| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PenderFund Capital Management Ltd. | 298,811 | 416,436 | +117,625 | 1.09 | 1.39 | +0.30 | buy |
| CSS LLC/IL | 90,502 | 125,507 | +35,005 | 0.06 | 0.09 | +0.02 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 44,380 | 59,497 | +15,117 | 0.05 | 0.06 | +0.01 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 48,161 | 54,593 | +6,432 | 0.08 | 0.08 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 30,665 | 36,689 | +6,024 | 0.02 | 0.02 | +0.00 | buy |
| Tortoise Investment Management, LLC | 273,249 | 279,144 | +5,895 | 0.36 | 0.34 | -0.02 | buy |
| VERUS CAPITAL PARTNERS, LLC | 48,312 | 51,282 | +2,970 | 0.06 | 0.06 | -0.00 | buy |
| Arnhold LLC | 15,000 | 17,500 | +2,500 | 0.02 | 0.02 | +0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 11,285 | 13,131 | +1,846 | 0.02 | 0.02 | +0.00 | buy |
| Elequin Capital, LP | 6,606 | 7,682 | +1,076 | 0.03 | 0.01 | -0.02 | buy |
| Fiera Capital Corp | 204,739 | 204,505 | -234 | 0.01 | 0.01 | +0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 156,163 | 155,663 | -500 | 0.07 | 0.06 | -0.01 | sell |
| Proficio Capital Partners LLC | 21,040 | 20,440 | -600 | 0.03 | 0.02 | -0.00 | sell |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,800 | 10,800 | -1,000 | 0.03 | 0.02 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10,797 | 7,897 | -2,900 | 0.03 | 0.02 | -0.01 | sell |
| Dynamic Advisor Solutions LLC | 73,235 | 70,309 | -2,926 | 0.03 | 0.03 | -0.01 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 153,792 | 150,087 | -3,705 | 0.02 | 0.02 | -0.00 | sell |
| BFSG, LLC | 514,543 | 510,523 | -4,020 | 0.77 | 0.68 | -0.09 | sell |
| TRANSCEND CAPITAL ADVISORS, LLC | 19,348 | 13,580 | -5,768 | 0.02 | 0.01 | -0.01 | sell |
| Wakefield Asset Management LLLP | 296,219 | 275,750 | -20,469 | 1.04 | 1.03 | -0.02 | sell |
| ROBERTS GLORE & CO INC /IL/ | 423,480 | 395,139 | -28,341 | 1.20 | 1.07 | -0.13 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,357,623 | 1,316,953 | -40,670 | 0.31 | 0.30 | -0.02 | sell |
| Almitas Capital LLC | 270,274 | 164,733 | -105,541 | 1.03 | 0.65 | -0.38 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,737,364 | 2,686,967 | -1,050,397 | 1.65 | 1.15 | -0.51 | sell |