| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 7,353,622 | 7,384,863 | +31,241 | 0.00 | 0.00 | -0.00 | buy |
| 1607 Capital Partners, LLC | 1,927,128 | 1,957,890 | +30,762 | 1.36 | 1.39 | +0.03 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,967,769 | 1,949,219 | -18,550 | 0.92 | 0.94 | +0.03 | sell |
| Allspring Global Investments Holdings, LLC | 1,923,671 | 1,819,653 | -104,018 | 0.03 | 0.03 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 1,467,929 | 1,491,330 | +23,401 | 0.00 | 0.00 | -0.00 | buy |
| PenderFund Capital Management Ltd. | 966,856 | 995,797 | +28,941 | 0.13 | 2.06 | +1.93 | buy |
| Invesco Ltd. | 987,088 | 994,948 | +7,860 | 0.00 | 0.00 | -0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 738,097 | 845,457 | +107,360 | 0.06 | 0.06 | -0.00 | buy |
| Private Advisor Group, LLC | 831,076 | 807,090 | -23,986 | 0.04 | 0.04 | -0.01 | sell |
| BANK OF AMERICA CORP /DE/ | 689,907 | 713,059 | +23,152 | 0.00 | 0.00 | -0.00 | buy |
| Baird Financial Group, Inc. | 514,658 | 533,886 | +19,228 | 0.01 | 0.01 | -0.00 | buy |
| HighTower Advisors, LLC | 497,819 | 497,533 | -286 | 0.01 | 0.01 | -0.00 | sell |
| CAPSTONE INVESTMENT ADVISORS, LLC | 356,674 | 462,748 | +106,074 | 0.03 | 0.03 | +0.01 | buy |
| Wakefield Asset Management LLLP | 302,850 | 300,938 | -1,912 | 0.81 | 0.74 | -0.07 | sell |
| OSAIC HOLDINGS, INC. | 205,966 | 273,186 | +67,220 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 266,752 | 260,743 | -6,009 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 263,946 | 257,700 | -6,246 | 0.01 | 0.01 | -0.00 | sell |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 166,278 | 245,397 | +79,119 | 0.39 | 0.48 | +0.09 | buy |
| Matisse Capital | 230,533 | 230,000 | -533 | 1.07 | 0.95 | -0.12 | sell |
| Atala Financial Inc | 214,693 | 214,693 | 0 | 1.37 | 1.30 | -0.08 | hold |
| FIRST TRUST ADVISORS LP | 160,702 | 203,176 | +42,474 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 159,670 | 184,419 | +24,749 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 130,077 | 180,877 | +50,800 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 166,249 | 166,249 | 0 | 0.03 | 0.03 | -0.00 | hold |
| NWF Advisory Services Inc. | 156,450 | 156,750 | +300 | 0.19 | 0.16 | -0.03 | buy |
| ROBERTS GLORE & CO INC /IL/ | 155,590 | 149,138 | -6,452 | 0.42 | 0.38 | -0.04 | sell |
| Ionic Capital Management LLC | 129,740 | 144,740 | +15,000 | 1.30 | 1.42 | +0.12 | buy |
| RIVERBRIDGE PARTNERS LLC | 174,116 | 137,320 | -36,796 | 0.02 | 0.02 | -0.01 | sell |
| GRACE & WHITE INC /NY | 124,620 | 124,620 | 0 | 0.21 | 0.20 | -0.01 | hold |
| Janney Montgomery Scott LLC | 108,320 | 105,273 | -3,047 | 0.00 | 0.00 | -0.00 | sell |
| Cutler Capital Management, LLC | 90,665 | 101,492 | +10,827 | 0.28 | 0.31 | +0.03 | buy |
| ROYAL BANK OF CANADA | 86,481 | 93,106 | +6,625 | 0.00 | 0.00 | -0.00 | buy |
| U.S. Capital Wealth Advisors, LLC | 88,160 | 87,664 | -496 | 0.02 | 0.02 | -0.00 | sell |
| STANSBERRY ASSET MANAGEMENT, LLC | 78,538 | 83,327 | +4,789 | 0.08 | 0.08 | -0.00 | buy |
| LPL Financial LLC | 530,374 | 78,674 | -451,700 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Advisor Solutions LLC | 68,943 | 75,068 | +6,125 | 0.02 | 0.02 | +0.00 | buy |
| PFG Investments, LLC | 73,131 | 73,133 | +2 | 0.04 | 0.04 | -0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 68,740 | +68,740 | 0.00 | 0.25 | +0.25 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 65,063 | 67,463 | +2,400 | 0.09 | 0.08 | -0.01 | buy |
| OPPENHEIMER & CO INC | 53,900 | 65,900 | +12,000 | 0.01 | 0.01 | +0.00 | buy |
| Cetera Investment Advisers | 54,810 | 57,614 | +2,804 | 0.00 | 0.00 | -0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 73,167 | 56,153 | -17,014 | 0.03 | 0.02 | -0.01 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 53,842 | 53,842 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 42,905 | 52,865 | +9,960 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 46,481 | 51,153 | +4,672 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 68,572 | 43,816 | -24,756 | 0.05 | 0.03 | -0.02 | sell |
| UHLMANN PRICE SECURITIES, LLC | 33,816 | 32,181 | -1,635 | 0.22 | 0.20 | -0.02 | sell |
