| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| READYSTATE ASSET MANAGEMENT LP | 30,375 | 73,167 | +42,792 | 0.01 | 0.03 | +0.02 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 135,761 | 166,278 | +30,517 | 0.33 | 0.39 | +0.06 | buy |
| PenderFund Capital Management Ltd. | 953,094 | 966,856 | +13,762 | 2.43 | 0.13 | -2.30 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 73,316 | 78,538 | +5,222 | 0.08 | 0.08 | +0.00 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 60,163 | 65,063 | +4,900 | 0.07 | 0.09 | +0.02 | buy |
| BlackDiamond Wealth Management, LLC | 35,577 | 39,840 | +4,263 | 0.17 | 0.23 | +0.06 | buy |
| Cutler Capital Management, LLC | 88,765 | 90,665 | +1,900 | 0.26 | 0.28 | +0.02 | buy |
| Pinnacle Wealth Planning Services, Inc. | 10,357 | 12,125 | +1,768 | 0.01 | 0.02 | +0.00 | buy |
| Wakefield Asset Management LLLP | 301,872 | 302,850 | +978 | 0.84 | 0.81 | -0.04 | buy |
| UHLMANN PRICE SECURITIES, LLC | 33,113 | 33,816 | +703 | 0.21 | 0.22 | +0.01 | buy |
| Mezzasalma Advisors, LLC | 10,626 | 10,852 | +226 | 0.03 | 0.03 | +0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 13,828 | 13,990 | +162 | 0.01 | 0.01 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 35,610 | 33,182 | -2,428 | 0.01 | 0.01 | -0.00 | sell |
| VERUS CAPITAL PARTNERS, LLC | 19,827 | 17,206 | -2,621 | 0.02 | 0.02 | -0.00 | sell |
| Almitas Capital LLC | 25,454 | 22,523 | -2,931 | 0.05 | 0.07 | +0.02 | sell |
| Elequin Capital, LP | 16,370 | 12,704 | -3,666 | 0.02 | 0.02 | +0.01 | sell |
| Atala Financial Inc | 218,393 | 214,693 | -3,700 | 1.27 | 1.37 | +0.11 | sell |
| U.S. Capital Wealth Advisors, LLC | 96,550 | 88,160 | -8,390 | 0.02 | 0.02 | -0.00 | sell |
| ROBERTS GLORE & CO INC /IL/ | 173,324 | 155,590 | -17,734 | 0.43 | 0.42 | -0.01 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 47,903 | 17,151 | -30,752 | 0.01 | 0.00 | -0.00 | sell |
| Tortoise Investment Management, LLC | 42,420 | 2,190 | -40,230 | 0.04 | 0.00 | -0.04 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 112,950 | 68,572 | -44,378 | 0.10 | 0.05 | -0.05 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,045,275 | 1,967,769 | -77,506 | 0.81 | 0.92 | +0.10 | sell |
| 1607 Capital Partners, LLC | 2,112,328 | 1,927,128 | -185,200 | 1.40 | 1.36 | -0.04 | sell |