Stock Transactions — WESTERN AST INFL LKD OPP & I

Total Bought
1,570,579
39 transactions
Total Sold
1,934,930
36 transactions
Net
-364,351
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
LPL Financial LLC78,674728,492+649,8180.000.00+0.00buy
TrueMark Investments, LLC0176,516+176,5160.000.27+0.27buy
Saba Capital Management, L.P.0100,000+100,0000.000.03+0.03buy
FIRST TRUST ADVISORS LP203,176294,885+91,7090.000.00+0.00buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC245,397326,674+81,2770.480.56+0.08buy
GUGGENHEIM CAPITAL LLC845,457918,572+73,1150.060.06+0.00buy
Private Advisor Group, LLC807,090880,166+73,0760.040.04+0.00buy
BANK OF AMERICA CORP /DE/713,059772,270+59,2110.000.00+0.00buy
Summit Financial, LLC043,072+43,0720.000.01+0.01buy
HBW ADVISORY SERVICES LLC14,09850,063+35,9650.020.05+0.03buy
Invesco Ltd.994,9481,024,485+29,5370.000.00-0.00buy
MORGAN STANLEY7,384,8637,407,103+22,2400.000.00-0.00buy
Cetera Investment Advisers57,61475,174+17,5600.000.00-0.00buy
PARK AVENUE SECURITIES LLC015,792+15,7920.000.00+0.00buy
Dynamic Advisor Solutions LLC75,06889,646+14,5780.020.02+0.00buy
Ionic Capital Management LLC144,740156,240+11,5001.421.55+0.13buy
PenderFund Capital Management Ltd.995,7971,006,697+10,9002.061.51-0.55buy
Wakefield Asset Management LLLP300,938309,501+8,5630.740.75+0.01buy
Advisory Services Network, LLC07,680+7,6800.000.00+0.00buy
Fiera Capital Corp257,700264,383+6,6830.010.01-0.00buy
Turim 21 Investimentos Ltda.05,674+5,6740.000.02+0.02buy
OSAIC HOLDINGS, INC.273,186278,086+4,9000.000.00-0.00buy
OPPENHEIMER & CO INC65,90070,650+4,7500.010.01+0.00buy
TWIN FOCUS CAPITAL PARTNERS, LLC67,46371,963+4,5000.080.08-0.00buy
ENVESTNET ASSET MANAGEMENT INC52,86556,494+3,6290.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC32,18135,285+3,1040.200.19-0.01buy
STANSBERRY ASSET MANAGEMENT, LLC83,32786,419+3,0920.080.08+0.00buy
STIFEL FINANCIAL CORP260,743263,673+2,9300.000.00-0.00buy
ROYAL BANK OF CANADA93,10696,018+2,9120.000.00-0.00buy
Cutler Capital Management, LLC101,492103,892+2,4000.310.30-0.01buy
Baird Financial Group, Inc.533,886535,798+1,9120.010.01-0.00buy
RAYMOND JAMES FINANCIAL INC184,419185,363+9440.000.00-0.00buy
MML INVESTORS SERVICES, LLC19,30619,656+3500.000.00-0.00buy
Mezzasalma Advisors, LLC11,08911,326+2370.030.03-0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV14,17514,360+1850.010.01-0.00buy
VERUS CAPITAL PARTNERS, LLC16,85917,018+1590.010.01-0.00buy
North Star Investment Management Corp.4,9915,051+600.000.00-0.00buy
NewEdge Advisors, LLC1,8861,926+400.000.00-0.00buy
Mariner, LLC23,10623,115+90.000.00-0.00buy
MAI Capital Management1,6701,67000.000.00-0.00hold
GRIES FINANCIAL LLC16,12616,12600.030.02-0.00hold
HOLLENCREST CAPITAL MANAGEMENT53,84253,84200.020.02-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC7,8167,81600.010.01-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC462,748462,74800.030.04+0.00hold
CWM, LLC1,7371,73700.000.00-0.00hold
Tortoise Investment Management, LLC2,1902,19000.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC68,74068,74000.250.44+0.19hold
