| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 427,113 | 547,113 | +120,000 | 0.23 | 0.28 | +0.05 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 32,442 | 104,249 | +71,807 | 0.03 | 0.06 | +0.03 | buy |
| 1607 Capital Partners, LLC | 828,367 | 888,067 | +59,700 | 0.38 | 0.39 | +0.01 | buy |
| Koshinski Asset Management, Inc. | 96,115 | 155,606 | +59,491 | 0.07 | 0.15 | +0.08 | buy |
| AQR Arbitrage LLC | 376,986 | 421,673 | +44,687 | 0.10 | 0.11 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 353,699 | 320,280 | +33,419 | 0.02 | 0.02 | 0.00 | sell |
| Elequin Capital, LP | 2,589 | 28,711 | +26,122 | 0.00 | 0.05 | +0.05 | buy |
| SIT INVESTMENT ASSOCIATES INC | 2,022,532 | 2,046,441 | +23,909 | 0.34 | 0.31 | -0.03 | buy |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 30,629 | 36,296 | +5,667 | 0.02 | 0.02 | +0.00 | buy |
| Orion Porfolio Solutions, LLC | 457,098 | 461,296 | +4,198 | 0.03 | 0.04 | 0.00 | buy |
| BlackDiamond Wealth Management, LLC | 10,355 | 12,055 | +1,700 | 0.05 | 0.06 | +0.00 | buy |
| SeaCrest Wealth Management, LLC | 46,242 | 46,831 | +589 | 0.04 | 0.04 | +0.00 | buy |
| CSS LLC/IL | 23,524 | 23,986 | +462 | 0.01 | 0.01 | -0.00 | buy |
| Sound Income Strategies, LLC | 6,583 | 6,644 | +61 | 0.00 | 0.00 | 0.00 | buy |
| CTC Alternative Strategies, Ltd. | 11,066 | 10,512 | -554 | 0.13 | 0.14 | +0.01 | sell |
| Capital Wealth Alliance, LLC | 75,531 | 74,355 | -1,176 | 0.35 | 0.32 | -0.03 | sell |
| Detalus Advisors, LLC | 15,973 | 13,828 | -2,145 | 0.05 | 0.03 | -0.01 | sell |
| Moors & Cabot, Inc. | 85,000 | 46,000 | -39,000 | 0.04 | 0.02 | -0.02 | sell |
| Shaker Financial Services, LLC | 298,668 | 254,920 | -43,748 | 0.85 | 0.65 | -0.20 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 808,627 | 762,008 | -46,619 | 1.90 | 1.74 | -0.16 | sell |