Stock Transactions — PIMCO INCOME STRATEGY FD

Total Bought
630,320
40 transactions
Total Sold
327,419
20 transactions
Net
+302,901
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
HOHIMER WEALTH MANAGEMENT, LLC256,970435,267+178,2970.290.43+0.13buy
AMERIPRISE FINANCIAL INC719,418805,007+85,5890.000.00+0.00buy
Navis Wealth Advisors, LLC068,651+68,6510.000.28+0.28buy
Shaker Financial Services, LLC043,231+43,2310.000.12+0.12buy
Cetera Investment Advisers173,467214,507+41,0400.000.00+0.00buy
JANE STREET GROUP, LLC038,315+38,3150.000.00+0.00buy
MORGAN STANLEY553,865589,039+35,1740.000.00+0.00buy
ROYAL BANK OF CANADA202,806235,475+32,6690.000.00+0.00buy
STIFEL FINANCIAL CORP255,725275,920+20,1950.000.00+0.00buy
Invesco Ltd.317,350331,441+14,0910.000.00+0.00buy
D.A. DAVIDSON & CO.23,99935,757+11,7580.000.00+0.00buy
Shay Capital LLC010,100+10,1000.000.01+0.01buy
Sprinkle Financial Consultants LLC010,000+10,0000.000.04+0.04buy
BARCLAYS PLC08,000+8,0000.000.00+0.00buy
Clear Point Advisors Inc.05,642+5,6420.000.23+0.23buy
NATIONAL BANK OF CANADA /FI/11,50517,113+5,6080.000.00+0.00buy
Kestra Advisory Services, LLC49,29853,754+4,4560.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC56,05359,369+3,3160.000.00-0.00buy
Golden State Equity Partners02,500+2,5000.000.00+0.00buy
CoreCap Advisors, LLC6,4458,345+1,9000.000.00+0.00buy
OSAIC HOLDINGS, INC.232,807234,646+1,8390.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO19,99821,406+1,4080.000.00-0.00buy
CENTAURUS FINANCIAL, INC.253,640254,380+7400.100.10-0.00buy
FIFTH THIRD BANCORP0730+7300.000.00+0.00buy
Advisory Services Network, LLC0648+6480.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0635+6350.000.00+0.00buy
Kingsview Wealth Management, LLC18,41218,951+5390.000.00-0.00buy
Stratos Wealth Partners, LTD.24,62125,149+5280.000.00-0.00buy
GHP Investment Advisors, Inc.0500+5000.000.00+0.00buy
Element Wealth, LLC14,94715,350+4030.050.05-0.00buy
Geneos Wealth Management Inc.52,55552,956+4010.010.01-0.00buy
TRUIST FINANCIAL CORP92,04992,412+3630.000.00-0.00buy
Beacon Pointe Advisors, LLC20,60520,959+3540.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC11,45411,742+2880.000.00-0.00buy
BANK OF AMERICA CORP /DE/204,988205,189+2010.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC3,4253,561+1360.000.00+0.00buy
Costello Asset Management, INC1,1681,202+340.000.00+0.00buy
Financial Freedom, LLC902929+270.000.00-0.00buy
AdvisorNet Financial, Inc500510+100.000.00-0.00buy
Farther Finance Advisors, LLC136140+40.000.00-0.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC93,25293,25200.010.01-0.00hold
BNP PARIBAS FINANCIAL MARKETS1,4341,43400.000.00-0.00hold
Cypress Capital Group58,21358,21300.050.05-0.00hold
ASSETMARK, INC1,1001,10000.000.00-0.00hold
Focus Partners Wealth15,09515,09500.000.00-0.00hold
Allworth Financial LP4,1004,10000.000.00-0.00hold
Anfield Capital Management, LLC6,6696,66900.020.01-0.00hold
Sowell Financial Services LLC16,64116,64100.010.00-0.00hold
Lido Advisors, LLC18,81518,81500.000.00-0.00hold
Armor Investment Advisors, LLC21,73621,73600.070.06-0.00hold
Strategic Wealth Partners, Ltd.1,4491,44900.000.00-0.00hold
FNY Investment Advisers, LLC50050000.000.00+0.00hold
Apollon Wealth Management, LLC11,20011,20000.000.00-0.00hold
Key FInancial Inc48848800.000.00-0.00hold
Fortitude Advisory Group L.L.C.20,47220,47200.070.07+0.00hold
PFG Investments, LLC23,50023,50000.010.01-0.00hold
TD Waterhouse Canada Inc.24,78524,78500.000.00-0.00hold
BlackRock, Inc.19,76419,76400.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC4,2504,25000.010.01-0.00hold
Tudor Financial Inc.14,70814,70800.060.06-0.00hold
AMERIFLEX GROUP, INC.8,9398,93900.040.04-0.00hold
Caldwell Trust Co1,5001,50000.000.00-0.00hold
SHUFRO ROSE & CO LLC24,10024,10000.010.01-0.00hold
Semus Wealth Partners LLC10,19010,149-410.050.05-0.00sell
SCOTIA CAPITAL INC.11,74811,574-1740.000.00-0.00sell
INTEGRITY ALLIANCE, LLC.14,72414,327-3970.000.00-0.00sell
Tower Research Capital LLC (TRC)5950-5950.000.00-0.00sell
Rockefeller Capital Management L.P.833178-6550.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.89,57788,266-1,3110.000.00-0.00sell
SILVER OAK SECURITIES, INCORPORATED47,84346,343-1,5000.030.03-0.00sell
Elm3 Financial Group, LLC27,43525,885-1,5500.190.17-0.02sell
Western Wealth Management, LLC18,34516,788-1,5570.010.00-0.00sell
Mariner, LLC13,86311,376-2,4870.000.00-0.00sell
WELLS FARGO & COMPANY/MN416,405411,848-4,5570.000.00-0.00sell
NewEdge Advisors, LLC90,65079,650-11,0000.000.00-0.00sell
Janney Montgomery Scott LLC56,52345,359-11,1640.000.00-0.00sell
StoneX Group Inc.39,89819,878-20,0200.010.01-0.01sell
TWO SIGMA SECURITIES, LLC23,5390-23,5390.030.00-0.03sell
GUGGENHEIM CAPITAL LLC983,056955,029-28,0270.060.06+0.00sell
GraniteShares Advisors LLC324,852291,488-33,3641.661.68+0.02sell
J.W. COLE ADVISORS, INC.52,4620-52,4620.010.00-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC252,975197,799-55,1760.000.00-0.00sell
LPL Financial LLC497,728419,885-77,8430.000.00-0.00sell
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