Stock Transactions

WESTERN AST INFL LKD OPP & I

Total Bought
183,143
14 transactions
Total Sold
879,029
14 transactions
Net
-695,886
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC245,397326,674+81,2770.480.56+0.08buy
HBW ADVISORY SERVICES LLC14,09850,063+35,9650.020.05+0.03buy
Dynamic Advisor Solutions LLC75,06889,646+14,5780.020.02+0.00buy
Ionic Capital Management LLC144,740156,240+11,5001.421.55+0.13buy
PenderFund Capital Management Ltd.995,7971,006,697+10,9002.061.51-0.55buy
Wakefield Asset Management LLLP300,938309,501+8,5630.740.75+0.01buy
Fiera Capital Corp257,700264,383+6,6830.010.01-0.00buy
TWIN FOCUS CAPITAL PARTNERS, LLC67,46371,963+4,5000.080.08-0.00buy
UHLMANN PRICE SECURITIES, LLC32,18135,285+3,1040.200.19-0.01buy
STANSBERRY ASSET MANAGEMENT, LLC83,32786,419+3,0920.080.08+0.00buy
Cutler Capital Management, LLC101,492103,892+2,4000.310.30-0.01buy
Mezzasalma Advisors, LLC11,08911,326+2370.030.03-0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV14,17514,360+1850.010.01-0.00buy
VERUS CAPITAL PARTNERS, LLC16,85917,018+1590.010.01-0.00buy
BlackDiamond Wealth Management, LLC30,28429,843-4410.150.14-0.01sell
NWF Advisory Services Inc.156,750156,250-5000.160.15-0.01sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors21,45120,760-6910.030.02-0.00sell
ROBERTS GLORE & CO INC /IL/149,138148,420-7180.380.36-0.02sell
Pinnacle Wealth Planning Services, Inc.12,06811,348-7200.010.01-0.00sell
Hara Capital LLC10,7749,174-1,6000.060.05-0.01sell
ACCREDITED INVESTOR SERVICES, LLC18,62317,005-1,6180.120.10-0.02sell
GRACE & WHITE INC /NY124,620122,369-2,2510.200.19-0.01sell
SIT INVESTMENT ASSOCIATES INC166,249159,581-6,6680.030.03-0.00sell
U.S. Capital Wealth Advisors, LLC87,66476,906-10,7580.020.02-0.00sell
RIVERBRIDGE PARTNERS LLC137,32091,407-45,9130.020.01-0.01sell
Traub Capital Management LLC69,41121,612-47,7990.560.19-0.37sell
RIVERNORTH CAPITAL MANAGEMENT, LLC1,949,2191,699,467-249,7520.940.86-0.08sell
1607 Capital Partners, LLC1,957,8901,448,290-509,6001.390.97-0.42sell
Page 1 of 1