| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Beach Point Capital Management LP | 974,435 | 1,310,706 | +336,271 | 3.37 | 3.96 | +0.59 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 236,206 | 335,039 | +98,833 | 0.18 | 0.25 | +0.07 | buy |
| Matisse Capital | 110,500 | 199,617 | +89,117 | 0.51 | 0.83 | +0.32 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,895,594 | 1,983,831 | +88,237 | 0.79 | 0.83 | +0.04 | buy |
| CSS LLC/IL | 166,253 | 197,473 | +31,220 | 0.08 | 0.10 | +0.02 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 59,308 | 75,286 | +15,978 | 0.25 | 0.24 | -0.00 | buy |
| Clear Creek Financial Management, LLC | 11,000 | 26,900 | +15,900 | 0.02 | 0.03 | +0.01 | buy |
| Moors & Cabot, Inc. | 54,500 | 65,500 | +11,000 | 0.03 | 0.03 | +0.00 | buy |
| Wakefield Asset Management LLLP | 286,129 | 296,570 | +10,441 | 0.92 | 0.89 | -0.03 | buy |
| GRACE & WHITE INC /NY | 183,497 | 191,521 | +8,024 | 0.28 | 0.30 | +0.02 | buy |
| PenderFund Capital Management Ltd. | 421,676 | 429,452 | +7,776 | 1.58 | 1.33 | -0.25 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 55,130 | 60,190 | +5,060 | 0.08 | 0.07 | -0.01 | buy |
| Fiera Capital Corp | 204,505 | 209,295 | +4,790 | 0.01 | 0.01 | -0.00 | buy |
| WealthPLAN Partners, LLC | 205,650 | 208,145 | +2,495 | 0.18 | 0.19 | +0.00 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 55,308 | 57,708 | +2,400 | 0.10 | 0.09 | -0.00 | buy |
| MGO ONE SEVEN LLC | 10,547 | 10,973 | +426 | 0.01 | 0.00 | -0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 13,096 | 13,386 | +290 | 0.02 | 0.02 | -0.00 | buy |
| BlackDiamond Wealth Management, LLC | 33,530 | 33,810 | +280 | 0.21 | 0.21 | -0.00 | buy |
| Dynamic Advisor Solutions LLC | 72,236 | 72,393 | +157 | 0.02 | 0.02 | -0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 36,408 | 36,336 | -72 | 0.02 | 0.02 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 7,470 | 6,034 | -1,436 | 0.02 | 0.02 | -0.01 | sell |
| U.S. Capital Wealth Advisors, LLC | 142,964 | 140,991 | -1,973 | 0.05 | 0.05 | -0.00 | sell |
| Realta Investment Advisors | 27,341 | 24,073 | -3,268 | 0.05 | 0.04 | -0.01 | sell |
| VERUS CAPITAL PARTNERS, LLC | 36,020 | 32,684 | -3,336 | 0.04 | 0.03 | -0.01 | sell |
| KINGSWOOD WEALTH ADVISORS, LLC | 43,377 | 31,879 | -11,498 | 0.04 | 0.03 | -0.01 | sell |
| SIT INVESTMENT ASSOCIATES INC | 945,351 | 926,368 | -18,983 | 0.20 | 0.18 | -0.02 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 130,192 | 109,931 | -20,261 | 0.02 | 0.01 | -0.00 | sell |
| ROBERTS GLORE & CO INC /IL/ | 302,618 | 255,019 | -47,599 | 0.82 | 0.66 | -0.16 | sell |
| Tortoise Investment Management, LLC | 263,663 | 197,405 | -66,258 | 0.31 | 0.21 | -0.10 | sell |
| Almitas Capital LLC | 205,674 | 84,641 | -121,033 | 0.61 | 0.30 | -0.31 | sell |
| BFSG, LLC | 499,541 | 0 | -499,541 | 0.06 | 0.00 | -0.06 | sell |
| 1607 Capital Partners, LLC | 2,382,760 | 1,190,760 | -1,192,000 | 1.45 | 0.84 | -0.61 | sell |