| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 6,355,538 | 7,039,793 | +684,255 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 2,411,239 | 2,411,239 | 0 | 0.03 | 0.03 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,895,594 | 1,983,831 | +88,237 | 0.79 | 0.83 | +0.04 | buy |
| Penserra Capital Management LLC | 1,278,313 | 1,394,776 | +116,463 | 0.21 | 0.15 | -0.06 | buy |
| Beach Point Capital Management LP | 974,435 | 1,310,706 | +336,271 | 3.37 | 3.96 | +0.59 | buy |
| 1607 Capital Partners, LLC | 2,382,760 | 1,190,760 | -1,192,000 | 1.45 | 0.84 | -0.61 | sell |
| Invesco Ltd. | 885,949 | 964,129 | +78,180 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 855,234 | 949,304 | +94,070 | 0.00 | 0.00 | -0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 945,351 | 926,368 | -18,983 | 0.20 | 0.18 | -0.02 | sell |
| HighTower Advisors, LLC | 525,763 | 535,358 | +9,595 | 0.01 | 0.01 | -0.00 | buy |
| Baird Financial Group, Inc. | 529,900 | 511,469 | -18,431 | 0.01 | 0.01 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 421,676 | 429,452 | +7,776 | 1.58 | 1.33 | -0.25 | buy |
| STIFEL FINANCIAL CORP | 314,144 | 355,390 | +41,246 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 330,619 | 335,109 | +4,490 | 0.01 | 0.01 | -0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 236,206 | 335,039 | +98,833 | 0.18 | 0.25 | +0.07 | buy |
| LPL Financial LLC | 33,251 | 297,338 | +264,087 | 0.00 | 0.00 | +0.00 | buy |
| Wakefield Asset Management LLLP | 286,129 | 296,570 | +10,441 | 0.92 | 0.89 | -0.03 | buy |
| ROBERTS GLORE & CO INC /IL/ | 302,618 | 255,019 | -47,599 | 0.82 | 0.66 | -0.16 | sell |
| GUGGENHEIM CAPITAL LLC | 175,368 | 235,019 | +59,651 | 0.01 | 0.01 | +0.00 | buy |
| Fiera Capital Corp | 204,505 | 209,295 | +4,790 | 0.01 | 0.01 | -0.00 | buy |
| WealthPLAN Partners, LLC | 205,650 | 208,145 | +2,495 | 0.18 | 0.19 | +0.00 | buy |
| Matisse Capital | 110,500 | 199,617 | +89,117 | 0.51 | 0.83 | +0.32 | buy |
| CSS LLC/IL | 166,253 | 197,473 | +31,220 | 0.11 | 0.14 | +0.03 | buy |
| Tortoise Investment Management, LLC | 263,663 | 197,405 | -66,258 | 0.31 | 0.21 | -0.10 | sell |
| GRACE & WHITE INC /NY | 183,497 | 191,521 | +8,024 | 0.28 | 0.30 | +0.02 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 11,504 | 168,757 | +157,253 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 13,624 | 161,568 | +147,944 | 0.00 | 0.02 | +0.02 | buy |
| U.S. Capital Wealth Advisors, LLC | 142,964 | 140,991 | -1,973 | 0.05 | 0.05 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 54,006 | 118,562 | +64,556 | 0.01 | 0.02 | +0.01 | buy |
| UBS Group AG | 109,675 | 110,132 | +457 | 0.00 | 0.00 | -0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 130,192 | 109,931 | -20,261 | 0.02 | 0.01 | -0.00 | sell |
| Private Advisor Group, LLC | 84,622 | 87,269 | +2,647 | 0.01 | 0.01 | -0.00 | buy |
| Almitas Capital LLC | 205,674 | 84,641 | -121,033 | 0.61 | 0.30 | -0.31 | sell |
| ROYAL BANK OF CANADA | 86,167 | 83,459 | -2,708 | 0.00 | 0.00 | -0.00 | sell |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 59,308 | 75,286 | +15,978 | 0.25 | 0.24 | -0.00 | buy |
| Dynamic Advisor Solutions LLC | 72,236 | 72,393 | +157 | 0.02 | 0.02 | -0.00 | buy |
| Moors & Cabot, Inc. | 54,500 | 65,500 | +11,000 | 0.03 | 0.03 | +0.00 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 55,130 | 60,190 | +5,060 | 0.08 | 0.07 | -0.01 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 55,308 | 57,708 | +2,400 | 0.05 | 0.09 | +0.05 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 53,842 | 53,842 | 0 | 0.04 | 0.02 | -0.02 | hold |
| COMERICA BANK | 42,022 | 46,608 | +4,586 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 80,275 | 41,661 | -38,614 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 36,408 | 36,336 | -72 | 0.02 | 0.02 | -0.00 | sell |
| BlackDiamond Wealth Management, LLC | 33,530 | 33,810 | +280 | 0.21 | 0.21 | -0.00 | buy |
| VERUS CAPITAL PARTNERS, LLC | 36,020 | 32,684 | -3,336 | 0.04 | 0.03 | -0.01 | sell |
| MML INVESTORS SERVICES, LLC | 26,406 | 32,060 | +5,654 | 0.00 | 0.00 | +0.00 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 43,377 | 31,879 | -11,498 | 0.04 | 0.03 | -0.01 | sell |
