 Capital Partners, LLC | 558,159 | 275,567 | -282,592 | 0.32 | 0.17 | -0.15 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,368,504 | 782,289 | -586,215 | 0.20 | 0.12 | -0.08 | sell |