| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 249,991 | 559,576 | +309,585 | 0.10 | 0.21 | +0.12 | buy |
| BANK OF AMERICA CORP /DE/ | 318,481 | 311,606 | -6,875 | 0.00 | 0.00 | -0.00 | sell |
| Sowell Financial Services LLC | 196,718 | 208,369 | +11,651 | 0.16 | 0.18 | +0.03 | buy |
| Invesco Ltd. | 138,366 | 143,839 | +5,473 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 137,356 | 131,427 | -5,929 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 88,513 | 119,882 | +31,369 | 0.01 | 0.01 | +0.00 | buy |
| AQR Arbitrage LLC | 130,713 | 103,093 | -27,620 | 0.05 | 0.04 | -0.01 | sell |
| Matisse Capital | 95,300 | 95,300 | 0 | 0.80 | 0.81 | +0.01 | hold |
| MORGAN STANLEY | 0 | 88,557 | +88,557 | 0.00 | 0.00 | +0.00 | buy |
| Independent Advisor Alliance | 0 | 83,202 | +83,202 | 0.00 | 0.02 | +0.02 | buy |
| Kovitz Investment Group Partners, LLC | 56,655 | 52,968 | -3,687 | 0.01 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 50,316 | +50,316 | 0.00 | 0.04 | +0.04 | buy |
| GUGGENHEIM CAPITAL LLC | 19,431 | 32,625 | +13,194 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 38,986 | 24,388 | -14,598 | 0.00 | 0.00 | -0.00 | sell |
| Pathway Financial Advisers, LLC | 22,447 | 21,966 | -481 | 0.18 | 0.12 | -0.05 | sell |
| SEAMOUNT FINANCIAL GROUP INC | 22,678 | 20,790 | -1,888 | 0.29 | 0.24 | -0.06 | sell |
| HighTower Advisors, LLC | 21,042 | 19,424 | -1,618 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 0 | 16,634 | +16,634 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 7,502 | 16,036 | +8,534 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 16,043 | 15,945 | -98 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 14,424 | 15,487 | +1,063 | 0.00 | 0.00 | +0.00 | buy |
| Koshinski Asset Management, Inc. | 12,560 | 12,560 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 12,297 | 12,272 | -25 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 11,720 | 10,830 | -890 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 11,235 | 10,680 | -555 | 0.00 | 0.00 | -0.00 | sell |
| MRA Advisory Group | 10,234 | 10,356 | +122 | 0.10 | 0.09 | -0.01 | buy |
| Catalina Capital Group, LLC | 10,277 | 10,177 | -100 | 0.06 | 0.06 | -0.00 | sell |
| WEDBUSH SECURITIES INC | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| CWM, LLC | 4,000 | 3,491 | -509 | 0.00 | 0.00 | -0.00 | sell |
| MeadowBrook Investment Advisors LLC | 1,620 | 2,720 | +1,100 | 0.03 | 0.04 | +0.01 | buy |
| Geneos Wealth Management Inc. | 1,015 | 1,343 | +328 | 0.00 | 0.00 | +0.00 | buy |
| SRH ADVISORS, LLC | 1,000 | 1,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 700 | 700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sound Income Strategies, LLC | 0 | 504 | +504 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 350 | 351 | +1 | 0.00 | 0.00 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,000 | 291 | -709 | 0.00 | 0.00 | -0.00 | sell |
| Tortoise Investment Management, LLC | 164 | 168 | +4 | 0.00 | 0.00 | -0.00 | buy |
| Sunbelt Securities, Inc. | 140 | 140 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gilliland Jeter Wealth Management LLC | 2,875 | 0 | -2,875 | 0.02 | 0.00 | -0.02 | sell |