Stock Transactions — PIMCO INCOME STRATEGY FD

Total Bought
1,558,435
37 transactions
Total Sold
643,991
26 transactions
Net
+914,444
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
AMERIPRISE FINANCIAL INC334,062719,418+385,3560.000.00+0.00buy
GraniteShares Advisors LLC0324,852+324,8520.001.66+1.66buy
HOHIMER WEALTH MANAGEMENT, LLC11,904256,970+245,0660.010.29+0.28buy
GUGGENHEIM CAPITAL LLC795,078983,056+187,9780.050.06+0.01buy
LPL Financial LLC421,042497,728+76,6860.000.00+0.00buy
SILVER OAK SECURITIES, INCORPORATED047,843+47,8430.000.03+0.03buy
OSAIC HOLDINGS, INC.191,716232,807+41,0910.000.00+0.00buy
MORGAN STANLEY516,706553,865+37,1590.000.00+0.00buy
TWO SIGMA SECURITIES, LLC023,539+23,5390.000.03+0.03buy
Beacon Pointe Advisors, LLC020,605+20,6050.000.00+0.00buy
BlackRock, Inc.019,764+19,7640.000.00+0.00buy
Geneos Wealth Management Inc.33,02252,555+19,5330.010.01+0.00buy
StoneX Group Inc.22,99539,898+16,9030.010.01+0.01buy
Kestra Advisory Services, LLC33,25449,298+16,0440.000.00+0.00buy
Focus Partners Wealth015,095+15,0950.000.00+0.00buy
SCOTIA CAPITAL INC.011,748+11,7480.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC011,454+11,4540.000.00+0.00buy
TRUIST FINANCIAL CORP81,46192,049+10,5880.000.00+0.00buy
STIFEL FINANCIAL CORP245,409255,725+10,3160.000.00+0.00buy
D.A. DAVIDSON & CO.16,31423,999+7,6850.000.00+0.00buy
Fortitude Advisory Group L.L.C.13,91220,472+6,5600.060.07+0.01buy
Cetera Investment Advisers168,963173,467+4,5040.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC3504,250+3,9000.000.01+0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO16,55219,998+3,4460.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC03,425+3,4250.000.00+0.00buy
PFG Investments, LLC21,50023,500+2,0000.010.01-0.00buy
SHUFRO ROSE & CO LLC22,60024,100+1,5000.020.01-0.00buy
ASSETMARK, INC01,100+1,1000.000.00+0.00buy
Stratos Wealth Partners, LTD.23,92624,621+6950.000.00-0.00buy
Tower Research Capital LLC (TRC)0595+5950.000.00+0.00buy
AdvisorNet Financial, Inc0500+5000.000.00+0.00buy
ROYAL BANK OF CANADA202,335202,806+4710.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS1,2931,434+1410.000.00-0.00buy
Farther Finance Advisors, LLC0136+1360.000.00+0.00buy
INTEGRITY ALLIANCE, LLC.14,62114,724+1030.010.00-0.00buy
Financial Freedom, LLC875902+270.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC56,02656,053+270.000.00-0.00buy
Cypress Capital Group58,21358,21300.060.05-0.00hold
Allworth Financial LP4,1004,10000.000.00-0.00hold
Anfield Capital Management, LLC6,6696,66900.020.02+0.00hold
Sowell Financial Services LLC16,64116,64100.010.01-0.00hold
Lido Advisors, LLC18,81518,81500.000.00-0.00hold
Strategic Wealth Partners, Ltd.1,4491,44900.000.00-0.00hold
FNY Investment Advisers, LLC50050000.000.00-0.00hold
Apollon Wealth Management, LLC11,20011,20000.000.00-0.00hold
Key FInancial Inc48848800.000.00-0.00hold
Semus Wealth Partners LLC10,19010,19000.050.05-0.00hold
TD Waterhouse Canada Inc.24,78524,78500.000.00-0.00hold
Caldwell Trust Co1,5001,50000.000.00-0.00hold
COMERICA BANK73073000.000.00+0.00hold
NATIONAL BANK OF CANADA /FI/11,50511,50500.000.00-0.00hold
Rockefeller Capital Management L.P.1,046833-2130.000.00-0.00sell
Elm3 Financial Group, LLC27,69327,435-2580.190.19-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC93,56793,252-3150.010.01+0.00sell
Armor Investment Advisors, LLC22,11821,736-3820.060.07+0.01sell
Advisory Services Network, LLC4480-4480.000.00-0.00sell
J.Safra Asset Management Corp6000-6000.000.00-0.00sell
Costello Asset Management, INC1,8681,168-7000.010.00-0.00sell
Element Wealth, LLC15,80414,947-8570.060.05-0.01sell
Tudor Financial Inc.15,68514,708-9770.070.06-0.01sell
Western Wealth Management, LLC19,73818,345-1,3930.010.01-0.00sell
J.W. COLE ADVISORS, INC.54,26252,462-1,8000.010.01+0.00sell
NewEdge Advisors, LLC92,45090,650-1,8000.000.00-0.00sell
BANK OF AMERICA CORP /DE/207,832204,988-2,8440.000.00-0.00sell
Janney Montgomery Scott LLC59,59356,523-3,0700.000.00-0.00sell
CoreCap Advisors, LLC10,6056,445-4,1600.000.00-0.00sell
AMERIFLEX GROUP, INC.17,8788,939-8,9390.060.04-0.02sell
WELLS FARGO & COMPANY/MN427,102416,405-10,6970.000.00-0.00sell
Kingsview Wealth Management, LLC29,44518,412-11,0330.000.00-0.00sell
Invesco Ltd.331,460317,350-14,1100.000.00-0.00sell
Mariner, LLC28,79413,863-14,9310.000.00-0.00sell
WealthPlan Investment Management, LLC18,2320-18,2320.010.00-0.01sell
Consolidated Portfolio Review Corp19,9110-19,9110.020.00-0.02sell
Cambridge Investment Research Advisors, Inc.129,25489,577-39,6770.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC308,255252,975-55,2800.000.00-0.00sell
CENTAURUS FINANCIAL, INC.353,484253,640-99,8440.140.10-0.04sell
RIVERNORTH CAPITAL MANAGEMENT, LLC331,5200-331,5200.160.00-0.16sell
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