Stock TransactionsFLAHERTY & CRUMRINE TOTAL RETU COM

Total Bought
265,014
23 transactions
Total Sold
216,515
14 transactions
Net
+48,499
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC1,179,2201,270,656+91,4360.400.41+0.01buy
Hennion & Walsh Asset Management, Inc.199,205241,468+42,2630.110.12+0.01buy
CEERA INVESTMENTS, LLC33,67069,930+36,2600.250.50+0.26buy
Farther Finance Advisors, LLC35425,354+25,0000.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP015,420+15,4200.000.01+0.01buy
Logan Stone Capital, LLC014,218+14,2180.000.05+0.05buy
Traub Capital Management LLC012,886+12,8860.000.19+0.19buy
Capital Investment Advisors, LLC011,196+11,1960.000.00+0.00buy
GUGGENHEIM CAPITAL LLC96,006100,671+4,6650.010.01-0.00buy
WOLVERINE ASSET MANAGEMENT LLC8995,078+4,1790.000.00+0.00buy
OSAIC HOLDINGS, INC.17,14219,468+2,3260.000.00-0.00buy
Fiera Capital Corp67,89069,761+1,8710.000.00+0.00buy
LPL Financial LLC156,513157,596+1,0830.000.00-0.00buy
IFG Advisory, LLC1,0301,680+6500.050.00-0.05buy
Luminist Capital LLC0414+4140.000.01+0.01buy
Integrated Wealth Concepts LLC0272+2720.000.00+0.00buy
Focus Partners Wealth43,10543,334+2290.000.00-0.00buy
Mallini Complete Financial Planning LLC18,57118,752+1810.240.23-0.02buy
Arax Advisory Partners0176+1760.000.00+0.00buy
ROYAL BANK OF CANADA7,5207,672+1520.000.00-0.00buy
Global Retirement Partners, LLC3,2613,382+1210.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC16,76716,782+150.000.00-0.00buy
HARBOUR INVESTMENTS, INC.1,7091,710+10.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO30930900.000.00-0.00hold
WEDBUSH SECURITIES INC12,53012,53000.010.01-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC73273200.000.00-0.00hold
GHP Investment Advisors, Inc.56156100.000.00-0.00hold
HighTower Advisors, LLC14,65014,65000.000.00-0.00hold
SRH ADVISORS, LLC1,0001,00000.000.00-0.00hold
Koshinski Asset Management, Inc.12,56012,56000.010.01-0.00hold
NewEdge Advisors, LLC34534500.000.00-0.00hold
Rockefeller Capital Management L.P.2,8682,86800.000.00-0.00hold
Strategic Advocates LLC989800.010.01-0.00hold
SEAMOUNT FINANCIAL GROUP INC20,79020,79000.160.14-0.01hold
HIGHLINE WEALTH PARTNERS LLC17017000.000.00-0.00hold
Chung Wu Investment Group, LLC40040000.010.00-0.00hold
Geneos Wealth Management Inc.1,2651,015-2500.000.00-0.00sell
Sound Income Strategies, LLC2530-2530.000.00-0.00sell
POM Investment Strategies, LLC3190-3190.010.00-0.01sell
Baird Financial Group, Inc.40,97640,379-5970.000.00-0.00sell
WELLS FARGO & COMPANY/MN44,24642,360-1,8860.000.00-0.00sell
Smith Asset Management Co., LLC126,131124,011-2,1201.801.65-0.15sell
Sowell Financial Services LLC207,722204,611-3,1110.130.11-0.01sell
Advisors Asset Management, Inc.237,348230,907-6,4410.070.06-0.01sell
Kovack Advisors, Inc.12,9460-12,9460.010.00-0.01sell
BANK OF AMERICA CORP /DE/274,408261,186-13,2220.000.00-0.00sell
Cetera Investment Advisers28,8390-28,8390.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC30,1920-30,1920.000.00-0.00sell
Independent Advisor Alliance44,2420-44,2420.010.00-0.01sell
Pathstone Holdings, LLC72,0970-72,0970.000.00-0.00sell
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