Stock Transactions — FRANKLIN LTD DURATION INCOME

Total Bought
2,729,785
48 transactions
Total Sold
1,774,124
34 transactions
Net
+955,661
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Pathstone Holdings, LLC0819,044+819,0440.000.02+0.02buy
ABSOLUTE INVESTMENT ADVISERS, LLC0490,414+490,4140.000.34+0.34buy
WOLVERINE ASSET MANAGEMENT LLC11,182255,041+243,8590.000.02+0.02buy
MORGAN STANLEY3,005,1083,218,111+213,0030.000.00+0.00buy
Quarry LP0192,663+192,6630.000.19+0.19buy
Kingsview Wealth Management, LLC29,648125,393+95,7450.000.01+0.01buy
JANE STREET GROUP, LLC081,224+81,2240.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC079,100+79,1000.000.03+0.03buy
UBS Group AG072,631+72,6310.000.00+0.00buy
Penserra Capital Management LLC657,957725,082+67,1250.050.05+0.00buy
Logan Stone Capital, LLC047,416+47,4160.000.07+0.07buy
BALYASNY ASSET MANAGEMENT L.P.042,322+42,3220.000.00+0.00buy
STIFEL FINANCIAL CORP24,52063,142+38,6220.000.00+0.00buy
NOMURA HOLDINGS INC030,663+30,6630.000.00+0.00buy
BlackRock, Inc.026,124+26,1240.000.00+0.00buy
HighTower Advisors, LLC023,168+23,1680.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.021,852+21,8520.000.01+0.01buy
Kovack Advisors, Inc.10,52530,465+19,9400.010.01+0.00buy
Rareview Capital LLC190,486208,656+18,1700.750.87+0.12buy
Cetera Investment Advisers162,636177,633+14,9970.000.00-0.00buy
Global Retirement Partners, LLC014,440+14,4400.000.00+0.00buy
STEPHENS INC /AR/011,013+11,0130.000.00+0.00buy
Procyon Advisors, LLC010,819+10,8190.000.00+0.00buy
BlackDiamond Wealth Management, LLC010,091+10,0910.000.03+0.03buy
ENVESTNET ASSET MANAGEMENT INC67,31274,236+6,9240.000.00+0.00buy
AZZAD ASSET MANAGEMENT INC /ADV10,52516,750+6,2250.010.01+0.00buy
OSAIC HOLDINGS, INC.235,822241,923+6,1010.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.05,870+5,8700.000.00+0.00buy
Apollon Wealth Management, LLC47,72951,300+3,5710.010.01+0.00buy
ACCREDITED INVESTOR SERVICES, LLC20,66322,819+2,1560.090.09+0.00buy
JONES FINANCIAL COMPANIES LLLP3402,340+2,0000.000.00+0.00buy
ROYAL BANK OF CANADA63,98365,625+1,6420.000.00-0.00buy
Capital Investment Advisors, LLC13,53615,064+1,5280.000.00-0.00buy
Ransom Advisory, Ltd01,500+1,5000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.22,83924,235+1,3960.000.00-0.00buy
Merit Financial Group, LLC20,03921,089+1,0500.000.00-0.00buy
Kestra Advisory Services, LLC181,849182,881+1,0320.010.00-0.00buy
RAYMOND JAMES FINANCIAL INC57,51458,458+9440.000.00-0.00buy
Janney Montgomery Scott LLC15,10515,771+6660.000.00-0.00buy
OPPENHEIMER & CO INC33,50234,134+6320.000.00+0.00buy
PARK AVENUE SECURITIES LLC10,95211,338+3860.000.00+0.00buy
MAI Capital Management0352+3520.000.00+0.00buy
Powell Investment Advisors, LLC59,38359,684+3010.130.13-0.01buy
SageView Advisory Group, LLC0265+2650.000.00+0.00buy
CHOREO, LLC23,46023,721+2610.000.00-0.00buy
Waverly Advisors, LLC20,59520,842+2470.000.00-0.00buy
WPG Advisers, LLC2,0502,262+2120.010.01+0.00buy
Sound Income Strategies, LLC7,1417,220+790.000.00-0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD59,91559,91500.030.03-0.00hold
