Stock Transactions — FLAHERTY & CRUMRINE TOTAL RE

Total Bought
322,840
21 transactions
Total Sold
358,324
18 transactions
Net
-35,484
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC972,3691,039,130+66,7610.350.36+0.01buy
Hennion & Walsh Asset Management, Inc.101,158158,784+57,6260.070.10+0.03buy
Focus Partners Wealth043,544+43,5440.000.00+0.00buy
Fiera Capital Corp32,84370,401+37,5580.000.00+0.00buy
GUGGENHEIM CAPITAL LLC41,78771,714+29,9270.010.01+0.00buy
Pathstone Holdings, LLC119,566145,065+25,4990.010.01+0.00buy
LPL Financial LLC129,652145,027+15,3750.000.00+0.00buy
Kovack Advisors, Inc.012,946+12,9460.000.01+0.01buy
MORGAN STANLEY89,46595,549+6,0840.000.00+0.00buy
CEERA INVESTMENTS, LLC29,73035,570+5,8400.170.24+0.08buy
BANK OF AMERICA CORP /DE/274,361279,419+5,0580.000.00-0.00buy
Cetera Investment Advisers15,37419,825+4,4510.000.00+0.00buy
Global Retirement Partners, LLC03,261+3,2610.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC19,67522,512+2,8370.000.00+0.00buy
Advisors Asset Management, Inc.236,457238,459+2,0020.070.07-0.00buy
WELLS FARGO & COMPANY/MN20,55122,518+1,9670.000.00+0.00buy
OSAIC HOLDINGS, INC.18,06219,320+1,2580.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0309+3090.000.00+0.00buy
SEVEN MILE ADVISORY12,91513,163+2480.040.04+0.00buy
Mallini Complete Financial Planning LLC18,23518,391+1560.260.26-0.01buy
ROYAL BANK OF CANADA7,5527,685+1330.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC93293200.000.00-0.00hold
SRH ADVISORS, LLC1,0001,00000.010.01-0.00hold
Sunbelt Securities, Inc.14014000.000.00-0.00hold
Koshinski Asset Management, Inc.12,56012,56000.020.01-0.00hold
Geneos Wealth Management Inc.1,0151,01500.000.00-0.00hold
Luminist Capital LLC41441400.010.01+0.00hold
SEAMOUNT FINANCIAL GROUP INC20,79020,79000.170.17-0.01hold
Chung Wu Investment Group, LLC40040000.010.01-0.00hold
WEDBUSH SECURITIES INC15,05014,950-1000.010.01-0.00sell
CWM, LLC2,9072,791-1160.000.00-0.00sell
Tortoise Investment Management, LLC1760-1760.000.00-0.00sell
Baird Financial Group, Inc.41,62341,309-3140.000.00-0.00sell
Rockefeller Capital Management L.P.3,2152,868-3470.000.00-0.00sell
Ameritas Advisory Services, LLC4860-4860.000.00-0.00sell
Sound Income Strategies, LLC7660-7660.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC17,74216,746-9960.000.00-0.00sell
Sowell Financial Services LLC209,609207,717-1,8920.140.13-0.01sell
Smith Asset Management Co., LLC130,618127,651-2,9671.981.84-0.14sell
Strategic Advocates LLC31,86527,526-4,3390.150.12-0.02sell
PNC FINANCIAL SERVICES GROUP, INC.5,3000-5,3000.000.00-0.00sell
HighTower Advisors, LLC19,15712,265-6,8920.000.00-0.00sell
Capital Investment Advisors, LLC10,1700-10,1700.000.00-0.00sell
Invesco Ltd.146,597126,171-20,4260.000.00-0.00sell
AQR Arbitrage LLC52,56830,394-22,1740.020.01-0.01sell
Kovitz Investment Group Partners, LLC45,2270-45,2270.000.00-0.00sell
Advisors Asset Management, Inc.236,457821-235,6360.070.00-0.07sell
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