Stock Transactions — PIMCO INCOME STRATEGY FD

Total Bought
582,593
32 transactions
Total Sold
289,997
24 transactions
Net
+292,596
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Cetera Investment Advisers0179,671+179,6710.000.00+0.00buy
CENTAURUS FINANCIAL, INC.079,165+79,1650.000.05+0.05buy
Atria Wealth Solutions, Inc.173,340244,704+71,3640.020.02+0.01buy
BANK OF AMERICA CORP /DE/132,084182,386+50,3020.000.00+0.00buy
ROYAL BANK OF CANADA87,666117,785+30,1190.000.00+0.00buy
PFG Investments, LLC020,675+20,6750.000.01+0.01buy
TD Waterhouse Canada Inc.7,60024,785+17,1850.000.00+0.00buy
J.W. COLE ADVISORS, INC.016,751+16,7510.000.01+0.01buy
LPL Financial LLC208,434224,446+16,0120.000.00-0.00buy
Moors & Cabot, Inc.20,00035,000+15,0000.010.02+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP014,523+14,5230.000.00+0.00buy
TRUIST FINANCIAL CORP110,790125,052+14,2620.000.00+0.00buy
AMERIPRISE FINANCIAL INC81,07894,000+12,9220.000.00+0.00buy
MORGAN STANLEY392,916402,932+10,0160.000.00-0.00buy
Gilliland Jeter Wealth Management LLC08,800+8,8000.000.03+0.03buy
Janney Montgomery Scott LLC44,00448,154+4,1500.000.00+0.00buy
Geneos Wealth Management Inc.5584,641+4,0830.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.70,25973,809+3,5500.000.00-0.00buy
GUGGENHEIM CAPITAL LLC392,266395,763+3,4970.030.02-0.00buy
OSAIC HOLDINGS, INC.152,370154,475+2,1050.000.00+0.00buy
WELLS FARGO & COMPANY/MN36,97038,970+2,0000.000.00-0.00buy
CIBC Private Wealth Group LLC01,100+1,1000.000.00+0.00buy
SYNOVUS FINANCIAL CORP45,61146,602+9910.010.01-0.00buy
Sound Income Strategies, LLC0955+9550.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/4091,338+9290.000.00+0.00buy
Kingsview Wealth Management, LLC27,47328,275+8020.010.01-0.00buy
Fortitude Advisory Group L.L.C.12,50513,091+5860.060.06-0.00buy
Consolidated Portfolio Review Corp20,33520,675+3400.040.05+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC122,728123,024+2960.000.00-0.00buy
Moser Wealth Advisors, LLC27,20927,488+2790.150.13-0.02buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO10,28610,401+1150.000.00-0.00buy
UBS Group AG17,37617,424+480.000.00-0.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC99,09199,09100.020.02-0.00hold
D.A. DAVIDSON & CO.25,47525,47500.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT1,2541,25400.000.00-0.00hold
Lido Advisors, LLC20,00020,00000.000.00-0.00hold
FNY Investment Advisers, LLC50050000.000.00-0.00hold
Apollon Wealth Management, LLC58,21358,21300.020.02-0.00hold
Key FInancial Inc48848800.000.00-0.00hold
Sonora Investment Management Group, LLC25,06525,06500.020.02-0.00hold
Raleigh Capital Management Inc.1,3301,33000.010.00-0.00hold
Farther Finance Advisors, LLC919100.000.00-0.00hold
COMERICA BANK73073000.000.00-0.00hold
Creative Planning27,02127,019-20.000.00-0.00sell
CWM, LLC50-50.000.000.00sell
US BANCORP \DE\6600-6600.000.00-0.00sell
SHUFRO ROSE & CO LLC23,60022,600-1,0000.020.02-0.00sell
Caldwell Trust Co3,0001,500-1,5000.000.00-0.00sell
Mariner, LLC39,97737,943-2,0340.000.00-0.00sell
CITIGROUP INC2,1640-2,1640.000.00-0.00sell
CoreCap Advisors, LLC12,43010,180-2,2500.010.00-0.00sell
Tradition Wealth Management, LLC5,3020-5,3020.000.00-0.00sell
Advisory Services Network, LLC5,6870-5,6870.000.00-0.00sell
STIFEL FINANCIAL CORP224,588218,710-5,8780.000.00-0.00sell
Kestra Advisory Services, LLC20,93914,602-6,3370.000.00-0.00sell
Armor Investment Advisors, LLC38,52730,003-8,5240.170.12-0.05sell
NewEdge Advisors, LLC108,00098,700-9,3000.010.01-0.00sell
Semus Wealth Partners LLC75,68265,900-9,7820.520.47-0.05sell
PNC FINANCIAL SERVICES GROUP, INC.10,0000-10,0000.000.00-0.00sell
AE Wealth Management LLC10,0170-10,0170.000.00-0.00sell
Western Wealth Management, LLC53,45440,936-12,5180.030.03-0.01sell
NOMURA HOLDINGS INC13,4050-13,4050.000.00-0.00sell
Virtu Financial LLC21,0790-21,0790.010.00-0.01sell
Invesco Ltd.272,570250,603-21,9670.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC22,9530-22,9530.000.00-0.00sell
Andina Capital Management, LLC29,9340-29,9340.220.00-0.22sell
Shaker Financial Services, LLC250,269162,570-87,6990.880.54-0.34sell
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