Stock Transactions — FLAHERTY & CRUMRINE TOTAL RE

Total Bought
307,434
22 transactions
Total Sold
166,221
19 transactions
Net
+141,213
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SIT INVESTMENT ASSOCIATES INC1,039,1301,179,220+140,0900.360.40+0.04buy
Independent Advisor Alliance044,242+44,2420.000.01+0.01buy
Hennion & Walsh Asset Management, Inc.158,784199,205+40,4210.100.11+0.02buy
GUGGENHEIM CAPITAL LLC71,71496,006+24,2920.010.01+0.00buy
WELLS FARGO & COMPANY/MN22,51844,246+21,7280.000.00+0.00buy
LPL Financial LLC145,027156,513+11,4860.000.00-0.00buy
Cetera Investment Advisers19,82528,839+9,0140.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC22,51230,192+7,6800.000.00+0.00buy
HighTower Advisors, LLC12,26514,650+2,3850.000.00+0.00buy
HARBOUR INVESTMENTS, INC.01,709+1,7090.000.00+0.00buy
IFG Advisory, LLC01,030+1,0300.000.05+0.05buy
WOLVERINE ASSET MANAGEMENT LLC0899+8990.000.00+0.00buy
GHP Investment Advisors, Inc.0561+5610.000.00+0.00buy
Farther Finance Advisors, LLC0354+3540.000.00+0.00buy
NewEdge Advisors, LLC0345+3450.000.00+0.00buy
POM Investment Strategies, LLC0319+3190.000.01+0.01buy
Sound Income Strategies, LLC0253+2530.000.00+0.00buy
Geneos Wealth Management Inc.1,0151,265+2500.000.00+0.00buy
Mallini Complete Financial Planning LLC18,39118,571+1800.260.24-0.01buy
HIGHLINE WEALTH PARTNERS LLC0170+1700.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC16,74616,767+210.000.00-0.00buy
Sowell Financial Services LLC207,717207,722+50.130.13-0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO30930900.000.00-0.00hold
SRH ADVISORS, LLC1,0001,00000.010.00-0.00hold
Sunbelt Securities, Inc.14014000.000.00-0.00hold
Koshinski Asset Management, Inc.12,56012,56000.010.01-0.00hold
Kovack Advisors, Inc.12,94612,94600.010.01+0.00hold
Rockefeller Capital Management L.P.2,8682,86800.000.00-0.00hold
SEAMOUNT FINANCIAL GROUP INC20,79020,79000.170.16-0.01hold
Chung Wu Investment Group, LLC40040000.010.01-0.00hold
CWM, LLC2,7912,674-1170.000.00-0.00sell
ROYAL BANK OF CANADA7,6857,520-1650.000.00+0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC932732-2000.000.00-0.00sell
Baird Financial Group, Inc.41,30940,976-3330.000.00-0.00sell
Luminist Capital LLC4140-4140.010.00-0.01sell
Focus Partners Wealth43,54443,105-4390.000.00-0.00sell
Advisors Asset Management, Inc.238,459237,348-1,1110.070.07-0.00sell
Invesco Ltd.126,171124,767-1,4040.000.00-0.00sell
Smith Asset Management Co., LLC127,651126,131-1,5201.841.80-0.05sell
CEERA INVESTMENTS, LLC35,57033,670-1,9000.240.25+0.00sell
OSAIC HOLDINGS, INC.19,32017,142-2,1780.000.00-0.00sell
WEDBUSH SECURITIES INC14,95012,530-2,4200.010.01-0.00sell
Fiera Capital Corp70,40167,890-2,5110.000.00-0.00sell
MORGAN STANLEY95,54993,004-2,5450.000.00-0.00sell
BANK OF AMERICA CORP /DE/279,419274,408-5,0110.000.00-0.00sell
SEVEN MILE ADVISORY13,1630-13,1630.040.00-0.04sell
Strategic Advocates LLC27,52698-27,4280.120.01-0.12sell
AQR Arbitrage LLC30,3940-30,3940.010.00-0.01sell
Pathstone Holdings, LLC145,06572,097-72,9680.010.00-0.01sell
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