| BlackDiamond Wealth Management, LLC | 39,840 | 30,284 | -9,556 | 0.23 | 0.15 | -0.08 | sell |
| Clear Creek Financial Management, LLC | 28,900 | 28,900 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Mariner, LLC | 23,781 | 23,106 | -675 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 0 | 22,847 | +22,847 | 0.00 | 0.00 | +0.00 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,900 | 21,451 | +10,551 | 0.01 | 0.03 | +0.01 | buy |
| Merit Financial Group, LLC | 11,412 | 19,797 | +8,385 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 18,962 | 19,306 | +344 | 0.00 | 0.00 | -0.00 | buy |
| ACCREDITED INVESTOR SERVICES, LLC | 19,192 | 18,623 | -569 | 0.14 | 0.12 | -0.02 | sell |
| Steward Partners Investment Advisory, LLC | 18,305 | 18,305 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sowell Financial Services LLC | 17,800 | 16,966 | -834 | 0.01 | 0.01 | -0.00 | sell |
| VERUS CAPITAL PARTNERS, LLC | 17,206 | 16,859 | -347 | 0.02 | 0.01 | -0.00 | sell |
| GRIES FINANCIAL LLC | 17,248 | 16,126 | -1,122 | 0.03 | 0.03 | -0.00 | sell |
| Walleye Capital LLC | 0 | 14,423 | +14,423 | 0.00 | 0.00 | +0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 13,990 | 14,175 | +185 | 0.01 | 0.01 | -0.00 | buy |
| HBW ADVISORY SERVICES LLC | 0 | 14,098 | +14,098 | 0.00 | 0.02 | +0.02 | buy |
| Geneos Wealth Management Inc. | 12,769 | 13,066 | +297 | 0.00 | 0.00 | -0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 17,151 | 12,377 | -4,774 | 0.00 | 0.00 | -0.00 | sell |
| Pinnacle Wealth Planning Services, Inc. | 12,125 | 12,068 | -57 | 0.02 | 0.01 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 0 | 12,000 | +12,000 | 0.00 | 0.00 | +0.00 | buy |
| DKM Wealth Management, Inc. | 12,000 | 12,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| GatePass Capital, LLC | 0 | 11,500 | +11,500 | 0.00 | 0.07 | +0.07 | buy |
| Mezzasalma Advisors, LLC | 10,852 | 11,089 | +237 | 0.03 | 0.03 | -0.00 | buy |
| Hara Capital LLC | 10,774 | 10,774 | 0 | 0.06 | 0.06 | -0.01 | hold |
| WealthShield Partners, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| US BANCORP \DE\ | 8,997 | 8,997 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,897 | 7,816 | -81 | 0.01 | 0.01 | -0.00 | sell |
| WPG Advisers, LLC | 6,100 | 5,509 | -591 | 0.05 | 0.04 | -0.01 | sell |
| North Star Investment Management Corp. | 4,931 | 4,991 | +60 | 0.00 | 0.00 | -0.00 | buy |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABLES CAPITAL MANAGEMENT INC. | 2,364 | 2,364 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Tortoise Investment Management, LLC | 2,190 | 2,190 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 1,845 | 1,886 | +41 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 1,737 | 1,737 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MAI Capital Management | 1,670 | 1,670 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 850 | 1,150 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Key FInancial Inc | 708 | 708 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EVERMAY WEALTH MANAGEMENT LLC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Atlantic Union Bankshares Corp | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| BFSG, LLC | 75 | 75 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bogart Wealth, LLC | 409 | 5 | -404 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 14,963 | 0 | -14,963 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 2,009 | 0 | -2,009 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 34,190 | 0 | -34,190 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 22,523 | 0 | -22,523 | 0.07 | 0.00 | -0.07 | sell |
| Moors & Cabot, Inc. | 15,000 | 0 | -15,000 | 0.01 | 0.00 | -0.01 | sell |
| EverSource Wealth Advisors, LLC | 400 | 0 | -400 | 0.00 | 0.00 | -0.00 | sell |
| Arnhold LLC | 17,500 | 0 | -17,500 | 0.02 | 0.00 | -0.02 | sell |
| Elequin Capital, LP | 12,704 | 0 | -12,704 | 0.02 | 0.00 | -0.02 | sell |
| Hennion & Walsh Asset Management, Inc. | 33,182 | 0 | -33,182 | 0.01 | 0.00 | -0.01 | sell |
| Glass Jacobson Investment Advisors llc | 1,500 | 0 | -1,500 | 0.00 | 0.00 | -0.00 | sell |