Stock Transactions — PIMCO INCOME STRATEGY FD

Total Bought
664,545
34 transactions
Total Sold
208,640
22 transactions
Net
+455,905
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GUGGENHEIM CAPITAL LLC368,829470,241+101,4120.020.03+0.01buy
CENTAURUS FINANCIAL, INC.229,619310,230+80,6110.130.16+0.03buy
MORGAN STANLEY418,119495,535+77,4160.000.00+0.00buy
Strategic Financial Concepts, LLC072,906+72,9060.000.01+0.01buy
OSAIC HOLDINGS, INC.213,349257,639+44,2900.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP031,116+31,1160.000.01+0.01buy
StoneX Group Inc.030,000+30,0000.000.01+0.01buy
RIVERNORTH CAPITAL MANAGEMENT, LLC1,248,8351,275,940+27,1050.520.51-0.00buy
ROYAL BANK OF CANADA127,819152,425+24,6060.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.96,580120,390+23,8100.000.00+0.00buy
Invesco Ltd.287,676304,143+16,4670.000.00-0.00buy
Tudor Financial Inc.015,531+15,5310.000.08+0.08buy
Element Wealth, LLC015,495+15,4950.000.07+0.07buy
TWO SIGMA SECURITIES, LLC015,360+15,3600.000.02+0.02buy
Apollon Wealth Management, LLC58,21369,413+11,2000.010.01-0.00buy
BANK OF AMERICA CORP /DE/174,674185,751+11,0770.000.00+0.00buy
Atria Wealth Solutions, Inc.253,447264,141+10,6940.020.02+0.00buy
Financial Advocates Investment Management12,80023,033+10,2330.010.01+0.00buy
Janney Montgomery Scott LLC53,87762,641+8,7640.000.00+0.00buy
STIFEL FINANCIAL CORP240,860249,509+8,6490.000.00+0.00buy
Van Hulzen Asset Management, LLC07,000+7,0000.000.00+0.00buy
Anfield Capital Management, LLC06,669+6,6690.000.02+0.02buy
NewEdge Advisors, LLC83,65088,050+4,4000.000.00-0.00buy
Kestra Advisory Services, LLC11,06814,151+3,0830.000.00+0.00buy
Consolidated Portfolio Review Corp20,71022,540+1,8300.040.03-0.01buy
Geneos Wealth Management Inc.12,35613,793+1,4370.000.00+0.00buy
Synergy Asset Management, LLC01,100+1,1000.000.00+0.00buy
Kingsview Wealth Management, LLC29,98030,848+8680.010.01-0.00buy
Steward Partners Investment Advisory, LLC0524+5240.000.00+0.00buy
WealthPlan Investment Management, LLC16,35016,724+3740.010.01-0.00buy
Raleigh Capital Management Inc.1,3301,575+2450.000.01+0.00buy
NATIONAL BANK OF CANADA /FI/2,5042,739+2350.000.00+0.00buy
Sound Income Strategies, LLC1,0121,041+290.000.00-0.00buy
Creative Planning15,36415,373+90.000.00-0.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC135,486135,48600.020.01-0.00hold
Financial Gravity Companies, Inc.89489400.000.00-0.00hold
Lido Advisors, LLC20,00020,00000.000.00-0.00hold
FNY Investment Advisers, LLC50050000.000.00+0.00hold
Key FInancial Inc48848800.000.00+0.00hold
Sonora Investment Management Group, LLC25,06525,06500.020.02+0.00hold
Fortitude Advisory Group L.L.C.13,09113,09100.070.07-0.00hold
TD Waterhouse Canada Inc.24,78524,78500.000.00-0.00hold
Caldwell Trust Co1,5001,50000.000.00-0.00hold
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.2,0002,00000.000.00-0.00hold
WELLS FARGO & COMPANY/MN29,63729,63700.000.00-0.00hold
COMERICA BANK73073000.000.00-0.00hold
SHUFRO ROSE & CO LLC22,60022,60000.020.01-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO10,23410,049-1850.000.00-0.00sell
Mariner, LLC33,72832,989-7390.000.00-0.00sell
Armor Investment Advisors, LLC23,01822,118-9000.080.08-0.01sell
NBT BANK N A /NY1,0000-1,0000.000.00-0.00sell
Independence Bank of Kentucky1,1710-1,1710.000.00-0.00sell
AMERIPRISE FINANCIAL INC115,996114,811-1,1850.000.00-0.00sell
HOLLENCREST CAPITAL MANAGEMENT1,2540-1,2540.000.00-0.00sell
Western Wealth Management, LLC22,60521,047-1,5580.010.01-0.00sell
CoreCap Advisors, LLC11,98010,180-1,8000.000.00-0.00sell
Moser Wealth Advisors, LLC28,08125,733-2,3480.120.11-0.01sell
LPL Financial LLC245,720240,082-5,6380.000.00-0.00sell
D.A. DAVIDSON & CO.24,63716,311-8,3260.000.00-0.00sell
Cetera Investment Advisers93,25384,499-8,7540.000.00-0.00sell
Gilliland Jeter Wealth Management LLC8,8000-8,8000.020.00-0.02sell
Semus Wealth Partners LLC35,74126,040-9,7010.210.14-0.07sell
Virtu Financial LLC12,5750-12,5750.010.00-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC114,389100,503-13,8860.000.00-0.00sell
TRUIST FINANCIAL CORP95,85281,398-14,4540.000.00-0.00sell
UBS Group AG17,4860-17,4860.000.00-0.00sell
Shaker Financial Services, LLC23,0820-23,0820.080.00-0.08sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC25,4250-25,4250.010.00-0.01sell
SYNOVUS FINANCIAL CORP95,65047,277-48,3730.010.01-0.00sell
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