| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 166,278 | 245,397 | +79,119 | 0.39 | 0.48 | +0.09 | buy |
| 1607 Capital Partners, LLC | 1,927,128 | 1,957,890 | +30,762 | 1.36 | 1.39 | +0.03 | buy |
| PenderFund Capital Management Ltd. | 966,856 | 995,797 | +28,941 | 0.13 | 2.06 | +1.93 | buy |
| Ionic Capital Management LLC | 129,740 | 144,740 | +15,000 | 0.15 | 0.36 | +0.21 | buy |
| Cutler Capital Management, LLC | 90,665 | 101,492 | +10,827 | 0.28 | 0.31 | +0.03 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,900 | 21,451 | +10,551 | 0.01 | 0.03 | +0.01 | buy |
| Dynamic Advisor Solutions LLC | 68,943 | 75,068 | +6,125 | 0.02 | 0.02 | +0.00 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 78,538 | 83,327 | +4,789 | 0.08 | 0.08 | -0.00 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 65,063 | 67,463 | +2,400 | 0.09 | 0.08 | -0.01 | buy |
| NWF Advisory Services Inc. | 156,450 | 156,750 | +300 | 0.19 | 0.16 | -0.03 | buy |
| Mezzasalma Advisors, LLC | 10,852 | 11,089 | +237 | 0.03 | 0.03 | -0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 13,990 | 14,175 | +185 | 0.01 | 0.01 | -0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 12,125 | 12,068 | -57 | 0.02 | 0.01 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,897 | 7,816 | -81 | 0.01 | 0.01 | -0.00 | sell |
| VERUS CAPITAL PARTNERS, LLC | 17,206 | 16,859 | -347 | 0.02 | 0.01 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 88,160 | 87,664 | -496 | 0.02 | 0.02 | -0.00 | sell |
| Matisse Capital | 230,533 | 230,000 | -533 | 1.07 | 0.95 | -0.12 | sell |
| ACCREDITED INVESTOR SERVICES, LLC | 19,192 | 18,623 | -569 | 0.14 | 0.12 | -0.02 | sell |
| GRIES FINANCIAL LLC | 17,248 | 16,126 | -1,122 | 0.03 | 0.03 | -0.00 | sell |
| UHLMANN PRICE SECURITIES, LLC | 33,816 | 32,181 | -1,635 | 0.22 | 0.20 | -0.02 | sell |
| Wakefield Asset Management LLLP | 302,850 | 300,938 | -1,912 | 0.81 | 0.74 | -0.07 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 17,151 | 12,377 | -4,774 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 263,946 | 257,700 | -6,246 | 0.01 | 0.01 | -0.00 | sell |
| ROBERTS GLORE & CO INC /IL/ | 155,590 | 149,138 | -6,452 | 0.42 | 0.38 | -0.04 | sell |
| BlackDiamond Wealth Management, LLC | 39,840 | 30,284 | -9,556 | 0.23 | 0.15 | -0.08 | sell |
| READYSTATE ASSET MANAGEMENT LP | 73,167 | 56,153 | -17,014 | 0.03 | 0.02 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,967,769 | 1,949,219 | -18,550 | 0.92 | 0.94 | +0.03 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 68,572 | 43,816 | -24,756 | 0.05 | 0.03 | -0.02 | sell |
| RIVERBRIDGE PARTNERS LLC | 174,116 | 137,320 | -36,796 | 0.02 | 0.02 | -0.01 | sell |