Stock Transactions — NUVEEN MUN HIGH INCOME OPPOR

Total Bought
1,541,989
51 transactions
Total Sold
1,158,691
47 transactions
Net
+383,298
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Cetera Investment Advisers18,223238,986+220,7630.000.01+0.00buy
NINE MASTS CAPITAL Ltd0201,897+201,8970.000.56+0.56buy
MORGAN STANLEY1,934,1192,130,115+195,9960.000.00+0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC341,384448,330+106,9461.201.68+0.47buy
Atria Wealth Solutions, Inc.178,331260,439+82,1080.020.03+0.01buy
WELLS FARGO & COMPANY/MN619,794699,837+80,0430.000.00+0.00buy
UBS Group AG1,542,1341,621,408+79,2740.010.01-0.00buy
GUGGENHEIM CAPITAL LLC1,155,8701,230,249+74,3790.090.09+0.01buy
LPL Financial LLC289,117348,957+59,8400.000.00+0.00buy
WESPAC Advisors, LLC050,460+50,4600.000.31+0.31buy
OSAIC HOLDINGS, INC.420,758466,331+45,5730.010.01+0.00buy
Melone Private Wealth, LLC463,918508,951+45,0332.923.23+0.31buy
PFG Investments, LLC039,782+39,7820.000.03+0.03buy
Palogic Value Management, L.P.63,00091,500+28,5000.280.42+0.14buy
Calamos Advisors LLC026,868+26,8680.000.00+0.00buy
High Net Worth Advisory Group LLC183,421209,696+26,2750.670.70+0.02buy
Hennion & Walsh Asset Management, Inc.30,95350,783+19,8300.020.03+0.01buy
OneDigital Investment Advisors LLC436,756455,831+19,0750.080.08+0.00buy
D.A. DAVIDSON & CO.016,097+16,0970.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.114,048128,819+14,7710.000.01+0.00buy
BANK OF AMERICA CORP /DE/295,348308,479+13,1310.000.00+0.00buy
Private Advisor Group, LLC101,370112,609+11,2390.010.01+0.00buy
Arlington Capital Management, Inc.10,21420,761+10,5470.090.18+0.09buy
Baird Financial Group, Inc.144,668155,176+10,5080.000.00+0.00buy
OPPENHEIMER & CO INC11,09017,844+6,7540.000.00+0.00buy
STIFEL FINANCIAL CORP185,797192,275+6,4780.000.00+0.00buy
Traynor Capital Management, Inc.112,544117,923+5,3790.130.12-0.01buy
Wakefield Asset Management LLLP74,15279,456+5,3040.270.29+0.02buy
HARBOUR INVESTMENTS, INC.39,05443,908+4,8540.020.02+0.00buy
STEPHENS INC /AR/87,72591,775+4,0500.010.02+0.00buy
Steward Partners Investment Advisory, LLC6,17710,117+3,9400.000.00+0.00buy
Kestra Advisory Services, LLC165,340169,236+3,8960.010.01-0.00buy
Crewe Advisors LLC03,400+3,4000.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.21,35824,593+3,2350.180.21+0.03buy
Capital Investment Advisors, LLC38,13240,882+2,7500.010.01+0.00buy
CoreCap Advisors, LLC02,750+2,7500.000.00+0.00buy
ROYAL BANK OF CANADA194,073196,806+2,7330.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,6144,935+2,3210.000.00+0.00buy
Ausdal Financial Partners, Inc.57,54559,275+1,7300.070.07+0.00buy
Manchester Capital Management LLC01,000+1,0000.000.00+0.00buy
Invesco Ltd.112,523113,383+8600.000.00-0.00buy
Tower Research Capital LLC (TRC)0683+6830.000.00+0.00buy
MML INVESTORS SERVICES, LLC10,62910,903+2740.000.00-0.00buy
Mariner, LLC110,294110,505+2110.000.00-0.00buy
TRUIST FINANCIAL CORP96,85996,989+1300.000.00+0.00buy
MELFA WEALTH MANAGEMENT, INC.22,15322,259+1060.210.17-0.04buy
Dynamic Advisor Solutions LLC10,59510,683+880.000.00-0.00buy
