Stock Transactions — REAVES UTIL INCOME FD

Total Bought
1,115,757
101 transactions
Total Sold
357,684
62 transactions
Net
+758,073
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
CAPTRUST FINANCIAL ADVISORS176,864357,370+180,5060.020.03+0.02buy
COMMONWEALTH EQUITY SERVICES, LLC321,122446,194+125,0720.020.02+0.00buy
Proficio Capital Partners LLC0101,380+101,3800.000.01+0.01buy
OAK FAMILY ADVISORS, LLC171,768251,772+80,0042.023.12+1.10buy
CreativeOne Wealth, LLC064,833+64,8330.000.06+0.06buy
MORGAN STANLEY820,881877,082+56,2010.000.00-0.00buy
AMERIPRISE FINANCIAL INC418,999451,310+32,3110.000.00+0.00buy
CENTAURUS FINANCIAL, INC.22,00352,543+30,5400.050.10+0.06buy
Kercheville Advisors, LLC029,153+29,1530.000.36+0.36buy
LPL Financial LLC558,619585,115+26,4960.010.01-0.00buy
Vivaldi Capital Management LP024,350+24,3500.000.12+0.12buy
READYSTATE ASSET MANAGEMENT LP023,537+23,5370.000.03+0.03buy
Walleye Capital LLC023,272+23,2720.000.01+0.01buy
Atlanta Consulting Group Advisors, LLC022,995+22,9950.000.27+0.27buy
STIFEL FINANCIAL CORP181,838203,179+21,3410.010.01+0.00buy
ROYAL BANK OF CANADA471,122490,955+19,8330.000.00-0.00buy
WOLVERINE ASSET MANAGEMENT LLC14,10529,417+15,3120.010.02+0.01buy
BANK OF AMERICA CORP /DE/812,294826,880+14,5860.000.00+0.00buy
WELLS FARGO & COMPANY/MN584,213598,402+14,1890.000.00-0.00buy
J.W. COLE ADVISORS, INC.318,461332,579+14,1180.440.43-0.01buy
MGO ONE SEVEN LLC013,171+13,1710.000.02+0.02buy
NEVILLE RODIE & SHAW INC012,701+12,7010.000.03+0.03buy
Virtu Financial LLC010,376+10,3760.000.02+0.02buy
GUGGENHEIM CAPITAL LLC203,662213,580+9,9180.050.06+0.01buy
OPPENHEIMER & CO INC41,30351,206+9,9030.020.02+0.00buy
Calamos Advisors LLC09,532+9,5320.000.00+0.00buy
Talon Private Wealth, LLC07,945+7,9450.000.04+0.04buy
NewEdge Advisors, LLC50,94858,467+7,5190.010.01+0.00buy
Magnus Financial Group LLC166,653173,896+7,2430.560.53-0.02buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.15,81822,667+6,8490.050.08+0.02buy
Visionary Wealth Advisors06,772+6,7720.000.01+0.01buy
Per Stirling Capital Management, LLC.06,592+6,5920.000.03+0.03buy
JBR Co Financial Management Inc116,608123,170+6,5622.502.38-0.12buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors06,370+6,3700.000.03+0.03buy
Merrion Investment Management Co, LLC20,00025,000+5,0000.430.55+0.12buy
XML Financial, LLC37,86042,501+4,6410.120.12+0.01buy
Sterling Investment Advisors, Ltd.174,661178,738+4,0771.451.37-0.08buy
MAI Capital Management03,181+3,1810.000.00+0.00buy
World Investment Advisors8,00711,177+3,1700.010.01+0.00buy
HBK Sorce Advisory LLC9,02811,733+2,7050.010.01+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC18,64421,317+2,6730.000.00-0.00buy
OSAIC HOLDINGS, INC.388,617391,140+2,5230.030.03-0.00buy
Financial Security Advisor, Inc.7,50010,000+2,5000.060.08+0.02buy
Prospera Financial Services Inc10,90313,189+2,2860.010.01+0.00buy
Advisory Services Network, LLC17,76520,048+2,2830.010.01+0.00buy
Sowell Financial Services LLC55,13857,265+2,1270.080.10+0.01buy
Mariner, LLC124,809126,837+2,0280.010.01-0.00buy
