| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 7,395,932 | 8,728,370 | +1,332,438 | 0.00 | 0.01 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 439,485 | 953,094 | +513,609 | 1.41 | 2.62 | +1.22 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 234,423 | 536,503 | +302,080 | 0.17 | 0.48 | +0.31 | buy |
| GUGGENHEIM CAPITAL LLC | 321,396 | 505,325 | +183,929 | 0.02 | 0.03 | +0.01 | buy |
| NWF Advisory Services Inc. | 0 | 153,550 | +153,550 | 0.00 | 0.20 | +0.20 | buy |
| OSAIC HOLDINGS, INC. | 28,306 | 176,380 | +148,074 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 363,119 | 510,837 | +147,718 | 0.02 | 0.03 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 116,899 | +116,899 | 0.00 | 0.00 | +0.00 | buy |
| Ionic Capital Management LLC | 0 | 84,421 | +84,421 | 0.00 | 0.45 | +0.45 | buy |
| Almitas Capital LLC | 0 | 63,133 | +63,133 | 0.00 | 0.20 | +0.20 | buy |
| Fiera Capital Corp | 209,295 | 264,110 | +54,815 | 0.01 | 0.01 | +0.00 | buy |
| Invesco Ltd. | 931,132 | 980,638 | +49,506 | 0.00 | 0.00 | -0.00 | buy |
| Logan Stone Capital, LLC | 0 | 48,582 | +48,582 | 0.00 | 0.11 | +0.11 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 120,596 | 159,610 | +39,014 | 0.02 | 0.03 | +0.01 | buy |
| Matisse Capital | 199,617 | 231,033 | +31,416 | 0.84 | 0.99 | +0.15 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 83,031 | 109,219 | +26,188 | 0.25 | 0.29 | +0.04 | buy |
| Catalina Capital Group, LLC | 0 | 24,561 | +24,561 | 0.00 | 0.07 | +0.07 | buy |
| PFG Investments, LLC | 0 | 23,125 | +23,125 | 0.00 | 0.01 | +0.01 | buy |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | 0 | 20,800 | +20,800 | 0.00 | 0.10 | +0.10 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 0 | 17,503 | +17,503 | 0.00 | 0.01 | +0.01 | buy |
| Virtu Financial LLC | 0 | 15,916 | +15,916 | 0.00 | 0.01 | +0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 15,746 | +15,746 | 0.00 | 0.00 | +0.00 | buy |
| RPO LLC | 10,091 | 21,427 | +11,336 | 0.07 | 0.28 | +0.21 | buy |
| OPPENHEIMER & CO INC | 32,400 | 43,400 | +11,000 | 0.00 | 0.01 | +0.00 | buy |
| Hara Capital LLC | 0 | 10,774 | +10,774 | 0.00 | 0.06 | +0.06 | buy |
| Bank of New York Mellon Corp | 0 | 10,178 | +10,178 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 519,527 | 528,960 | +9,433 | 0.01 | 0.01 | -0.00 | buy |
| U.S. Capital Wealth Advisors, LLC | 134,897 | 144,097 | +9,200 | 0.04 | 0.04 | +0.00 | buy |
| BESSEMER GROUP INC | 1,895 | 11,060 | +9,165 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 507,563 | 516,428 | +8,865 | 0.01 | 0.01 | -0.00 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 64,580 | 69,766 | +5,186 | 0.07 | 0.08 | +0.00 | buy |
| COMERICA BANK | 48,575 | 53,606 | +5,031 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 600 | 5,304 | +4,704 | 0.00 | 0.00 | +0.00 | buy |
| Cutler Capital Management, LLC | 77,470 | 82,070 | +4,600 | 0.26 | 0.26 | -0.00 | buy |
| BlackDiamond Wealth Management, LLC | 34,006 | 36,933 | +2,927 | 0.19 | 0.20 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 28,085 | 30,295 | +2,210 | 0.19 | 0.21 | +0.02 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 57,708 | 59,708 | +2,000 | 0.08 | 0.08 | +0.00 | buy |
| Clear Creek Financial Management, LLC | 26,900 | 28,900 | +2,000 | 0.03 | 0.03 | +0.00 | buy |
| CWM, LLC | 0 | 1,737 | +1,737 | 0.00 | 0.00 | +0.00 | buy |
| Wakefield Asset Management LLLP | 294,969 | 296,635 | +1,666 | 0.88 | 0.85 | -0.03 | buy |
| ROYAL BANK OF CANADA | 82,409 | 83,954 | +1,545 | 0.00 | 0.00 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 178,125 | 178,819 | +694 | 0.00 | 0.00 | -0.00 | buy |
| Kestra Advisory Services, LLC | 16,397 | 16,592 | +195 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 21,594 | 21,708 | +114 | 0.00 | 0.00 | -0.00 | buy |
| BFSG, LLC | 0 | 75 | +75 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 6,099 | 6,165 | +66 | 0.02 | 0.02 | -0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 35,757 | 35,818 | +61 | 0.02 | 0.01 | -0.00 | buy |
| NewEdge Advisors, LLC | 1,733 | 1,769 | +36 | 0.00 | 0.00 | -0.00 | buy |
