Stock TransactionsREAVES UTIL INCOME FD

Total Bought
573,848
36 transactions
Total Sold
120,497
14 transactions
Net
+453,351
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
J.W. COLE ADVISORS, INC.0323,107+323,1070.000.23+0.23buy
LPL Financial LLC819,415877,625+58,2100.010.01-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP029,456+29,4560.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC029,012+29,0120.000.02+0.02buy
CAPTRUST FINANCIAL ADVISORS365,861380,508+14,6470.030.02-0.00buy
Samalin Investment Counsel, LLC35,87549,883+14,0080.500.65+0.15buy
Janney Montgomery Scott LLC111,125123,766+12,6410.010.01-0.00buy
EP Wealth Advisors, LLC09,573+9,5730.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.08,637+8,6370.000.02+0.02buy
Savant Capital, LLC7,92315,518+7,5950.000.00+0.00buy
TWO SIGMA SECURITIES, LLC07,299+7,2990.000.03+0.03buy
B. Riley Wealth Advisors, Inc.06,532+6,5320.000.01+0.01buy
Prospera Financial Services Inc18,80124,846+6,0450.010.01+0.00buy
NOMURA HOLDINGS INC06,000+6,0000.000.00+0.00buy
GWN SECURITIES INC.05,010+5,0100.000.03+0.03buy
COHEN & STEERS, INC.53,00058,000+5,0000.000.00+0.00buy
KELLEHER FINANCIAL ADVISORS04,542+4,5420.000.03+0.03buy
ENVESTNET ASSET MANAGEMENT INC36,65840,268+3,6100.000.00+0.00buy
MAI Capital Management16,91719,856+2,9390.000.00-0.00buy
D.A. DAVIDSON & CO.6,1468,846+2,7000.000.00+0.00buy
Merrion Investment Management Co, LLC27,50030,000+2,5000.580.58-0.00buy
INTEGRITY ALLIANCE, LLC.43,49745,914+2,4170.070.06-0.01buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV15,57517,875+2,3000.030.03+0.00buy
Allworth Financial LP5,0087,076+2,0680.000.00+0.00buy
&PARTNERS68,96070,610+1,6500.010.01-0.00buy
FIRST TRUST ADVISORS LP54,70656,303+1,5970.000.00-0.00buy
LOGAN CAPITAL MANAGEMENT INC01,000+1,0000.000.00+0.00buy
Focus Partners Wealth17,69918,558+8590.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.109,023109,857+8340.010.01-0.00buy
CARY STREET PARTNERS FINANCIAL LLC5,8376,542+7050.010.01+0.00buy
MONETARY MANAGEMENT GROUP INC21,50022,000+5000.200.18-0.02buy
Commonwealth Financial Services, LLC10,99711,354+3570.070.06-0.01buy
HBK Sorce Advisory LLC16,86817,068+2000.010.01-0.00buy
Sigma Planning Corp37,09537,286+1910.040.04-0.00buy
HighTower Advisors, LLC31,80631,870+640.000.00-0.00buy
Tower Research Capital LLC (TRC)346+430.000.00+0.00buy
DUNCKER STREETT & CO INC30030000.000.00-0.00hold
KEYBANK NATIONAL ASSOCIATION/OH12,70012,70000.000.00-0.00hold
WEBSTER BANK, N. A.74474400.000.00-0.00hold
BOYD WATTERSON ASSET MANAGEMENT LLC/OH10010000.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT39539500.000.00+0.00hold
NICOLET BANKSHARES INC5,8705,87000.010.01-0.00hold
Hilltop Holdings Inc.6,2106,21000.020.02-0.00hold
PRIVATE TRUST CO NA1,0001,00000.000.00-0.00hold
North Star Investment Management Corp.1,4501,45000.000.00-0.00hold
Penbrook Management LLC6,1256,12500.180.16-0.02hold
AdvisorNet Financial, Inc1,7471,74700.000.00-0.00hold
Welch Group, LLC19,72919,72900.030.03-0.00hold
BENJAMIN EDWARDS INC8,2918,29100.000.00-0.00hold
SIGNATUREFD, LLC4,0004,00000.000.00-0.00hold
BROWN BROTHERS HARRIMAN & CO3,1663,16600.000.00-0.00hold
GRAYBILL WEALTH MANAGEMENT, LTD.11,34211,326-160.140.12-0.01sell
PRINCIPAL SECURITIES, INC.6,9276,738-1890.000.00-0.00sell
Orca Investment Management, LLC9,5009,063-4370.320.27-0.05sell
Atlas Brown,Inc.20,46119,998-4630.240.22-0.02sell
ASSETMARK, INC2,4491,966-4830.000.00-0.00sell
PEAPACK GLADSTONE FINANCIAL CORP8,1507,650-5000.000.00-0.00sell
Creative Planning30,97230,103-8690.000.00-0.00sell
WEDBUSH SECURITIES INC37,42535,813-1,6120.040.04-0.01sell
Mariner, LLC111,222108,647-2,5750.010.00-0.00sell
Equitable Holdings, Inc.18,22914,484-3,7450.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO58,12951,503-6,6260.000.00-0.00sell
Virtu Financial LLC8,7910-8,7910.010.00-0.01sell
ROYAL BANK OF CANADA576,373532,580-43,7930.000.00-0.00sell
GUGGENHEIM CAPITAL LLC132,69982,301-50,3980.040.02-0.02sell
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