| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CLOUGH CAPITAL PARTNERS L P | 0 | 246,900 | +246,900 | 0.00 | 0.17 | +0.17 | buy |
| WELLS FARGO & COMPANY/MN | 36,001 | 197,619 | +161,618 | 0.00 | 0.00 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 427,113 | 547,113 | +120,000 | 0.23 | 0.28 | +0.05 | buy |
| Quarry LP | 0 | 103,100 | +103,100 | 0.00 | 0.32 | +0.32 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 206,831 | 299,194 | +92,363 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 533,317 | 623,436 | +90,119 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 32,442 | 104,249 | +71,807 | 0.03 | 0.06 | +0.03 | buy |
| 1607 Capital Partners, LLC | 828,367 | 888,067 | +59,700 | 0.38 | 0.39 | +0.01 | buy |
| Koshinski Asset Management, Inc. | 96,115 | 155,606 | +59,491 | 0.07 | 0.15 | +0.08 | buy |
| AQR Arbitrage LLC | 376,986 | 421,673 | +44,687 | 0.10 | 0.11 | +0.00 | buy |
| Elequin Capital, LP | 2,589 | 28,711 | +26,122 | 0.00 | 0.05 | +0.05 | buy |
| SIT INVESTMENT ASSOCIATES INC | 2,022,532 | 2,046,441 | +23,909 | 0.34 | 0.31 | -0.03 | buy |
| NOMURA HOLDINGS INC | 0 | 23,812 | +23,812 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 159,821 | 183,614 | +23,793 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 29,673 | 42,306 | +12,633 | 0.02 | 0.03 | +0.01 | buy |
| NewEdge Advisors, LLC | 142,830 | 155,329 | +12,499 | 0.01 | 0.01 | -0.00 | buy |
| Csenge Advisory Group | 0 | 10,309 | +10,309 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 9,691 | +9,691 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 37,919 | 47,383 | +9,464 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 92,455 | 98,144 | +5,689 | 0.01 | 0.00 | -0.00 | buy |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 30,629 | 36,296 | +5,667 | 0.02 | 0.02 | +0.00 | buy |
| Orion Porfolio Solutions, LLC | 457,098 | 461,296 | +4,198 | 0.03 | 0.03 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 18,100 | 22,000 | +3,900 | 0.01 | 0.01 | +0.00 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 13,645 | 16,284 | +2,639 | 0.00 | 0.00 | +0.00 | buy |
| BlackDiamond Wealth Management, LLC | 10,355 | 12,055 | +1,700 | 0.05 | 0.06 | +0.00 | buy |
| Kestra Advisory Services, LLC | 15,197 | 16,590 | +1,393 | 0.00 | 0.00 | -0.00 | buy |
| SeaCrest Wealth Management, LLC | 46,242 | 46,831 | +589 | 0.04 | 0.04 | +0.00 | buy |
| CSS LLC/IL | 23,524 | 23,986 | +462 | 0.01 | 0.01 | -0.00 | buy |
| HighTower Advisors, LLC | 37,643 | 37,847 | +204 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 7,591 | 7,741 | +150 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 739 | 889 | +150 | 0.00 | 0.00 | +0.00 | buy |
| Sound Income Strategies, LLC | 6,583 | 6,644 | +61 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 879 | 914 | +35 | 0.00 | 0.00 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 140,069 | 140,100 | +31 | 0.02 | 0.02 | +0.00 | buy |
| BROWN ADVISORY INC | 25,100 | 25,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AdvisorNet Financial, Inc | 1,333 | 1,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Waverly Advisors, LLC | 18,755 | 18,755 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Advisors, LLC | 18,835 | 18,835 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 299,123 | 299,123 | 0 | 0.49 | 0.61 | +0.11 | hold |
| Matisse Capital | 159,668 | 159,668 | 0 | 0.69 | 0.53 | -0.16 | hold |
| AE Wealth Management LLC | 21,819 | 21,819 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Powell Investment Advisors, LLC | 14,627 | 14,627 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Spire Wealth Management | 983 | 983 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 33,247 | 33,247 | 0 | 0.01 | 0.01 | -0.00 | hold |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP | 10,819 | 10,819 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Farther Finance Advisors, LLC | 219 | 219 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Caldwell Trust Co | 2,800 | 2,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARRETT & COMPANY, INC. | 20,100 | 20,100 | 0 | 0.07 | 0.07 | -0.00 | hold |
| CTC Alternative Strategies, Ltd. | 11,066 | 10,512 | -554 | 0.13 | 0.14 | +0.01 | sell |
| MML INVESTORS SERVICES, LLC | 18,343 | 17,679 | -664 | 0.00 | 0.00 | -0.00 | sell |
| Capital Wealth Alliance, LLC | 75,531 | 74,355 | -1,176 | 0.35 | 0.32 | -0.03 | sell |
| Cambridge Investment Research Advisors, Inc. | 20,950 | 19,368 | -1,582 | 0.00 | 0.00 | -0.00 | sell |
| Detalus Advisors, LLC | 15,973 | 13,828 | -2,145 | 0.05 | 0.03 | -0.01 | sell |
| Steward Partners Investment Advisory, LLC | 4,279 | 865 | -3,414 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 33,740 | 30,150 | -3,590 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 72,975 | 65,340 | -7,635 | 0.00 | 0.00 | -0.00 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 7,925 | 0 | -7,925 | 0.01 | 0.00 | -0.01 | sell |
| Dakota Wealth Management | 10,910 | 0 | -10,910 | 0.00 | 0.00 | -0.00 | sell |
| D.A. DAVIDSON & CO. | 12,855 | 0 | -12,855 | 0.00 | 0.00 | -0.00 | sell |
| CENTAURUS FINANCIAL, INC. | 13,392 | 0 | -13,392 | 0.01 | 0.00 | -0.01 | sell |
| STIFEL FINANCIAL CORP | 14,021 | 0 | -14,021 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 17,270 | 0 | -17,270 | 0.01 | 0.00 | -0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 29,448 | 0 | -29,448 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 353,699 | 320,280 | -33,419 | 0.02 | 0.02 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 735,793 | 699,024 | -36,769 | 0.01 | 0.01 | +0.00 | sell |
| Moors & Cabot, Inc. | 85,000 | 46,000 | -39,000 | 0.04 | 0.02 | -0.02 | sell |
| Shaker Financial Services, LLC | 298,668 | 254,920 | -43,748 | 0.85 | 0.65 | -0.20 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 808,627 | 762,008 | -46,619 | 1.90 | 1.74 | -0.16 | sell |
| Cetera Investment Advisers | 1,001,825 | 916,158 | -85,667 | 0.05 | 0.05 | -0.01 | sell |
| BANK OF AMERICA CORP /DE/ | 596,700 | 502,074 | -94,626 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 184,497 | 0 | -184,497 | 0.04 | 0.00 | -0.04 | sell |
| GraniteShares Advisors LLC | 235,345 | 0 | -235,345 | 1.34 | 0.00 | -1.34 | sell |
| MORGAN STANLEY | 1,707,067 | 1,142,985 | -564,082 | 0.00 | 0.00 | -0.00 | sell |