Stock Transactions — HANCOCK JOHN TAX-ADVANTAGED

Total Bought
437,332
35 transactions
Total Sold
299,054
29 transactions
Net
+138,278
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GUGGENHEIM CAPITAL LLC254,770322,437+67,6670.040.05+0.01buy
AQR Arbitrage LLC193,336249,471+56,1350.130.13-0.00buy
MORGAN STANLEY258,496306,174+47,6780.000.00+0.00buy
Invesco Ltd.413,451448,254+34,8030.000.00+0.00buy
ROYAL BANK OF CANADA104,971138,225+33,2540.000.00+0.00buy
Logan Stone Capital, LLC030,772+30,7720.000.16+0.16buy
WELLS FARGO & COMPANY/MN147,215172,491+25,2760.000.00+0.00buy
Almitas Capital LLC021,471+21,4710.000.18+0.18buy
CENTRAL BANK & TRUST CO016,073+16,0730.000.05+0.05buy
LPL Financial LLC235,391248,769+13,3780.000.00+0.00buy
AVANTAX ADVISORY SERVICES, INC.011,453+11,4530.000.00+0.00buy
Keel Point, LLC010,150+10,1500.000.02+0.02buy
TRUIST FINANCIAL CORP010,035+10,0350.000.00+0.00buy
Institute for Wealth Management, LLC.09,992+9,9920.000.03+0.03buy
Global Retirement Partners, LLC1,3189,299+7,9810.000.01+0.00buy
Samalin Investment Counsel, LLC51,06758,197+7,1300.480.55+0.07buy
Calamos Advisors LLC11,99617,568+5,5720.000.00+0.00buy
BANK OF AMERICA CORP /DE/367,266372,392+5,1260.000.00-0.00buy
FIRST TRUST ADVISORS LP114,248119,265+5,0170.000.00+0.00buy
STIFEL FINANCIAL CORP114,221118,692+4,4710.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC55,66959,010+3,3410.000.00+0.00buy
Redwood Wealth Management Group, LLC03,000+3,0000.000.05+0.05buy
Steward Partners Investment Advisory, LLC5,7307,067+1,3370.000.00+0.00buy
WASHINGTON TRUST Co01,200+1,2000.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC0844+8440.000.00+0.00buy
NewEdge Advisors, LLC14,40815,201+7930.000.00-0.00buy
Allworth Financial LP0790+7900.000.00+0.00buy
Geneos Wealth Management Inc.5,1005,850+7500.000.01+0.00buy
HighTower Advisors, LLC11,90412,579+6750.000.00+0.00buy
COMERICA BANK2,9003,300+4000.000.00+0.00buy
Private Advisor Group, LLC17,62617,850+2240.000.00-0.00buy
Kingsview Wealth Management, LLC11,91812,108+1900.010.01-0.00buy
Investors Research Corp0168+1680.000.00+0.00buy
HB Wealth Management, LLC17,24217,399+1570.000.00-0.00buy
SeaCrest Wealth Management, LLC11,42211,451+290.030.03-0.00buy
WELCH & FORBES LLC50,00050,00000.010.01+0.00hold
NATIONS FINANCIAL GROUP INC, /IA/ /ADV21,77521,77500.040.04-0.00hold
PRIVATE TRUST CO NA2,0002,00000.000.00+0.00hold
COHEN & STEERS, INC.47,83547,83500.000.00+0.00hold
North Star Investment Management Corp.1,0001,00000.000.00+0.00hold
First National Bank of Mount Dora, Trust Investment Services27,80027,80000.130.14+0.00hold
CWM, LLC50050000.000.00-0.00hold
Oakworth Capital, Inc.1,5001,50000.000.00-0.00hold
Venturi Wealth Management, LLC5,3285,32800.010.01-0.00hold
McIlrath & Eck, LLC50050000.000.00-0.00hold
GPS Wealth Strategies Group, LLC5,8605,86000.020.02-0.00hold
Live Oak Private Wealth LLC102,602102,60200.350.36+0.01hold
Powell Investment Advisors, LLC10,10010,10000.100.11+0.00hold
Capital CS Group, LLC12,45912,45900.250.29+0.04hold
Tyler-Stone Wealth Management1,5161,51600.010.01-0.00hold
Beacon Capital Management, LLC2,8772,87700.010.01-0.00hold
PFG Investments, LLC13,70813,70800.020.02+0.00hold
US BANCORP \DE\7,5007,50000.000.00+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.3,0033,00300.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.50050000.000.00-0.00hold
NBC SECURITIES, INC.4,0254,02500.010.01-0.00hold
CONNING INC.11,25011,25000.010.01+0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV85085000.000.00-0.00hold
ST GERMAIN D J CO INC1,9171,91700.000.00+0.00hold
PRINCIPAL SECURITIES, INC.583568-150.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC15,84615,697-1490.000.00-0.00sell
Sowell Financial Services LLC14,63214,425-2070.010.01+0.00sell
Creekmur Asset Management LLC2840-2840.000.00-0.00sell
MRA Advisory Group30,92530,538-3870.360.35-0.01sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC43,82643,177-6490.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,139300-8390.000.00-0.00sell
BALDWIN WEALTH PARTNERS LLC/MA3,4672,625-8420.010.00-0.00sell
Spire Wealth Management6,0655,121-9440.000.00+0.00sell
Abbot Financial Management, Inc.16,60015,600-1,0000.180.17-0.01sell
Janney Montgomery Scott LLC38,35937,247-1,1120.000.00+0.00sell
Hennion & Walsh Asset Management, Inc.83,13881,144-1,9940.090.08-0.00sell
Cambridge Investment Research Advisors, Inc.23,13921,105-2,0340.000.00-0.00sell
CENTRAL TRUST Co98,72295,162-3,5600.050.05-0.00sell
Capital Advisors, Ltd. LLC5,6000-5,6000.010.00-0.01sell
Advisors Asset Management, Inc.27,47821,468-6,0100.010.01-0.00sell
FIFTH THIRD BANCORP6,2000-6,2000.000.00-0.00sell
UBS Group AG699,513691,285-8,2280.000.00-0.00sell
Kestra Advisory Services, LLC10,1720-10,1720.000.00-0.00sell
SMH CAPITAL ADVISORS INC10,5220-10,5220.560.00-0.56sell
Mutual Advisors, LLC34,40123,758-10,6430.020.02-0.01sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP14,8960-14,8960.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC61,08937,742-23,3470.020.01-0.01sell
Cetera Investment Advisers177,646151,350-26,2960.010.01-0.00sell
Cornerstone Advisors, LLC79,15452,339-26,8150.060.04-0.02sell
LINCOLN NATIONAL CORP30,0520-30,0520.010.00-0.01sell
FOUNDERS FINANCIAL SECURITIES LLC79,97548,950-31,0250.160.09-0.07sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.108,73372,148-36,5850.190.12-0.06sell
OSAIC HOLDINGS, INC.146,657108,010-38,6470.010.01-0.00sell
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