| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 2,411,239 | 3,049,617 | +638,378 | 0.03 | 0.04 | +0.01 | buy |
| MORGAN STANLEY | 7,039,793 | 7,395,932 | +356,139 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 87,269 | 363,119 | +275,850 | 0.01 | 0.02 | +0.02 | buy |
| LPL Financial LLC | 297,338 | 521,122 | +223,784 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,983,831 | 2,091,915 | +108,084 | 0.83 | 0.84 | +0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 235,019 | 321,396 | +86,377 | 0.01 | 0.02 | +0.01 | buy |
| Cutler Capital Management, LLC | 13,276 | 77,470 | +64,194 | 0.05 | 0.26 | +0.21 | buy |
| UBS Group AG | 110,132 | 144,979 | +34,847 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 1,394,776 | 1,426,473 | +31,697 | 0.15 | 0.15 | +0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 16,397 | +16,397 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 15,046 | +15,046 | 0.00 | 0.00 | +0.00 | buy |
| Atlas Wealth LLC | 0 | 11,533 | +11,533 | 0.00 | 0.02 | +0.02 | buy |
| PenderFund Capital Management Ltd. | 429,452 | 439,485 | +10,033 | 1.33 | 1.41 | +0.08 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 168,757 | 178,125 | +9,368 | 0.00 | 0.00 | -0.00 | buy |
| Baird Financial Group, Inc. | 511,469 | 519,527 | +8,058 | 0.01 | 0.01 | -0.00 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 75,286 | 83,031 | +7,745 | 0.24 | 0.25 | +0.01 | buy |
| PARK AVENUE SECURITIES LLC | 161,568 | 168,430 | +6,862 | 0.02 | 0.02 | -0.00 | buy |
| WETZEL INVESTMENT ADVISORS, INC. | 0 | 5,500 | +5,500 | 0.00 | 0.03 | +0.03 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 22,752 | 28,085 | +5,333 | 0.16 | 0.19 | +0.03 | buy |
| OPPENHEIMER & CO INC | 27,400 | 32,400 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 60,190 | 64,580 | +4,390 | 0.07 | 0.07 | +0.00 | buy |
| Mariner, LLC | 17,845 | 21,873 | +4,028 | 0.00 | 0.00 | +0.00 | buy |
| ROBERTS GLORE & CO INC /IL/ | 255,019 | 257,947 | +2,928 | 0.66 | 0.66 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 118,562 | 120,596 | +2,034 | 0.02 | 0.02 | -0.00 | buy |
| COMERICA BANK | 46,608 | 48,575 | +1,967 | 0.00 | 0.00 | -0.00 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 31,879 | 33,707 | +1,828 | 0.03 | 0.03 | -0.01 | buy |
| Cetera Investment Advisers | 20,595 | 21,594 | +999 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 600 | +600 | 0.00 | 0.00 | +0.00 | buy |
| VERUS CAPITAL PARTNERS, LLC | 32,684 | 33,078 | +394 | 0.03 | 0.03 | -0.00 | buy |
| MATHER GROUP, LLC. | 0 | 332 | +332 | 0.00 | 0.00 | +0.00 | buy |
| BlackDiamond Wealth Management, LLC | 33,810 | 34,006 | +196 | 0.21 | 0.19 | -0.02 | buy |
| Pinnacle Wealth Planning Services, Inc. | 13,386 | 13,566 | +180 | 0.02 | 0.02 | -0.00 | buy |
| BESSEMER GROUP INC | 1,810 | 1,895 | +85 | 0.00 | 0.00 | -0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 84 | +84 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 6,034 | 6,099 | +65 | 0.02 | 0.02 | -0.00 | buy |
| Beaird Harris Wealth Management, LLC | 0 | 60 | +60 | 0.00 | 0.00 | +0.00 | buy |
| Laurel Wealth Advisors LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 26,336 | 26,336 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 53,842 | 53,842 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ASSETMARK, INC | 44 | 44 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,897 | 7,897 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 57,708 | 57,708 | 0 | 0.09 | 0.08 | -0.02 | hold |
| Fiera Capital Corp | 209,295 | 209,295 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Allworth Financial LP | 850 | 850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Advisors, LLC | 10,141 | 10,141 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 199,617 | 199,617 | 0 | 0.83 | 0.84 | +0.01 | hold |
