Stock Transactions — FLAHERTY & CRUMRINE TOTAL RE

Total Bought
474,396
22 transactions
Total Sold
444,411
20 transactions
Net
+29,985
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC669,089972,369+303,2800.240.35+0.11buy
Advisors Asset Management, Inc.184,191236,457+52,2660.060.07+0.02buy
Fiera Capital Corp032,843+32,8430.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.77,378101,158+23,7800.050.07+0.01buy
SEVEN MILE ADVISORY012,915+12,9150.000.04+0.04buy
Capital Investment Advisors, LLC010,170+10,1700.000.00+0.00buy
Pathstone Holdings, LLC110,462119,566+9,1040.010.01+0.00buy
CEERA INVESTMENTS, LLC23,17029,730+6,5600.120.17+0.04buy
LPL Financial LLC123,631129,652+6,0210.000.00-0.00buy
WEDBUSH SECURITIES INC10,00015,050+5,0500.010.01+0.00buy
Cetera Investment Advisers11,70115,374+3,6730.000.00-0.00buy
Rockefeller Capital Management L.P.03,215+3,2150.000.00+0.00buy
WELLS FARGO & COMPANY/MN18,81620,551+1,7350.000.00+0.00buy
Sowell Financial Services LLC208,381209,609+1,2280.140.14-0.00buy
Invesco Ltd.145,617146,597+9800.000.00-0.00buy
OSAIC HOLDINGS, INC.17,19618,062+8660.000.00-0.00buy
Baird Financial Group, Inc.41,34041,623+2830.000.00-0.00buy
MORGAN STANLEY89,22089,465+2450.000.00-0.00buy
Mallini Complete Financial Planning LLC18,07318,235+1620.260.26+0.00buy
RAYMOND JAMES FINANCIAL INC17,72917,742+130.000.00-0.00buy
Ameritas Advisory Services, LLC482486+40.000.00+0.00buy
Tortoise Investment Management, LLC173176+30.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC93293200.000.00-0.00hold
SRH ADVISORS, LLC1,0001,00000.010.01+0.00hold
Sunbelt Securities, Inc.14014000.000.00-0.00hold
Koshinski Asset Management, Inc.12,56012,56000.020.02-0.00hold
Sound Income Strategies, LLC76676600.000.00+0.00hold
Geneos Wealth Management Inc.1,0151,01500.000.00+0.00hold
Luminist Capital LLC41441400.010.01-0.00hold
SEAMOUNT FINANCIAL GROUP INC20,79020,79000.180.17-0.01hold
Chung Wu Investment Group, LLC40040000.010.01-0.00hold
CWM, LLC3,4212,907-5140.000.00-0.00sell
HighTower Advisors, LLC19,73519,157-5780.000.00-0.00sell
Traub Capital Management LLC6830-6830.010.00-0.01sell
GUGGENHEIM CAPITAL LLC42,84141,787-1,0540.010.01-0.00sell
Smith Asset Management Co., LLC132,823130,618-2,2051.951.98+0.03sell
Kovitz Investment Group Partners, LLC48,94045,227-3,7130.000.00-0.00sell
ROYAL BANK OF CANADA11,5687,552-4,0160.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC23,72819,675-4,0530.000.00-0.00sell
BANK OF AMERICA CORP /DE/278,475274,361-4,1140.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC4,1930-4,1930.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.10,6005,300-5,3000.000.00-0.00sell
NewEdge Advisors, LLC10,2480-10,2480.000.00-0.00sell
Laird Norton Wetherby Wealth Management, LLC11,4640-11,4640.010.00-0.01sell
Pathway Financial Advisers, LLC16,7850-16,7850.090.00-0.09sell
Kovack Advisors, Inc.21,1830-21,1830.040.00-0.04sell
Strategic Advocates LLC54,68831,865-22,8230.280.15-0.13sell
AQR Arbitrage LLC75,69752,568-23,1290.030.02-0.01sell
RIVERNORTH CAPITAL MANAGEMENT, LLC48,6820-48,6820.050.00-0.05sell
Matisse Capital76,3040-76,3040.610.00-0.61sell
Advisors Asset Management, Inc.184,191821-183,3700.060.00-0.06sell
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