Stock Transactions — PIMCO INCOME STRATEGY FD

Total Bought
700,958
39 transactions
Total Sold
525,779
23 transactions
Net
+175,179
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
COMMONWEALTH EQUITY SERVICES, LLC312,357428,412+116,0550.000.00+0.00buy
LPL Financial LLC247,403354,420+107,0170.000.00+0.00buy
GUGGENHEIM CAPITAL LLC783,585866,680+83,0950.060.06-0.00buy
Cypress Capital Group058,213+58,2130.000.06+0.06buy
Cetera Investment Advisers99,783144,500+44,7170.000.00+0.00buy
Shaker Financial Services, LLC037,026+37,0260.000.11+0.11buy
BALYASNY ASSET MANAGEMENT L.P.034,931+34,9310.000.00+0.00buy
Herold Advisors, Inc.028,780+28,7800.000.05+0.05buy
JANE STREET GROUP, LLC022,413+22,4130.000.00+0.00buy
CENTAURUS FINANCIAL, INC.339,211357,970+18,7590.180.17-0.00buy
Equitable Holdings, Inc.018,749+18,7490.000.00+0.00buy
ROYAL BANK OF CANADA167,070184,941+17,8710.000.00-0.00buy
Elequin Capital, LP64115,336+14,6950.000.02+0.02buy
Geneos Wealth Management Inc.20,87234,151+13,2790.010.01+0.00buy
BANK OF AMERICA CORP /DE/198,207208,863+10,6560.000.00-0.00buy
Invesco Ltd.307,144317,312+10,1680.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.123,532132,689+9,1570.000.00-0.00buy
NewEdge Advisors, LLC87,00094,400+7,4000.000.00-0.00buy
OSAIC HOLDINGS, INC.181,708188,587+6,8790.000.00-0.00buy
Elm3 Financial Group, LLC21,88527,833+5,9480.170.19+0.03buy
RIVERNORTH CAPITAL MANAGEMENT, LLC1,275,9401,281,563+5,6230.580.59+0.01buy
NATIONAL BANK OF CANADA /FI/5,87811,005+5,1270.000.00+0.00buy
Allworth Financial LP04,100+4,1000.000.00+0.00buy
BlackRock, Inc.22,95226,816+3,8640.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO11,91215,142+3,2300.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC39,89142,755+2,8640.000.00-0.00buy
Kestra Advisory Services, LLC11,93014,474+2,5440.000.00+0.00buy
Mariner, LLC28,76130,247+1,4860.000.00-0.00buy
TRUST CO OF VERMONT01,400+1,4000.000.00+0.00buy
Stratos Wealth Partners, LTD.21,92123,245+1,3240.000.00-0.00buy
Strategic Wealth Partners, Ltd.01,199+1,1990.000.00+0.00buy
Kingsview Wealth Management, LLC31,75032,687+9370.010.00-0.00buy
WealthPlan Investment Management, LLC17,21117,714+5030.010.01-0.00buy
HARBOUR INVESTMENTS, INC.0425+4250.000.00+0.00buy
Western Wealth Management, LLC20,32220,541+2190.010.01-0.00buy
Strategic Financial Concepts, LLC10,00010,200+2000.020.01-0.00buy
Tudor Financial Inc.15,58615,643+570.080.07-0.01buy
Costello Asset Management, INC1,8041,836+320.010.01-0.00buy
Element Wealth, LLC15,74715,763+160.070.06-0.01buy
Creative Planning15,37315,37300.000.00-0.00hold
Anfield Capital Management, LLC6,6696,66900.020.02-0.00hold
Sowell Financial Services LLC16,64116,64100.010.01-0.00hold
Lido Advisors, LLC20,00020,00000.000.00-0.00hold
Armor Investment Advisors, LLC22,11822,11800.080.07-0.01hold
FNY Investment Advisers, LLC50050000.000.00-0.00hold
Key FInancial Inc48848800.000.00-0.00hold
Sonora Investment Management Group, LLC25,06525,06500.020.02-0.00hold
Fortitude Advisory Group L.L.C.13,91213,91200.080.07-0.01hold
PFG Investments, LLC21,50021,50000.010.01-0.00hold
AMERIFLEX GROUP, INC.8,9398,93900.030.04+0.01hold
Caldwell Trust Co1,5001,50000.000.00-0.00hold
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.2,0002,00000.000.00-0.00hold
COMERICA BANK73073000.000.00-0.00hold
SHUFRO ROSE & CO LLC22,60022,60000.020.02+0.00hold
Janney Montgomery Scott LLC52,15752,114-430.000.00-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC135,486134,825-6610.010.01+0.00sell
TRUIST FINANCIAL CORP85,80984,998-8110.000.00-0.00sell
Financial Gravity Companies, Inc.8940-8940.000.00-0.00sell
TD Waterhouse Canada Inc.25,78524,785-1,0000.000.00-0.00sell
Sound Income Strategies, LLC1,0720-1,0720.000.00-0.00sell
SYNOVUS FINANCIAL CORP48,25847,151-1,1070.010.00-0.00sell
CoreCap Advisors, LLC10,1808,905-1,2750.000.00-0.00sell
Consolidated Portfolio Review Corp23,48022,106-1,3740.030.03-0.01sell
Semus Wealth Partners LLC19,53118,111-1,4200.120.10-0.02sell
INTEGRITY ALLIANCE, LLC.14,89011,281-3,6090.010.01+0.00sell
J.W. COLE ADVISORS, INC.62,03957,883-4,1560.020.01-0.01sell
WELLS FARGO & COMPANY/MN32,24427,788-4,4560.000.00-0.00sell
StoneX Group Inc.31,05025,503-5,5470.010.01-0.00sell
D.A. DAVIDSON & CO.18,05111,251-6,8000.000.00-0.00sell
Moser Wealth Advisors, LLC26,04818,428-7,6200.120.07-0.04sell
XTX Topco Ltd13,7830-13,7830.010.00-0.01sell
Financial Advocates Investment Management20,6000-20,6000.010.00-0.01sell
STIFEL FINANCIAL CORP258,381231,271-27,1100.000.00-0.00sell
MORGAN STANLEY496,196453,897-42,2990.000.00-0.00sell
Apollon Wealth Management, LLC69,41311,200-58,2130.010.00-0.01sell
AMERIPRISE FINANCIAL INC294,108234,966-59,1420.000.00-0.00sell
Atria Wealth Solutions, Inc.262,7870-262,7870.030.00-0.03sell
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