| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,983,831 | 2,091,915 | +108,084 | 0.83 | 0.84 | +0.01 | buy |
| Cutler Capital Management, LLC | 13,276 | 77,470 | +64,194 | 0.05 | 0.26 | +0.21 | buy |
| PenderFund Capital Management Ltd. | 429,452 | 439,485 | +10,033 | 1.33 | 1.41 | +0.08 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 75,286 | 83,031 | +7,745 | 0.24 | 0.25 | +0.01 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 22,752 | 28,085 | +5,333 | 0.16 | 0.19 | +0.03 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 60,190 | 64,580 | +4,390 | 0.07 | 0.07 | +0.00 | buy |
| ROBERTS GLORE & CO INC /IL/ | 255,019 | 257,947 | +2,928 | 0.66 | 0.66 | +0.00 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 31,879 | 33,707 | +1,828 | 0.03 | 0.03 | -0.01 | buy |
| VERUS CAPITAL PARTNERS, LLC | 32,684 | 33,078 | +394 | 0.03 | 0.03 | -0.00 | buy |
| BlackDiamond Wealth Management, LLC | 33,810 | 34,006 | +196 | 0.21 | 0.19 | -0.02 | buy |
| Pinnacle Wealth Planning Services, Inc. | 13,386 | 13,566 | +180 | 0.02 | 0.02 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 6,034 | 6,099 | +65 | 0.02 | 0.02 | -0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 36,336 | 35,757 | -579 | 0.02 | 0.02 | -0.00 | sell |
| Wakefield Asset Management LLLP | 296,570 | 294,969 | -1,601 | 0.89 | 0.88 | -0.01 | sell |
| Realta Investment Advisors | 24,073 | 22,126 | -1,947 | 0.04 | 0.04 | -0.01 | sell |
| GRACE & WHITE INC /NY | 191,521 | 189,321 | -2,200 | 0.30 | 0.30 | +0.00 | sell |
| Dynamic Advisor Solutions LLC | 72,393 | 68,689 | -3,704 | 0.02 | 0.02 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 140,991 | 134,897 | -6,094 | 0.05 | 0.04 | -0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 109,931 | 97,882 | -12,049 | 0.01 | 0.01 | -0.00 | sell |
| Beach Point Capital Management LP | 1,310,706 | 1,281,927 | -28,779 | 3.96 | 3.86 | -0.09 | sell |
| Moors & Cabot, Inc. | 65,500 | 15,000 | -50,500 | 0.03 | 0.01 | -0.02 | sell |
| Tortoise Investment Management, LLC | 197,405 | 104,696 | -92,709 | 0.21 | 0.10 | -0.11 | sell |
| CSS LLC/IL | 197,473 | 98,192 | -99,281 | 0.10 | 0.04 | -0.06 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 335,039 | 234,423 | -100,616 | 0.25 | 0.17 | -0.08 | sell |
| 1607 Capital Partners, LLC | 1,190,760 | 1,084,960 | -105,800 | 0.84 | 0.83 | -0.01 | sell |
| SIT INVESTMENT ASSOCIATES INC | 926,368 | 629,065 | -297,303 | 0.18 | 0.12 | -0.06 | sell |