Stock Transactions — WESTERN AST INFL LKD OPP & I

Total Bought
668,523
37 transactions
Total Sold
1,545,152
38 transactions
Net
-876,629
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GatePass Capital, LLC097,200+97,2000.000.40+0.40buy
Corient Private Wealth LLC085,587+85,5870.000.00+0.00buy
PFG Investments, LLC15,33984,342+69,0030.010.03+0.03buy
Quantinno Capital Management LP066,332+66,3320.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC188,032251,868+63,8360.000.00+0.00buy
PVG ASSET MANAGEMENT CORP054,458+54,4580.000.27+0.27buy
FIFTH THIRD BANCORP052,519+52,5190.000.00+0.00buy
FIRST TRUST ADVISORS LP321,997353,195+31,1980.000.00+0.00buy
BANK OF AMERICA CORP /DE/751,632777,957+26,3250.000.00+0.00buy
Summit Financial, LLC121,444140,832+19,3880.020.02-0.00buy
WOLVERINE ASSET MANAGEMENT LLC27,99142,123+14,1320.000.01+0.00buy
Wakefield Asset Management LLLP105,428118,814+13,3860.250.27+0.02buy
TrueMark Investments, LLC180,960190,656+9,6960.300.31+0.02buy
RIVERBRIDGE PARTNERS LLC235,630244,874+9,2440.040.05+0.01buy
Advisory Services Network, LLC08,418+8,4180.000.00+0.00buy
PenderFund Capital Management Ltd.1,015,3971,023,197+7,8001.371.36-0.02buy
Dynamic Advisor Solutions LLC101,624108,361+6,7370.030.03+0.00buy
Thomas J. Herzfeld Advisors, Inc.06,546+6,5460.000.02+0.02buy
Atala Financial Inc187,584192,584+5,0001.031.10+0.07buy
NWF Advisory Services Inc.151,650156,450+4,8000.140.15+0.01buy
HARBOUR INVESTMENTS, INC.04,500+4,5000.000.00+0.00buy
Cutler Capital Management, LLC103,892106,092+2,2000.270.25-0.02buy
OPPENHEIMER & CO INC83,60085,800+2,2000.010.01-0.00buy
WHITTIER TRUST CO OF NEVADA INC01,887+1,8870.000.00+0.00buy
JANE STREET GROUP, LLC49,32150,470+1,1490.000.00-0.00buy
Allworth Financial LP3001,300+1,0000.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC34,91735,680+7630.180.02-0.16buy
Rockefeller Capital Management L.P.0632+6320.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC56,11856,638+5200.000.00-0.00buy
Baird Financial Group, Inc.556,268556,785+5170.010.01-0.00buy
HBW ADVISORY SERVICES LLC72,11872,553+4350.070.06-0.00buy
WPG Advisers, LLC5,2615,696+4350.030.04+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors20,91721,219+3020.020.02+0.00buy
Mezzasalma Advisors, LLC11,57011,825+2550.020.03+0.00buy
North Star Investment Management Corp.5,1125,176+640.000.00-0.00buy
NewEdge Advisors, LLC1,9682,011+430.000.00+0.00buy
Bogart Wealth, LLC521+160.000.00+0.00buy
MAI Capital Management1,6701,67000.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT34,40634,40600.010.01+0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC6,9246,92400.010.01-0.00hold
Ionic Capital Management LLC170,464170,46401.451.21-0.24hold
TWIN FOCUS CAPITAL PARTNERS, LLC83,41383,41300.080.08-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC462,748462,74800.030.03-0.00hold
1607 Capital Partners, LLC1,192,9901,192,99000.700.73+0.03hold
CWM, LLC1,7371,73700.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC68,91068,91000.250.26+0.02hold
MARK SHEPTOFF FINANCIAL PLANNING, LLC50050000.000.00+0.00hold
Sowell Financial Services LLC16,63316,63300.010.01-0.00hold
IFP Advisors, Inc50050000.000.00-0.00hold