| OSAIC HOLDINGS, INC. | 22,259 | 28,739 | +6,480 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 13,100 | 27,400 | +14,300 | 0.00 | 0.00 | +0.00 | buy |
| Clear Creek Financial Management, LLC | 11,000 | 26,900 | +15,900 | 0.02 | 0.03 | +0.01 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 26,336 | 26,336 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Realta Investment Advisors | 27,341 | 24,073 | -3,268 | 0.05 | 0.04 | -0.01 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 0 | 22,752 | +22,752 | 0.00 | 0.16 | +0.16 | buy |
| Virtu Financial LLC | 0 | 21,128 | +21,128 | 0.00 | 0.01 | +0.01 | buy |
| Cetera Investment Advisers | 0 | 20,595 | +20,595 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 12,422 | 20,353 | +7,931 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 18,935 | 17,845 | -1,090 | 0.00 | 0.00 | -0.00 | sell |
| Arnhold LLC | 17,500 | 17,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 16,812 | 16,812 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 15,743 | 15,743 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 13,410 | +13,410 | 0.00 | 0.00 | +0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 13,096 | 13,386 | +290 | 0.02 | 0.02 | -0.00 | buy |
| Cutler Capital Management, LLC | 0 | 13,276 | +13,276 | 0.00 | 0.05 | +0.05 | buy |
| Karpus Management, Inc. | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MGO ONE SEVEN LLC | 10,547 | 10,973 | +426 | 0.01 | 0.00 | -0.00 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,900 | 10,900 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HARTLINE INVESTMENT CORP/ | 0 | 10,900 | +10,900 | 0.00 | 0.02 | +0.02 | buy |
| Integrated Wealth Concepts LLC | 10,856 | 10,856 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Advisors, LLC | 10,141 | 10,141 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RPO LLC | 10,091 | 10,091 | 0 | 0.14 | 0.13 | -0.01 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,897 | 7,897 | 0 | 0.02 | 0.01 | -0.00 | hold |
| North Star Investment Management Corp. | 6,307 | 6,374 | +67 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 7,470 | 6,034 | -1,436 | 0.02 | 0.02 | -0.01 | sell |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABLES CAPITAL MANAGEMENT INC. | 0 | 2,364 | +2,364 | 0.00 | 0.01 | +0.01 | buy |
| BESSEMER GROUP INC | 1,397 | 1,810 | +413 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 1,762 | 1,798 | +36 | 0.00 | 0.00 | -0.00 | buy |
| Glass Jacobson Investment Advisors llc | 1,500 | 1,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 850 | 850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Key FInancial Inc | 708 | 708 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 1,630 | 500 | -1,130 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 185 | +185 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 0 | 44 | +44 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 17,265 | 0 | -17,265 | 0.00 | 0.00 | -0.00 | sell |
| Weiss Asset Management LP | 37,259 | 0 | -37,259 | 0.02 | 0.00 | -0.02 | sell |
| Accuvest Global Advisors | 34,420 | 0 | -34,420 | 0.32 | 0.00 | -0.32 | sell |
| Logan Stone Capital, LLC | 19,464 | 0 | -19,464 | 0.03 | 0.00 | -0.03 | sell |
| CTC Alternative Strategies, Ltd. | 16,188 | 0 | -16,188 | 0.29 | 0.00 | -0.29 | sell |
| Advisory Services Network, LLC | 400 | 0 | -400 | 0.00 | 0.00 | -0.00 | sell |
| Tidal Investments LLC | 84,865 | 0 | -84,865 | 0.02 | 0.00 | -0.02 | sell |
| BFSG, LLC | 499,541 | 0 | -499,541 | 0.63 | 0.00 | -0.63 | sell |
| Qube Research & Technologies Ltd | 11,841 | 0 | -11,841 | 0.00 | 0.00 | -0.00 | sell |
| Centric Wealth Management | 37,799 | 0 | -37,799 | 0.11 | 0.00 | -0.11 | sell |
| Elequin Capital, LP | 25,400 | 0 | -25,400 | 0.07 | 0.00 | -0.07 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 7,803 | 0 | -7,803 | 0.00 | 0.00 | -0.00 | sell |
| Crown Wealth Group, LLC | 17,100 | 0 | -17,100 | 0.09 | 0.00 | -0.09 | sell |
| Beaird Harris Wealth Management, LLC | 359 | 0 | -359 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 12,036 | 0 | -12,036 | 0.00 | 0.00 | -0.00 | sell |