D.A. DAVIDSON & CO.11,27511,27500.000.00-0.00hold
PIN OAK INVESTMENT ADVISORS INC31,00031,00000.140.14-0.01hold
EASTERN BANK5,0005,00000.000.00-0.00hold
WEDBUSH SECURITIES INC10,61410,61400.000.00-0.00hold
ASSETMARK, INC444400.000.00-0.00hold
AdvisorNet Financial, Inc1,3721,37200.000.00-0.00hold
Anfield Capital Management, LLC8,5868,58600.020.02+0.00hold
Steward Partners Investment Advisory, LLC1,9651,96500.000.00-0.00hold
Live Oak Private Wealth LLC10,00010,00000.010.01-0.00hold
Allspring Global Investments Holdings, LLC471,936471,93600.000.00-0.00hold
CoreCap Advisors, LLC33,24733,24700.010.01-0.00hold
Farther Finance Advisors, LLC21921900.000.00-0.00hold
Hilltop National Bank1,3251,32500.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC58058000.000.00+0.00hold
NWF Advisory Services Inc.13,00013,00000.010.01-0.00hold
Alteri Wealth LLC23,83523,83500.050.05-0.00hold
Caldwell Trust Co2,8002,80000.000.00-0.00hold
HUNTINGTON NATIONAL BANK999900.000.00-0.00hold
SIT INVESTMENT ASSOCIATES INC9,3819,38100.000.00-0.00hold
Encompass More Asset Management91,32991,291-380.110.10-0.01sell
INTEGRITY ALLIANCE, LLC.30,75330,592-1610.010.01-0.00sell
Private Advisor Group, LLC84,46484,274-1900.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS1,5931,280-3130.000.00-0.00sell
BARRETT & COMPANY, INC.14,73414,367-3670.030.03-0.00sell
COMERICA BANK1,8191,427-3920.000.00-0.00sell
SeaCrest Wealth Management, LLC34,14333,707-4360.020.02-0.00sell
Baird Financial Group, Inc.92,33791,778-5590.000.00-0.00sell
Sowell Financial Services LLC23,67323,023-6500.010.01-0.00sell
MML INVESTORS SERVICES, LLC13,56812,575-9930.000.00-0.00sell
Koshinski Asset Management, Inc.77,89275,825-2,0670.030.03-0.00sell
Advisors Asset Management, Inc.1,068,2521,065,522-2,7300.120.11-0.01sell
Mariner, LLC16,41113,197-3,2140.000.00-0.00sell
BANK OF AMERICA CORP /DE/186,485182,999-3,4860.000.00-0.00sell
Moors & Cabot, Inc.21,50018,000-3,5000.010.00-0.00sell
WELLS FARGO & COMPANY/MN790,625786,525-4,1000.000.00-0.00sell
CIBC Private Wealth Group LLC5,0160-5,0160.000.00-0.00sell
Uniting Wealth Partners, LLC10,0000-10,0000.020.00-0.02sell
COMMONWEALTH EQUITY SERVICES, LLC10,5070-10,5070.000.00-0.00sell
LPL Financial LLC1,517,5011,505,912-11,5890.000.00-0.00sell
PRINCIPAL SECURITIES, INC.12,0310-12,0310.000.00-0.00sell
Mach-1 Financial Group, LLC15,7200-15,7200.020.00-0.02sell
NewEdge Advisors, LLC113,42996,729-16,7000.000.00-0.00sell
GUGGENHEIM CAPITAL LLC828,893810,863-18,0300.040.04-0.00sell
MILLENNIUM MANAGEMENT LLC23,0000-23,0000.000.00-0.00sell
CREATIVE FINANCIAL DESIGNS INC /ADV138,003112,391-25,6120.060.04-0.02sell
GraniteShares Advisors LLC465,583438,079-27,5041.721.64-0.08sell
BROWN ADVISORY INC53,94723,199-30,7480.000.00-0.00sell
Invesco Ltd.769,091725,510-43,5810.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP92,49147,095-45,3960.030.01-0.02sell
Gridiron Partners, LLC88,9810-88,9810.030.00-0.03sell
Financial Partners Group, Inc102,0230-102,0230.080.00-0.08sell
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