Matisse Capital230,000230,00000.880.83-0.05hold
BFSG, LLC757500.000.00-0.00hold
Steward Partners Investment Advisory, LLC18,30518,30500.000.00-0.00hold
GABLES CAPITAL MANAGEMENT INC.2,3642,36400.010.01-0.00hold
Key FInancial Inc70870800.000.00-0.00hold
Allspring Global Investments Holdings, LLC1,075,2681,075,26800.010.02+0.00hold
Hara Capital LLC6,7746,77400.030.03-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC3,0003,00000.000.00-0.00hold
Federation des caisses Desjardins du Quebec1,0001,00000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC25025000.000.00-0.00hold
DKM Wealth Management, Inc.12,00012,00000.080.07-0.00hold
Atlantic Union Bankshares Corp20020000.000.00+0.00hold
GRACE & WHITE INC /NY97,96197,96100.150.15-0.00hold
Geneos Wealth Management Inc.840-840.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC1000-1000.000.00-0.00sell
Merit Financial Group, LLC18,85418,617-2370.000.00-0.00sell
PARK AVENUE SECURITIES LLC14,22113,604-6170.000.00-0.00sell
Mariner, LLC23,47722,147-1,3300.000.00-0.00sell
HighTower Advisors, LLC491,551490,058-1,4930.000.00-0.00sell
VERUS CAPITAL PARTNERS, LLC17,21015,381-1,8290.010.01-0.00sell
Pinnacle Wealth Planning Services, Inc.10,9509,118-1,8320.010.01-0.00sell
ACCREDITED INVESTOR SERVICES, LLC16,25914,317-1,9420.090.08-0.01sell
STIFEL FINANCIAL CORP267,636265,508-2,1280.000.00-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV14,82912,566-2,2630.010.01-0.00sell
Cetera Investment Advisers71,67068,447-3,2230.000.00-0.00sell
OSAIC HOLDINGS, INC.286,152282,562-3,5900.000.00-0.00sell
WELLS FARGO & COMPANY/MN1,416,9351,412,848-4,0870.000.00+0.00sell
BlackDiamond Wealth Management, LLC30,62426,066-4,5580.130.11-0.02sell
MML INVESTORS SERVICES, LLC18,61813,753-4,8650.000.00-0.00sell
Turim 21 Investimentos Ltda.5,0300-5,0300.020.00-0.02sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO6,5450-6,5450.000.00-0.00sell
Kestra Advisory Services, LLC7,4240-7,4240.000.00-0.00sell
Invesco Ltd.929,727920,699-9,0280.000.00+0.00sell
TWO SIGMA SECURITIES, LLC10,8640-10,8640.010.00-0.01sell
XTX Topco Ltd11,7220-11,7220.000.00-0.00sell
Janney Montgomery Scott LLC106,94595,163-11,7820.000.00-0.00sell
ROBERTS GLORE & CO INC /IL/137,954123,251-14,7030.320.29-0.03sell
Fiera Capital Corp26,89711,218-15,6790.000.00-0.00sell
HRT FINANCIAL LP18,3650-18,3650.000.00-0.00sell
ROYAL BANK OF CANADA86,40068,025-18,3750.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.21,5420-21,5420.010.00-0.01sell
UBS Group AG92,01765,420-26,5970.000.00-0.00sell
MORGAN STANLEY7,238,0897,208,667-29,4220.000.00-0.00sell
GUGGENHEIM CAPITAL LLC912,543870,715-41,8280.060.06+0.00sell
SIT INVESTMENT ASSOCIATES INC50,4810-50,4810.010.00-0.01sell
LPL Financial LLC738,455670,242-68,2130.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP80,9820-80,9820.030.00-0.03sell
RIVERNORTH CAPITAL MANAGEMENT, LLC1,128,954963,439-165,5150.460.41-0.05sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC238,9110-238,9110.370.00-0.37sell
Saba Capital Management, L.P.424,577140,585-283,9920.120.04-0.08sell
Private Advisor Group, LLC974,328600,354-373,9740.040.02-0.02sell
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