Stock Transactions — OXFORD SQUARE CAP CORP

Total Bought
1,781,998
30 transactions
Total Sold
971,405
17 transactions
Net
+810,593
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MARSHALL WACE, LLP148,871547,610+398,7390.000.00+0.00buy
Squarepoint Ops LLC191,686512,153+320,4670.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC461,541763,282+301,7410.000.00+0.00buy
BlackRock, Inc.339,515543,415+203,9000.000.00+0.00buy
JANE STREET GROUP, LLC130,609297,771+167,1620.000.00+0.00buy
Virtu Financial LLC074,899+74,8990.000.01+0.01buy
North Ground Capital050,000+50,0000.000.05+0.05buy
CANADA LIFE ASSURANCE Co56,83197,936+41,1050.000.00+0.00buy
Dynamic Technology Lab Private Ltd036,711+36,7110.000.01+0.01buy
TWO SIGMA SECURITIES, LLC030,028+30,0280.000.01+0.01buy
Virtus Investment Advisers, LLC220,488249,916+29,4280.170.11-0.05buy
OXFORD ASSET MANAGEMENT LLP028,022+28,0220.000.01+0.01buy
Alpine Global Management, LLC026,500+26,5000.000.01+0.01buy
Arkadios Wealth Advisors020,000+20,0000.000.00+0.00buy
Marex Group plc012,009+12,0090.000.00+0.00buy
TIAA TRUST, NATIONAL ASSOCIATION012,000+12,0000.000.00+0.00buy
Silverberg Bernstein Capital Management LLC71,51680,451+8,9350.110.08-0.03buy
NORTHERN TRUST CORP23,56431,632+8,0680.000.00-0.00buy
Triumph Capital Management05,600+5,6000.000.00+0.00buy
EASTERN BANK02,400+2,4000.000.00+0.00buy
Mariner, LLC11,17212,693+1,5210.000.00-0.00buy
Cetera Investment Advisers22,89723,498+6010.000.00-0.00buy
Arax Advisory Partners0556+5560.000.00+0.00buy
Reliant Investment Partners, LLC10,64711,178+5310.020.01-0.01buy
KENNEDY INVESTMENT GROUP10,54611,073+5270.010.01-0.00buy
Sigma Planning Corp20,78421,011+2270.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.19,13919,322+1830.000.00-0.00buy
Crews Bank & Trust0100+1000.000.00+0.00buy
Farther Finance Advisors, LLC411433+220.000.00-0.00buy
Legacy Wealth Managment, LLC/ID016+160.000.00+0.00buy
CIBC Private Wealth Group LLC8,0008,00000.000.00-0.00hold
Parkside Financial Bank & Trust22,17022,17000.010.00-0.00hold
United Bank17,51817,51800.010.01-0.01hold
LifeSteps Financial, Inc.10,00010,00000.020.01-0.01hold
Founders Financial Alliance, LLC84,86584,86500.040.03-0.02hold
CoreCap Advisors, LLC414100.000.00-0.00hold
Ethos Financial Group, LLC47,09147,09100.010.01-0.00hold
National Wealth Management Group, LLC10,00010,00000.010.01-0.01hold
LeClair Wealth Partners LLC18,12218,12200.030.02-0.01hold
COMERICA BANK66766700.000.00-0.00hold
ALERUS FINANCIAL NA10,00010,00000.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP1,6221,489-1330.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3550-3550.000.00-0.00sell
Allworth Financial LP1,334668-6660.000.00-0.00sell
Traub Capital Management LLC1,0660-1,0660.000.00-0.00sell
Ameritas Advisory Services, LLC4,3901,801-2,5890.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC44,77041,470-3,3000.010.01-0.00sell
GROUP ONE TRADING LLC3,72183-3,6380.000.00-0.00sell
Moisand Fitzgerald Tamayo, LLC3,8180-3,8180.000.00-0.00sell
Stratos Wealth Partners, LTD.11,5000-11,5000.000.00-0.00sell
Kingsview Wealth Management, LLC84,42565,425-19,0000.000.00-0.00sell
Brevan Howard Capital Management LP26,2820-26,2820.000.00-0.00sell
BostonPremier Wealth LLC61,52635,226-26,3000.080.03-0.05sell
Legal & General Group Plc468,312435,278-33,0340.000.00-0.00sell
Transce3nd, LLC81,1660-81,1660.080.00-0.08sell
LPL Financial LLC96,2510-96,2510.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP679,209421,102-258,1070.000.00-0.00sell
TWO SIGMA ADVISERS, LP1,138,813734,613-404,2000.010.00-0.00sell
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