Stock Transactions — FRANKLIN LTD DURATION INCOME

Total Bought
685,575
43 transactions
Total Sold
2,067,551
31 transactions
Net
-1,381,976
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Gridiron Partners, LLC088,981+88,9810.000.03+0.03buy
MORGAN STANLEY2,920,6103,005,108+84,4980.000.00-0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV56,408138,003+81,5950.030.06+0.03buy
Cetera Investment Advisers110,142162,636+52,4940.000.00+0.00buy
GraniteShares Advisors LLC424,579465,583+41,0041.681.72+0.04buy
PIN OAK INVESTMENT ADVISORS INC031,000+31,0000.000.14+0.14buy
INTEGRITY ALLIANCE, LLC.030,753+30,7530.000.01+0.01buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD32,80359,915+27,1120.020.03+0.01buy
Advisors Asset Management, Inc.1,042,9591,068,252+25,2930.120.12-0.00buy
MILLENNIUM MANAGEMENT LLC023,000+23,0000.000.00+0.00buy
Rareview Capital LLC168,741190,486+21,7450.680.75+0.06buy
Shaker Financial Services, LLC672,153693,377+21,2241.561.51-0.05buy
BROWN ADVISORY INC35,10053,947+18,8470.000.00+0.00buy
Mach-1 Financial Group, LLC015,720+15,7200.000.02+0.02buy
Allspring Global Investments Holdings, LLC456,578471,936+15,3580.000.00-0.00buy
BANK OF AMERICA CORP /DE/172,847186,485+13,6380.000.00-0.00buy
STIFEL FINANCIAL CORP13,02824,520+11,4920.000.00+0.00buy
OSAIC HOLDINGS, INC.224,719235,822+11,1030.000.00-0.00buy
AZZAD ASSET MANAGEMENT INC /ADV010,525+10,5250.000.01+0.01buy
Kovack Advisors, Inc.010,525+10,5250.000.01+0.01buy
Kestra Advisory Services, LLC172,544181,849+9,3050.010.01-0.00buy
Apollon Wealth Management, LLC40,35447,729+7,3750.010.01+0.00buy
EASTERN BANK05,000+5,0000.000.00+0.00buy
WELLS FARGO & COMPANY/MN785,670790,625+4,9550.000.00-0.00buy
OPPENHEIMER & CO INC29,86733,502+3,6350.000.00+0.00buy
Powell Investment Advisors, LLC55,98259,383+3,4010.130.13-0.00buy
Kingsview Wealth Management, LLC26,91229,648+2,7360.000.00-0.00buy
Moors & Cabot, Inc.19,00021,500+2,5000.010.01+0.00buy
WOLVERINE ASSET MANAGEMENT LLC8,76211,182+2,4200.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS01,593+1,5930.000.00+0.00buy
CHOREO, LLC22,22723,460+1,2330.000.00-0.00buy
Encompass More Asset Management90,44991,329+8800.140.11-0.02buy
PRINCIPAL SECURITIES, INC.11,18112,031+8500.000.00-0.00buy
PARK AVENUE SECURITIES LLC10,22810,952+7240.000.00-0.00buy
Baird Financial Group, Inc.91,67492,337+6630.000.00-0.00buy
Mariner, LLC15,83016,411+5810.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC0580+5800.000.00+0.00buy
SeaCrest Wealth Management, LLC33,70334,143+4400.020.02-0.00buy
JONES FINANCIAL COMPANIES LLLP0340+3400.000.00+0.00buy
Merit Financial Group, LLC19,75120,039+2880.000.00-0.00buy
WPG Advisers, LLC1,9712,050+790.010.01-0.00buy
Sound Income Strategies, LLC7,0667,141+750.000.00-0.00buy
COMERICA BANK1,8041,819+150.000.00-0.00buy
WEDBUSH SECURITIES INC10,61410,61400.000.00-0.00hold
CIBC Private Wealth Group LLC5,0165,01600.000.00-0.00hold
ASSETMARK, INC444400.000.00-0.00hold
AdvisorNet Financial, Inc1,3721,37200.000.00-0.00hold
Anfield Capital Management, LLC8,5868,58600.020.02-0.00hold
Steward Partners Investment Advisory, LLC1,9651,96500.000.00-0.00hold
Live Oak Private Wealth LLC10,00010,00000.010.01-0.00hold
CoreCap Advisors, LLC33,24733,24700.010.01-0.00hold
Farther Finance Advisors, LLC21921900.000.00-0.00hold
Hilltop National Bank1,3251,32500.000.00-0.00hold
NWF Advisory Services Inc.13,00013,00000.010.01-0.00hold
Alteri Wealth LLC23,83523,83500.060.05-0.01hold
Uniting Wealth Partners, LLC10,00010,00000.020.02-0.01hold
Caldwell Trust Co2,8002,80000.000.00-0.00hold
HUNTINGTON NATIONAL BANK999900.000.00-0.00hold
SIT INVESTMENT ASSOCIATES INC9,3819,38100.000.00-0.00hold
BARRETT & COMPANY, INC.14,73414,73400.040.03-0.00hold
MML INVESTORS SERVICES, LLC13,57813,568-100.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC10,69110,507-1840.000.00-0.00sell
CWM, LLC2420-2420.000.00-0.00sell
ACCREDITED INVESTOR SERVICES, LLC20,93420,663-2710.100.09-0.01sell
Private Advisor Group, LLC84,85484,464-3900.000.00-0.00sell
Ameritas Advisory Services, LLC5090-5090.000.00-0.00sell
Sowell Financial Services LLC24,61323,673-9400.010.01-0.00sell
Capital Investment Advisors, LLC14,73013,536-1,1940.000.00-0.00sell
Waverly Advisors, LLC22,03520,595-1,4400.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC59,51157,514-1,9970.000.00-0.00sell
Koshinski Asset Management, Inc.79,92077,892-2,0280.040.03-0.01sell
NewEdge Advisors, LLC115,479113,429-2,0500.000.00-0.00sell
ROYAL BANK OF CANADA67,11663,983-3,1330.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.26,05222,839-3,2130.000.00-0.00sell
Janney Montgomery Scott LLC18,94915,105-3,8440.000.00-0.00sell
D.A. DAVIDSON & CO.15,27511,275-4,0000.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC77,35567,312-10,0430.000.00-0.00sell
Geneos Wealth Management Inc.12,4590-12,4590.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP105,63792,491-13,1460.030.03+0.00sell
Virtu Financial LLC16,4770-16,4770.010.00-0.01sell
Elequin Capital, LP16,8240-16,8240.010.00-0.01sell
Financial Partners Group, Inc120,140102,023-18,1170.110.08-0.03sell
Yakira Capital Management, Inc.23,2030-23,2030.050.00-0.05sell
LPL Financial LLC1,543,7621,517,501-26,2610.000.00-0.00sell
Laird Norton Wetherby Wealth Management, LLC29,7430-29,7430.010.00-0.01sell
BlackRock, Inc.34,9840-34,9840.000.00-0.00sell
Invesco Ltd.821,918769,091-52,8270.000.00-0.00sell
GUGGENHEIM CAPITAL LLC895,982828,893-67,0890.050.04-0.01sell
Pathstone Holdings, LLC229,8340-229,8340.010.00-0.01sell
Penserra Capital Management LLC1,108,227657,957-450,2700.100.05-0.05sell
Advisors Asset Management, Inc.1,042,9592,130-1,040,8290.120.00-0.12sell
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