MARK SHEPTOFF FINANCIAL PLANNING, LLC50050000.000.00-0.00hold
Sowell Financial Services LLC16,96616,96600.010.01-0.00hold
IFP Advisors, Inc50050000.000.00-0.00hold
Matisse Capital230,000230,00000.950.92-0.03hold
BFSG, LLC757500.000.00-0.00hold
Bogart Wealth, LLC5500.000.00-0.00hold
Steward Partners Investment Advisory, LLC18,30518,30500.000.00-0.00hold
GABLES CAPITAL MANAGEMENT INC.2,3642,36400.010.01-0.00hold
Key FInancial Inc70870800.000.00-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC3,0003,00000.000.00-0.00hold
Federation des caisses Desjardins du Quebec1,0001,00000.000.00-0.00hold
Atala Financial Inc214,693214,69301.301.19-0.10hold
DKM Wealth Management, Inc.12,00012,00000.090.09-0.01hold
Atlantic Union Bankshares Corp20020000.000.00-0.00hold
WPG Advisers, LLC5,5095,502-70.040.04-0.00sell
Merit Financial Group, LLC19,79719,667-1300.000.00-0.00sell
BlackDiamond Wealth Management, LLC30,28429,843-4410.150.14-0.01sell
EVERMAY WEALTH MANAGEMENT LLC5000-5000.000.00-0.00sell
NWF Advisory Services Inc.156,750156,250-5000.160.15-0.01sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors21,45120,760-6910.030.02-0.00sell
ROBERTS GLORE & CO INC /IL/149,138148,420-7180.380.36-0.02sell
Pinnacle Wealth Planning Services, Inc.12,06811,348-7200.010.01-0.00sell
Allworth Financial LP1,150300-8500.000.00-0.00sell
COMERICA BANK51,15350,247-9060.000.00-0.00sell
Hara Capital LLC10,7749,174-1,6000.060.05-0.01sell
ACCREDITED INVESTOR SERVICES, LLC18,62317,005-1,6180.120.10-0.02sell
Janney Montgomery Scott LLC105,273103,433-1,8400.000.00-0.00sell
US BANCORP \DE\8,9976,746-2,2510.000.00-0.00sell
GRACE & WHITE INC /NY124,620122,369-2,2510.200.19-0.01sell
HighTower Advisors, LLC497,533494,445-3,0880.010.00-0.00sell
SIT INVESTMENT ASSOCIATES INC166,249159,581-6,6680.030.03-0.00sell
WealthShield Partners, LLC10,0000-10,0000.010.00-0.01sell
U.S. Capital Wealth Advisors, LLC87,66476,906-10,7580.020.02-0.00sell
GatePass Capital, LLC11,5000-11,5000.070.00-0.07sell
Cambridge Investment Research Advisors, Inc.12,0000-12,0000.000.00-0.00sell
PEAPACK GLADSTONE FINANCIAL CORP12,3770-12,3770.000.00-0.00sell
Geneos Wealth Management Inc.13,06684-12,9820.000.00-0.00sell
Walleye Capital LLC14,4230-14,4230.000.00-0.00sell
WELLS FARGO & COMPANY/MN1,491,3301,473,458-17,8720.000.00-0.00sell
JANE STREET GROUP, LLC22,8470-22,8470.000.00-0.00sell
Clear Creek Financial Management, LLC28,9000-28,9000.020.00-0.02sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.43,8160-43,8160.030.00-0.03sell
RIVERBRIDGE PARTNERS LLC137,32091,407-45,9130.020.01-0.01sell
Traub Capital Management LLC69,41121,612-47,7990.560.19-0.37sell
READYSTATE ASSET MANAGEMENT LP56,1530-56,1530.020.00-0.02sell
PFG Investments, LLC73,1330-73,1330.040.00-0.04sell
UBS Group AG180,87791,386-89,4910.000.00-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC1,949,2191,699,467-249,7520.940.86-0.08sell
1607 Capital Partners, LLC1,957,8901,448,290-509,6001.390.97-0.42sell
Allspring Global Investments Holdings, LLC1,819,6531,178,818-640,8350.030.02-0.01sell
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