| Karpus Management, Inc. | 12,500 | 12,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 53,842 | 53,842 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ASSETMARK, INC | 44 | 44 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,897 | 7,897 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Allworth Financial LP | 850 | 850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Advisors, LLC | 10,141 | 10,141 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Moors & Cabot, Inc. | 15,000 | 15,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| IFP Advisors, Inc | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 16,812 | 16,812 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arnhold LLC | 17,500 | 17,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GABLES CAPITAL MANAGEMENT INC. | 2,364 | 2,364 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,900 | 10,900 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Geneos Wealth Management Inc. | 84 | 84 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Key FInancial Inc | 708 | 708 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Glass Jacobson Investment Advisors llc | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 15,743 | 15,743 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Laurel Wealth Advisors LLC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Beaird Harris Wealth Management, LLC | 60 | 0 | -60 | 0.00 | 0.00 | -0.00 | sell |
| MATHER GROUP, LLC. | 332 | 0 | -332 | 0.00 | 0.00 | -0.00 | sell |
| MML INVESTORS SERVICES, LLC | 26,756 | 26,396 | -360 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 15,046 | 14,140 | -906 | 0.00 | 0.00 | +0.00 | sell |
| North Star Investment Management Corp. | 5,764 | 4,818 | -946 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 39,853 | 37,366 | -2,487 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 21,873 | 18,973 | -2,900 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 168,430 | 165,498 | -2,932 | 0.02 | 0.02 | -0.00 | sell |
| Kimelman & Baird, LLC | 3,200 | 0 | -3,200 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Advisor Solutions LLC | 68,689 | 65,297 | -3,392 | 0.02 | 0.02 | -0.00 | sell |
| WETZEL INVESTMENT ADVISORS, INC. | 5,500 | 0 | -5,500 | 0.03 | 0.00 | -0.03 | sell |
| GRACE & WHITE INC /NY | 189,321 | 182,218 | -7,103 | 0.30 | 0.29 | -0.01 | sell |
| Integrated Wealth Concepts LLC | 10,545 | 0 | -10,545 | 0.00 | 0.00 | -0.00 | sell |
| Atlas Wealth LLC | 11,533 | 0 | -11,533 | 0.02 | 0.00 | -0.02 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,680 | 0 | -11,680 | 0.00 | 0.00 | -0.00 | sell |
| VERUS CAPITAL PARTNERS, LLC | 33,078 | 19,652 | -13,426 | 0.03 | 0.02 | -0.01 | sell |
| UBS Group AG | 144,979 | 131,419 | -13,560 | 0.00 | 0.00 | -0.00 | sell |
| Pinnacle Wealth Planning Services, Inc. | 13,566 | 0 | -13,566 | 0.02 | 0.00 | -0.02 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 26,336 | 12,036 | -14,300 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 172,710 | 150,730 | -21,980 | 0.00 | 0.00 | -0.00 | sell |
| Realta Investment Advisors | 22,126 | 0 | -22,126 | 0.04 | 0.00 | -0.04 | sell |
| 1607 Capital Partners, LLC | 1,084,960 | 1,060,460 | -24,500 | 0.83 | 0.86 | +0.03 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 97,882 | 71,930 | -25,952 | 0.01 | 0.01 | -0.00 | sell |
| Tortoise Investment Management, LLC | 104,696 | 74,735 | -29,961 | 0.10 | 0.07 | -0.03 | sell |
| KINGSWOOD WEALTH ADVISORS, LLC | 33,707 | 0 | -33,707 | 0.03 | 0.00 | -0.03 | sell |
| STIFEL FINANCIAL CORP | 350,449 | 311,978 | -38,471 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,091,915 | 2,045,275 | -46,640 | 0.84 | 0.87 | +0.03 | sell |
| CSS LLC/IL | 98,192 | 48,215 | -49,977 | 0.06 | 0.02 | -0.04 | sell |
| BANK OF AMERICA CORP /DE/ | 859,637 | 781,753 | -77,884 | 0.00 | 0.00 | -0.00 | sell |
| ROBERTS GLORE & CO INC /IL/ | 257,947 | 178,926 | -79,021 | 0.66 | 0.46 | -0.20 | sell |
| SIT INVESTMENT ASSOCIATES INC | 629,065 | 191,249 | -437,816 | 0.12 | 0.04 | -0.09 | sell |
| LPL Financial LLC | 521,122 | 52,933 | -468,189 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 3,049,617 | 2,569,724 | -479,893 | 0.04 | 0.04 | -0.01 | sell |
| Beach Point Capital Management LP | 1,281,927 | 0 | -1,281,927 | 3.86 | 0.00 | -3.86 | sell |