Stock Transactions — PIMCO INCOME STRATEGY FD

Total Bought
779,675
31 transactions
Total Sold
1,478,368
33 transactions
Net
-698,693
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
WELLS FARGO & COMPANY/MN27,788427,102+399,3140.000.00+0.00buy
AMERIPRISE FINANCIAL INC234,966334,062+99,0960.000.00+0.00buy
LPL Financial LLC354,420421,042+66,6220.000.00+0.00buy
MORGAN STANLEY453,897516,706+62,8090.000.00+0.00buy
Cetera Investment Advisers144,500168,963+24,4630.000.00-0.00buy
Kestra Advisory Services, LLC14,47433,254+18,7800.000.00+0.00buy
ROYAL BANK OF CANADA184,941202,335+17,3940.000.00+0.00buy
Invesco Ltd.317,312331,460+14,1480.000.00-0.00buy
STIFEL FINANCIAL CORP231,271245,409+14,1380.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC42,75556,026+13,2710.000.00+0.00buy
HOHIMER WEALTH MANAGEMENT, LLC011,904+11,9040.000.01+0.01buy
AMERIFLEX GROUP, INC.8,93917,878+8,9390.040.06+0.02buy
Janney Montgomery Scott LLC52,11459,593+7,4790.000.00+0.00buy
D.A. DAVIDSON & CO.11,25116,314+5,0630.000.00+0.00buy
INTEGRITY ALLIANCE, LLC.11,28114,621+3,3400.010.01+0.00buy
OSAIC HOLDINGS, INC.188,587191,716+3,1290.000.00-0.00buy
CoreCap Advisors, LLC8,90510,605+1,7000.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO15,14216,552+1,4100.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS01,293+1,2930.000.00+0.00buy
Rockefeller Capital Management L.P.01,046+1,0460.000.00+0.00buy
Financial Freedom, LLC0875+8750.000.00+0.00buy
Stratos Wealth Partners, LTD.23,24523,926+6810.000.00-0.00buy
J.Safra Asset Management Corp0600+6000.000.00+0.00buy
WealthPlan Investment Management, LLC17,71418,232+5180.010.01-0.00buy
NATIONAL BANK OF CANADA /FI/11,00511,505+5000.000.00+0.00buy
Advisory Services Network, LLC0448+4480.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0350+3500.000.00+0.00buy
Strategic Wealth Partners, Ltd.1,1991,449+2500.000.00+0.00buy
Tudor Financial Inc.15,64315,685+420.070.07-0.00buy
Element Wealth, LLC15,76315,804+410.060.06-0.00buy
Costello Asset Management, INC1,8361,868+320.010.01-0.00buy
Cypress Capital Group58,21358,21300.060.06-0.00hold
Allworth Financial LP4,1004,10000.000.00-0.00hold
Anfield Capital Management, LLC6,6696,66900.020.02-0.00hold
Sowell Financial Services LLC16,64116,64100.010.01-0.00hold
Armor Investment Advisors, LLC22,11822,11800.070.06-0.01hold
FNY Investment Advisers, LLC50050000.000.00-0.00hold
Apollon Wealth Management, LLC11,20011,20000.000.00-0.00hold
Key FInancial Inc48848800.000.00-0.00hold
Fortitude Advisory Group L.L.C.13,91213,91200.070.06-0.00hold
PFG Investments, LLC21,50021,50000.010.01-0.00hold
TD Waterhouse Canada Inc.24,78524,78500.000.00-0.00hold
Caldwell Trust Co1,5001,50000.000.00-0.00hold
COMERICA BANK73073000.000.00-0.00hold
SHUFRO ROSE & CO LLC22,60022,60000.020.02+0.00hold
Elm3 Financial Group, LLC27,83327,693-1400.190.19+0.00sell
HARBOUR INVESTMENTS, INC.4250-4250.000.00-0.00sell
Western Wealth Management, LLC20,54119,738-8030.010.01-0.00sell
BANK OF AMERICA CORP /DE/208,863207,832-1,0310.000.00-0.00sell
Geneos Wealth Management Inc.34,15133,022-1,1290.010.01+0.00sell
Lido Advisors, LLC20,00018,815-1,1850.000.00-0.00sell
TRUST CO OF VERMONT1,4000-1,4000.000.00-0.00sell
Mariner, LLC30,24728,794-1,4530.000.00-0.00sell
NewEdge Advisors, LLC94,40092,450-1,9500.000.00-0.00sell
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.2,0000-2,0000.000.00-0.00sell
Consolidated Portfolio Review Corp22,10619,911-2,1950.030.02-0.00sell
StoneX Group Inc.25,50322,995-2,5080.010.01-0.00sell
Kingsview Wealth Management, LLC32,68729,445-3,2420.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.132,689129,254-3,4350.000.00-0.00sell
TRUIST FINANCIAL CORP84,99881,461-3,5370.000.00-0.00sell
J.W. COLE ADVISORS, INC.57,88354,262-3,6210.010.01-0.00sell
CENTAURUS FINANCIAL, INC.357,970353,484-4,4860.170.14-0.03sell
Semus Wealth Partners LLC18,11110,190-7,9210.100.05-0.05sell
Strategic Financial Concepts, LLC10,2000-10,2000.010.00-0.01sell
Sonora Investment Management Group, LLC25,06513,895-11,1700.020.01-0.01sell
Elequin Capital, LP15,3360-15,3360.020.00-0.02sell
Creative Planning15,3730-15,3730.000.00-0.00sell
Equitable Holdings, Inc.18,7490-18,7490.000.00-0.00sell
JANE STREET GROUP, LLC22,4130-22,4130.000.00-0.00sell
BlackRock, Inc.26,8160-26,8160.000.00-0.00sell
Herold Advisors, Inc.28,7800-28,7800.050.00-0.05sell
SYNOVUS FINANCIAL CORP47,15115,098-32,0530.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.34,9310-34,9310.000.00-0.00sell
Shaker Financial Services, LLC37,0260-37,0260.110.00-0.11sell
HORIZON KINETICS ASSET MANAGEMENT LLC134,82593,567-41,2580.010.01-0.00sell
GUGGENHEIM CAPITAL LLC866,680795,078-71,6020.060.05-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC428,412308,255-120,1570.000.00-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC1,281,563331,520-950,0430.590.16-0.43sell
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