CWM, LLC20,24422,244+2,0000.000.00+0.00buy
FIRST TRUST ADVISORS LP38,33540,329+1,9940.000.00-0.00buy
Sunpointe, LLC18,56420,524+1,9600.500.33-0.17buy
Strategic Family Wealth Counselors, L.L.C.25,93227,863+1,9310.300.29-0.01buy
WEDBUSH SECURITIES INC28,02929,867+1,8380.030.03-0.00buy
Stratos Wealth Partners, LTD.32,36434,135+1,7710.020.02-0.00buy
HighTower Advisors, LLC13,41914,962+1,5430.000.00+0.00buy
Consolidated Portfolio Review Corp96,74698,082+1,3360.710.49-0.22buy
REAVES W H & CO INC84,40285,731+1,3290.080.07-0.00buy
Steward Partners Investment Advisory, LLC30,02131,347+1,3260.010.01-0.00buy
ORG Partners LLC6,1667,466+1,3000.030.03-0.00buy
US BANCORP \DE\11,71512,915+1,2000.000.00+0.00buy
Kestra Advisory Services, LLC33,23034,401+1,1710.010.01-0.00buy
Cambridge Investment Research Advisors, Inc.83,70884,800+1,0920.010.01-0.00buy
Hexagon Capital Partners LLC01,075+1,0750.000.01+0.01buy
BROWN BROTHERS HARRIMAN & CO3,1664,225+1,0590.000.00+0.00buy
MATRIX PRIVATE CAPITAL GROUP LLC7,5008,500+1,0000.140.15+0.01buy
Larson Financial Group LLC2251,220+9950.000.00+0.00buy
HBW ADVISORY SERVICES LLC38,27239,195+9230.180.13-0.06buy
Good Life Advisors, LLC67,00767,926+9190.140.16+0.02buy
KESTRA PRIVATE WEALTH SERVICES, LLC6,3867,150+7640.000.00+0.00buy
Tradition Wealth Management, LLC93,98894,703+7150.270.26-0.01buy
Sound View Wealth Advisors Group, LLC15,30415,989+6850.040.04-0.00buy
UBS Group AG156,925157,576+6510.000.00-0.00buy
Wealthcare Advisory Partners LLC6,6197,209+5900.010.01+0.00buy
SIGNATUREFD, LLC3,5214,022+5010.000.00+0.00buy
SeaCrest Wealth Management, LLC6,8207,310+4900.020.02+0.00buy
Triumph Capital Management7,6057,945+3400.090.09-0.00buy
Tradewinds Capital Management, LLC0320+3200.000.00+0.00buy
PRINCIPAL SECURITIES, INC.6,3486,628+2800.010.00-0.00buy
Signature Resources Capital Management, LLC0250+2500.000.01+0.01buy
DAVENPORT & Co LLC12,11612,366+2500.000.00-0.00buy
ALBION FINANCIAL GROUP /UT0245+2450.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP40281+2410.000.00+0.00buy
CULLEN/FROST BANKERS, INC.0209+2090.000.00+0.00buy
Focus Financial Network, Inc.10,28010,449+1690.010.01-0.00buy
Certified Advisory Corp17,05117,185+1340.060.06-0.00buy
Cetera Investment Advisers144,275144,331+560.010.01-0.00buy
Roble, Belko & Company, Inc1770+530.000.00+0.00buy
Blue Trust, Inc.1,3641,414+500.000.00+0.00buy
Aspect Partners, LLC50100+500.000.00+0.00buy
Tower Research Capital LLC (TRC)049+490.000.00+0.00buy
Raleigh Capital Management Inc.047+470.000.00+0.00buy
MONTAG A & ASSOCIATES INC2,6802,727+470.000.00-0.00buy
MML INVESTORS SERVICES, LLC15,97816,006+280.000.00-0.00buy
Anchor Investment Management, LLC1,5411,568+270.000.00-0.00buy
Atlas Brown,Inc.20,75620,778+220.240.23-0.01buy
Spire Wealth Management5,4055,419+140.010.01-0.00buy
IFP Advisors, Inc2,2672,280+130.000.00-0.00buy
West Branch Capital LLC798809+110.010.01-0.00buy
Allworth Financial LP400407+70.000.00-0.00buy
PFG Investments, LLC13,54413,550+60.030.03-0.00buy
Beacon Capital Management, LLC227231+40.000.00-0.00buy
Page 1 of 3