| BFSG, LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 16,812 | 16,812 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arnhold LLC | 17,500 | 17,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GABLES CAPITAL MANAGEMENT INC. | 2,364 | 2,364 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,900 | 10,900 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Clear Creek Financial Management, LLC | 26,900 | 26,900 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Key FInancial Inc | 708 | 708 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RPO LLC | 10,091 | 10,091 | 0 | 0.13 | 0.07 | -0.06 | hold |
| Glass Jacobson Investment Advisors llc | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 15,743 | 15,743 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 1,798 | 1,733 | -65 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 185 | 0 | -185 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 10,856 | 10,545 | -311 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 28,739 | 28,306 | -433 | 0.00 | 0.00 | +0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 36,336 | 35,757 | -579 | 0.02 | 0.02 | -0.00 | sell |
| North Star Investment Management Corp. | 6,374 | 5,764 | -610 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 83,459 | 82,409 | -1,050 | 0.00 | 0.00 | -0.00 | sell |
| Wakefield Asset Management LLLP | 296,570 | 294,969 | -1,601 | 0.89 | 0.88 | -0.01 | sell |
| FIRST TRUST ADVISORS LP | 41,661 | 39,853 | -1,808 | 0.00 | 0.00 | -0.00 | sell |
| Realta Investment Advisors | 24,073 | 22,126 | -1,947 | 0.04 | 0.04 | -0.01 | sell |
| GRACE & WHITE INC /NY | 191,521 | 189,321 | -2,200 | 0.30 | 0.30 | +0.00 | sell |
| Dynamic Advisor Solutions LLC | 72,393 | 68,689 | -3,704 | 0.02 | 0.02 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 355,390 | 350,449 | -4,941 | 0.00 | 0.00 | -0.00 | sell |
| MML INVESTORS SERVICES, LLC | 32,060 | 26,756 | -5,304 | 0.00 | 0.00 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 140,991 | 134,897 | -6,094 | 0.05 | 0.04 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 20,353 | 11,680 | -8,673 | 0.00 | 0.00 | -0.00 | sell |
| HARTLINE INVESTMENT CORP/ | 10,900 | 0 | -10,900 | 0.02 | 0.00 | -0.02 | sell |
| MGO ONE SEVEN LLC | 10,973 | 0 | -10,973 | 0.00 | 0.00 | -0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 109,931 | 97,882 | -12,049 | 0.01 | 0.01 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,410 | 0 | -13,410 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 21,128 | 0 | -21,128 | 0.01 | 0.00 | -0.01 | sell |
| HighTower Advisors, LLC | 535,358 | 507,563 | -27,795 | 0.01 | 0.01 | -0.00 | sell |
| Beach Point Capital Management LP | 1,310,706 | 1,281,927 | -28,779 | 3.96 | 3.86 | -0.09 | sell |
| Invesco Ltd. | 964,129 | 931,132 | -32,997 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 65,500 | 15,000 | -50,500 | 0.03 | 0.01 | -0.02 | sell |
| Almitas Capital LLC | 84,641 | 0 | -84,641 | 0.30 | 0.00 | -0.30 | sell |
| BANK OF AMERICA CORP /DE/ | 949,304 | 859,637 | -89,667 | 0.00 | 0.00 | -0.00 | sell |
| Tortoise Investment Management, LLC | 197,405 | 104,696 | -92,709 | 0.21 | 0.10 | -0.11 | sell |
| CSS LLC/IL | 197,473 | 98,192 | -99,281 | 0.14 | 0.06 | -0.08 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 335,039 | 234,423 | -100,616 | 0.25 | 0.17 | -0.08 | sell |
| 1607 Capital Partners, LLC | 1,190,760 | 1,084,960 | -105,800 | 0.84 | 0.83 | -0.01 | sell |
| Janney Montgomery Scott LLC | 335,109 | 172,710 | -162,399 | 0.01 | 0.00 | -0.00 | sell |
| WealthPLAN Partners, LLC | 208,145 | 0 | -208,145 | 0.19 | 0.00 | -0.19 | sell |
| SIT INVESTMENT ASSOCIATES INC | 926,368 | 629,065 | -297,303 | 0.18 | 0.12 | -0.06 | sell |