Stock Transactions — BLACKROCK LTD DURATION INCOM

Total Bought
370,635
33 transactions
Total Sold
154,525
27 transactions
Net
+216,110
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GUGGENHEIM CAPITAL LLC519,413666,783+147,3700.050.08+0.02buy
Fountainhead AM, LLC037,462+37,4620.000.10+0.10buy
Invesco Ltd.310,604342,804+32,2000.000.00+0.00buy
WELLS FARGO & COMPANY/MN900,195924,949+24,7540.000.00-0.00buy
UBS Group AG553,735576,443+22,7080.000.00-0.00buy
OSAIC HOLDINGS, INC.67,05086,022+18,9720.000.00+0.00buy
MAI Capital Management015,268+15,2680.000.00+0.00buy
Round Rock Advisors, LLC013,454+13,4540.000.04+0.04buy
Baird Financial Group, Inc.116,095126,277+10,1820.000.00+0.00buy
VIRTUS ADVISERS, LLC43,22651,320+8,0940.290.30+0.00buy
GraniteShares Advisors LLC167,374174,747+7,3731.641.56-0.08buy
ENVESTNET ASSET MANAGEMENT INC121,380128,248+6,8680.000.00+0.00buy
Cetera Investment Advisers51,77558,311+6,5360.000.00+0.00buy
LPL Financial LLC108,809114,391+5,5820.000.00-0.00buy
COMERICA BANK34,25938,876+4,6170.000.00+0.00buy
BANK OF AMERICA CORP /DE/249,818252,312+2,4940.000.00+0.00buy
Prospera Financial Services Inc12,29814,047+1,7490.000.00+0.00buy
Jefferies Financial Group Inc.181,858182,793+9350.040.03-0.01buy
Allworth Financial LP5501,278+7280.000.00+0.00buy
ProVise Management Group, LLC13,74314,293+5500.020.02+0.00buy
MML INVESTORS SERVICES, LLC15,01215,482+4700.000.00-0.00buy
Concurrent Investment Advisors, LLC15,03415,484+4500.010.01-0.00buy
Pathstone Holdings, LLC13,17713,614+4370.000.00-0.00buy
STIFEL FINANCIAL CORP15,62015,982+3620.000.00-0.00buy
Consolidated Portfolio Review Corp27,43527,726+2910.090.06-0.03buy
Samalin Investment Counsel, LLC11,35911,608+2490.070.07-0.00buy
Plante Moran Financial Advisors, LLC0142+1420.000.00+0.00buy
NewEdge Advisors, LLC46,49046,560+700.000.00-0.00buy
HARBOUR INVESTMENTS, INC.120190+700.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.2,6612,726+650.000.00+0.00buy
Blue Trust, Inc.1,2191,278+590.000.00+0.00buy
IFP Advisors, Inc2,2922,340+480.000.00-0.00buy
Blue Zone Wealth Advisors, LLC258,276258,302+261.161.05-0.11buy
HOLLENCREST CAPITAL MANAGEMENT3,5003,50000.000.00-0.00hold
COHEN & STEERS, INC.371,801371,80100.010.01+0.00hold
North Star Investment Management Corp.50050000.000.00-0.00hold
Annex Advisory Services, LLC15,40715,40700.010.01-0.00hold
Moisand Fitzgerald Tamayo, LLC50050000.000.00+0.00hold
Bogart Wealth, LLC1,6181,61800.000.00-0.00hold
Beacon Pointe Advisors, LLC13,45713,45700.000.00-0.00hold
HOEY INVESTMENTS, INC17117100.000.00-0.00hold
OLIVER LAGORE VANVALIN INVESTMENT GROUP3,3003,30000.010.01-0.00hold
Missouri Trust & Investment Co1,1761,17600.010.01-0.00hold
Fortitude Advisory Group L.L.C.14,85314,85300.140.13-0.01hold
Fortitude Family Office, LLC1,0001,00000.010.01-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC1,9001,90000.000.00-0.00hold
US BANCORP \DE\19,90019,90000.000.00-0.00hold
CULLEN/FROST BANKERS, INC.3,4923,49200.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
SHUFRO ROSE & CO LLC25,90025,90000.030.03-0.00hold
Venture Visionary Partners LLC11,57411,573-10.010.01-0.00sell
Pointe Capital Management LLC26,66526,565-1000.230.22-0.01sell
BTG Pactual Asset Management US LLC43,31143,030-2810.090.08-0.01sell
Steward Partners Investment Advisory, LLC3250-3250.000.00-0.00sell
MONTAG A & ASSOCIATES INC1,9951,410-5850.000.00-0.00sell
Uncommon Cents Investing LLC9000-9000.000.00-0.00sell
PRINCIPAL SECURITIES, INC.213,901212,931-9700.070.07-0.01sell
Verity Asset Management, Inc.55,17754,198-9790.300.43+0.13sell
ORLEANS CAPITAL MANAGEMENT CORP/LA41,50040,500-1,0000.340.32-0.02sell
AMERIPRISE FINANCIAL INC19,00517,603-1,4020.000.00-0.00sell
CoreCap Advisors, LLC6,1364,652-1,4840.000.00-0.00sell
Jaffetilchin Investment Partners, LLC1,6960-1,6960.000.00-0.00sell
Fiera Capital Corp116,529114,590-1,9390.010.01+0.00sell
WEALTH ALLIANCE, LLC59,66857,648-2,0200.100.10-0.01sell
Janney Montgomery Scott LLC20,82318,668-2,1550.000.00-0.00sell
Atria Wealth Solutions, Inc.14,20011,700-2,5000.000.00-0.00sell
WMG Financial Advisors, LLC13,57510,575-3,0000.090.06-0.02sell
COMMONWEALTH EQUITY SERVICES, LLC40,23236,736-3,4960.000.00-0.00sell
Kestra Advisory Services, LLC15,11811,380-3,7380.000.00-0.00sell
Peregrine Asset Advisers, Inc.63,27258,864-4,4080.320.31-0.01sell
Capital Investment Advisors, LLC182,519178,007-4,5120.050.05-0.00sell
Cambridge Investment Research Advisors, Inc.56,18545,798-10,3870.000.00-0.00sell
ROYAL BANK OF CANADA189,357176,515-12,8420.000.00-0.00sell
Waterfront Wealth Inc.52,00638,546-13,4600.180.13-0.05sell
LM Advisors LLC14,8770-14,8770.040.00-0.04sell
NBC SECURITIES, INC.28,59127-28,5640.030.04+0.00sell
MORGAN STANLEY4,637,3034,600,399-36,9040.000.00-0.00sell
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