| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PenderFund Capital Management Ltd. | 439,485 | 953,094 | +513,609 | 1.41 | 2.62 | +1.22 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 234,423 | 536,503 | +302,080 | 0.17 | 0.48 | +0.31 | buy |
| Fiera Capital Corp | 209,295 | 264,110 | +54,815 | 0.01 | 0.01 | +0.00 | buy |
| Matisse Capital | 199,617 | 231,033 | +31,416 | 0.84 | 0.99 | +0.15 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 83,031 | 109,219 | +26,188 | 0.25 | 0.29 | +0.04 | buy |
| RPO LLC | 10,091 | 21,427 | +11,336 | 0.13 | 0.28 | +0.15 | buy |
| U.S. Capital Wealth Advisors, LLC | 134,897 | 144,097 | +9,200 | 0.04 | 0.04 | +0.00 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 64,580 | 69,766 | +5,186 | 0.07 | 0.08 | +0.00 | buy |
| Cutler Capital Management, LLC | 77,470 | 82,070 | +4,600 | 0.26 | 0.26 | -0.00 | buy |
| BlackDiamond Wealth Management, LLC | 34,006 | 36,933 | +2,927 | 0.19 | 0.20 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 28,085 | 30,295 | +2,210 | 0.19 | 0.21 | +0.02 | buy |
| Clear Creek Financial Management, LLC | 26,900 | 28,900 | +2,000 | 0.03 | 0.03 | +0.00 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 57,708 | 59,708 | +2,000 | 0.08 | 0.08 | +0.00 | buy |
| Wakefield Asset Management LLLP | 294,969 | 296,635 | +1,666 | 0.88 | 0.85 | -0.03 | buy |
| BFSG, LLC | 0 | 75 | +75 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 6,099 | 6,165 | +66 | 0.02 | 0.02 | -0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 35,757 | 35,818 | +61 | 0.02 | 0.01 | -0.00 | buy |
| Dynamic Advisor Solutions LLC | 68,689 | 65,297 | -3,392 | 0.02 | 0.02 | -0.00 | sell |
| GRACE & WHITE INC /NY | 189,321 | 182,218 | -7,103 | 0.30 | 0.29 | -0.01 | sell |
| VERUS CAPITAL PARTNERS, LLC | 33,078 | 19,652 | -13,426 | 0.03 | 0.02 | -0.01 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 26,336 | 12,036 | -14,300 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 1,084,960 | 1,060,460 | -24,500 | 0.83 | 0.86 | +0.03 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 97,882 | 71,930 | -25,952 | 0.01 | 0.01 | -0.00 | sell |
| Tortoise Investment Management, LLC | 104,696 | 74,735 | -29,961 | 0.10 | 0.07 | -0.03 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,091,915 | 2,045,275 | -46,640 | 0.84 | 0.87 | +0.03 | sell |
| CSS LLC/IL | 98,192 | 48,215 | -49,977 | 0.04 | 0.02 | -0.02 | sell |
| ROBERTS GLORE & CO INC /IL/ | 257,947 | 178,926 | -79,021 | 0.66 | 0.46 | -0.20 | sell |
| SIT INVESTMENT ASSOCIATES INC | 629,065 | 191,249 | -437,816 | 0.12 | 0.04 | -0.09 | sell |