Stock Transactions — PIMCO INCOME STRATEGY FD

Total Bought
920,299
26 transactions
Total Sold
314,101
23 transactions
Net
+606,198
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
RIVERNORTH CAPITAL MANAGEMENT, LLC0516,553+516,5530.000.20+0.20buy
One Capital Management, LLC0121,420+121,4200.000.03+0.03buy
CENTAURUS FINANCIAL, INC.79,165150,161+70,9960.050.08+0.03buy
Strategic Financial Concepts, LLC053,690+53,6900.000.00+0.00buy
GUGGENHEIM CAPITAL LLC395,763437,078+41,3150.020.03+0.00buy
OSAIC HOLDINGS, INC.154,475178,766+24,2910.000.00+0.00buy
STIFEL FINANCIAL CORP218,710235,050+16,3400.000.00+0.00buy
Walleye Capital LLC015,276+15,2760.000.00+0.00buy
BANK OF AMERICA CORP /DE/182,386191,802+9,4160.000.00-0.00buy
TRUIST FINANCIAL CORP125,052133,700+8,6480.000.00+0.00buy
Geneos Wealth Management Inc.4,64112,914+8,2730.000.00+0.00buy
Atria Wealth Solutions, Inc.244,704252,397+7,6930.020.02-0.00buy
MORGAN STANLEY402,932409,656+6,7240.000.00-0.00buy
Invesco Ltd.250,603256,522+5,9190.000.00-0.00buy
Cetera Investment Advisers179,671185,296+5,6250.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC02,881+2,8810.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC123,024124,640+1,6160.000.00-0.00buy
SYNOVUS FINANCIAL CORP46,60247,635+1,0330.010.01-0.00buy
Kingsview Wealth Management, LLC28,27529,109+8340.010.01-0.00buy
Great Lakes Retirement, Inc.0730+7300.000.00+0.00buy
AMERIPRISE FINANCIAL INC94,00094,495+4950.000.00-0.00buy
Moser Wealth Advisors, LLC27,48827,778+2900.130.12-0.01buy
Cambridge Investment Research Advisors, Inc.73,80973,924+1150.000.00-0.00buy
Laurel Wealth Advisors LLC080+800.000.00+0.00buy
Sound Income Strategies, LLC955983+280.000.00-0.00buy
Family Firm, Inc.018+180.000.00+0.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC99,09199,09100.020.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT1,2541,25400.000.00-0.00hold
Lido Advisors, LLC20,00020,00000.000.00-0.00hold
Apollon Wealth Management, LLC58,21358,21300.020.01-0.00hold
Key FInancial Inc48848800.000.00-0.00hold
CoreCap Advisors, LLC10,18010,18000.000.01+0.00hold
Sonora Investment Management Group, LLC25,06525,06500.020.02+0.00hold
Raleigh Capital Management Inc.1,3301,33000.000.00-0.00hold
Fortitude Advisory Group L.L.C.13,09113,09100.060.06+0.00hold
TD Waterhouse Canada Inc.24,78524,78500.000.00+0.00hold
Gilliland Jeter Wealth Management LLC8,8008,80000.030.02-0.00hold
Caldwell Trust Co1,5001,50000.000.00-0.00hold
COMERICA BANK73073000.000.00-0.00hold
SHUFRO ROSE & CO LLC22,60022,60000.020.02-0.00hold
NATIONAL BANK OF CANADA /FI/1,3381,33800.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO10,40110,343-580.000.00-0.00sell
Farther Finance Advisors, LLC919-820.000.00-0.00sell
UBS Group AG17,42417,118-3060.000.00-0.00sell
Consolidated Portfolio Review Corp20,67520,366-3090.050.04-0.01sell
FNY Investment Advisers, LLC5000-5000.000.00-0.00sell
Kestra Advisory Services, LLC14,60213,585-1,0170.000.00-0.00sell
WELLS FARGO & COMPANY/MN38,97037,944-1,0260.000.00-0.00sell
CIBC Private Wealth Group LLC1,1000-1,1000.000.00-0.00sell
ROYAL BANK OF CANADA117,785114,859-2,9260.000.00-0.00sell
D.A. DAVIDSON & CO.25,47522,437-3,0380.000.00-0.00sell
Mariner, LLC37,94334,743-3,2000.000.00-0.00sell
LPL Financial LLC224,446219,264-5,1820.000.00-0.00sell
Armor Investment Advisors, LLC30,00323,671-6,3320.120.09-0.03sell
NewEdge Advisors, LLC98,70090,050-8,6500.010.01-0.00sell
Western Wealth Management, LLC40,93631,367-9,5690.030.02-0.01sell
Creative Planning27,01915,364-11,6550.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP14,5230-14,5230.000.00-0.00sell
J.W. COLE ADVISORS, INC.16,7510-16,7510.010.00-0.01sell
Semus Wealth Partners LLC65,90047,659-18,2410.470.30-0.17sell
PFG Investments, LLC20,6750-20,6750.010.00-0.01sell
Moors & Cabot, Inc.35,0000-35,0000.020.00-0.02sell
Janney Montgomery Scott LLC48,1540-48,1540.000.00-0.00sell
Shaker Financial Services, LLC162,57056,763-105,8070.540.19-0.35sell
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