Sunbelt Securities, Inc.14,08714,172+850.020.02-0.00buy
Venture Visionary Partners LLC69,96569,984+190.040.04-0.00buy
Spire Wealth Management25,73825,752+140.010.00-0.00buy
Kercheville Advisors, LLC14,89614,906+100.080.07-0.01buy
HORIZON KINETICS ASSET MANAGEMENT LLC10,36910,36900.000.00-0.00hold
FIRST FOUNDATION ADVISORS10,00010,00000.000.00-0.00hold
WEBSTER BANK, N. A.1,5001,50000.000.00-0.00hold
PRIVATE TRUST CO NA1,2001,20000.000.00-0.00hold
BOK Financial Private Wealth, Inc.1,0001,00000.000.00-0.00hold
CWM, LLC1,1731,17300.000.00-0.00hold
Advisory Services Network, LLC11,00011,00000.000.00-0.00hold
Van Hulzen Asset Management, LLC15,65715,65700.010.01-0.00hold
IFP Advisors, Inc70070000.000.00-0.00hold
KESTRA PRIVATE WEALTH SERVICES, LLC12,10012,10000.000.00-0.00hold
Berkeley Capital Partners, LLC12,17312,17300.040.04-0.00hold
LEVEL FOUR ADVISORY SERVICES, LLC10,43410,43400.010.01-0.00hold
Bogart Wealth, LLC20020000.000.00-0.00hold
Ceeto Capital Group, LLC10,00010,00000.040.04+0.00hold
MGO ONE SEVEN LLC11,54911,54900.010.01-0.00hold
Principle Wealth Partners LLC11,00011,00000.010.01-0.00hold
EWG Elevate Inc.13,52513,52500.060.05-0.00hold
Arkos Global Advisors37,20037,20000.070.07-0.00hold
Arkadios Wealth Advisors10,11010,11000.010.01-0.00hold
Key FInancial Inc111100.000.00-0.00hold
CoreFirst Bank & Trust80680600.010.01+0.00hold
SAGE PRIVATE WEALTH GROUP, LLC31,99331,99300.280.27-0.01hold
Snowden Capital Advisors LLC10,00010,00000.000.00-0.00hold
REGATTA CAPITAL GROUP, LLC112,369112,36900.290.27-0.02hold
Beacon Capital Management, LLC6,5616,56100.020.01-0.00hold
Core Wealth Partners LLC44,46044,46000.360.35-0.01hold
Financial Security Advisor, Inc.10,00010,00000.040.04-0.00hold
Catalina Capital Group, LLC10,64910,64900.080.05-0.03hold
Sage Capital Management, LLC10,50010,50000.060.06-0.00hold
Caldwell Trust Co1,0001,00000.000.00-0.00hold
THRIVENT FINANCIAL FOR LUTHERANS12,53012,53000.000.00-0.00hold
US BANCORP \DE\2,6002,60000.000.00+0.00hold
CULLEN/FROST BANKERS, INC.1,7371,73700.000.00+0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
HUDSON VALLEY INVESTMENT ADVISORS INC /ADV11,50011,50000.020.01-0.00hold
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC65,52465,52400.020.02-0.00hold
Lee Financial Co500-500.000.00-0.00sell
Gridiron Partners, LLC502,715502,456-2593.503.38-0.12sell
Cerity Partners LLC32,25331,761-4920.000.00-0.00sell
Sound Income Strategies, LLC6510-6510.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC217,755217,056-6990.000.00-0.00sell
Altus Wealth Group LLC13,88013,080-8000.080.07-0.01sell
Janney Montgomery Scott LLC56,68455,673-1,0110.000.00-0.00sell
Ranch Capital Advisors Inc.20,51919,475-1,0440.130.11-0.02sell
Waterloo Capital, L.P.31,71830,441-1,2770.050.04-0.01sell
LM Advisors LLC2,3900-2,3900.000.00-0.00sell
Running Point Capital Advisors, LLC66,14363,663-2,4800.320.30-0.02sell
PARK AVENUE SECURITIES LLC158,602155,607-2,9950.020.02-0.00sell
CONCOURSE FINANCIAL GROUP SECURITIES, INC.4,0001,000-3,0000.000.00-0.00sell
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