| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Beach Point Capital Management LP | 0 | 974,435 | +974,435 | 0.00 | 3.37 | +3.37 | buy |
| WealthPLAN Partners, LLC | 0 | 205,650 | +205,650 | 0.00 | 0.18 | +0.18 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 59,497 | 236,206 | +176,709 | 0.06 | 0.18 | +0.12 | buy |
| Penserra Capital Management LLC | 1,189,843 | 1,278,313 | +88,470 | 0.20 | 0.21 | +0.01 | buy |
| Tidal Investments LLC | 0 | 84,865 | +84,865 | 0.00 | 0.02 | +0.02 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 0 | 59,308 | +59,308 | 0.00 | 0.25 | +0.25 | buy |
| Invesco Ltd. | 837,290 | 885,949 | +48,659 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 40,077 | 84,622 | +44,545 | 0.00 | 0.01 | +0.00 | buy |
| Moors & Cabot, Inc. | 13,500 | 54,500 | +41,000 | 0.01 | 0.03 | +0.02 | buy |
| Almitas Capital LLC | 164,733 | 205,674 | +40,941 | 0.65 | 0.61 | -0.03 | buy |
| CSS LLC/IL | 125,507 | 166,253 | +40,746 | 0.09 | 0.11 | +0.03 | buy |
| Centric Wealth Management | 0 | 37,799 | +37,799 | 0.00 | 0.11 | +0.11 | buy |
| Weiss Asset Management LP | 0 | 37,259 | +37,259 | 0.00 | 0.02 | +0.02 | buy |
| Accuvest Global Advisors | 0 | 34,420 | +34,420 | 0.00 | 0.32 | +0.32 | buy |
| BlackDiamond Wealth Management, LLC | 0 | 33,530 | +33,530 | 0.00 | 0.21 | +0.21 | buy |
| Baird Financial Group, Inc. | 501,805 | 529,900 | +28,095 | 0.01 | 0.01 | -0.00 | buy |
| Logan Stone Capital, LLC | 0 | 19,464 | +19,464 | 0.00 | 0.03 | +0.03 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 25,015 | 43,377 | +18,362 | 0.04 | 0.04 | +0.01 | buy |
| Elequin Capital, LP | 7,682 | 25,400 | +17,718 | 0.01 | 0.07 | +0.05 | buy |
| NOMURA HOLDINGS INC | 0 | 17,265 | +17,265 | 0.00 | 0.00 | +0.00 | buy |
| Crown Wealth Group, LLC | 0 | 17,100 | +17,100 | 0.00 | 0.09 | +0.09 | buy |
| CTC Alternative Strategies, Ltd. | 0 | 16,188 | +16,188 | 0.00 | 0.29 | +0.29 | buy |
| GUGGENHEIM CAPITAL LLC | 162,544 | 175,368 | +12,824 | 0.01 | 0.01 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 842,922 | 855,234 | +12,312 | 0.00 | 0.00 | -0.00 | buy |
| Clear Creek Financial Management, LLC | 0 | 11,000 | +11,000 | 0.00 | 0.02 | +0.02 | buy |
| Wakefield Asset Management LLLP | 275,750 | 286,129 | +10,379 | 1.03 | 0.92 | -0.11 | buy |
| RPO LLC | 0 | 10,091 | +10,091 | 0.00 | 0.14 | +0.14 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 900 | 7,803 | +6,903 | 0.00 | 0.00 | -0.00 | buy |
| PenderFund Capital Management Ltd. | 416,436 | 421,676 | +5,240 | 1.39 | 1.58 | +0.18 | buy |
| Realta Investment Advisors | 25,272 | 27,341 | +2,069 | 0.05 | 0.05 | +0.00 | buy |
| Dynamic Advisor Solutions LLC | 70,309 | 72,236 | +1,927 | 0.03 | 0.02 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 5,907 | 7,470 | +1,563 | 0.02 | 0.02 | +0.00 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 54,593 | 55,130 | +537 | 0.08 | 0.08 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 25,976 | 26,406 | +430 | 0.00 | 0.00 | -0.00 | buy |
| Advisory Services Network, LLC | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,800 | 10,900 | +100 | 0.02 | 0.02 | -0.00 | buy |
| BESSEMER GROUP INC | 1,342 | 1,397 | +55 | 0.00 | 0.00 | -0.00 | buy |
| NewEdge Advisors, LLC | 1,727 | 1,762 | +35 | 0.00 | 0.00 | -0.00 | buy |
| Karpus Management, Inc. | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 26,336 | 26,336 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,897 | 7,897 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Fiera Capital Corp | 204,505 | 204,505 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Allworth Financial LP | 850 | 850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Advisors, LLC | 10,141 | 10,141 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 1,630 | 1,630 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Matisse Capital | 110,500 | 110,500 | 0 | 0.64 | 0.51 | -0.13 | hold |
| Qube Research & Technologies Ltd | 11,841 | 11,841 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arnhold LLC | 17,500 | 17,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Key FInancial Inc | 708 | 708 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 2,411,239 | 2,411,239 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Beaird Harris Wealth Management, LLC | 359 | 359 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Glass Jacobson Investment Advisors llc | 1,500 | 1,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 15,743 | 15,743 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OPPENHEIMER & CO INC | 13,100 | 13,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HSBC HOLDINGS PLC | 12,036 | 12,036 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRACE & WHITE INC /NY | 183,497 | 183,497 | 0 | 0.28 | 0.28 | -0.00 | hold |
| Mariner, LLC | 18,947 | 18,935 | -12 | 0.00 | 0.00 | -0.00 | sell |
| Pinnacle Wealth Planning Services, Inc. | 13,131 | 13,096 | -35 | 0.02 | 0.02 | +0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 36,689 | 36,408 | -281 | 0.02 | 0.02 | -0.00 | sell |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 56,108 | 55,308 | -800 | 0.10 | 0.05 | -0.06 | sell |
| MGO ONE SEVEN LLC | 11,353 | 10,547 | -806 | 0.01 | 0.01 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 11,672 | 10,856 | -816 | 0.00 | 0.00 | -0.00 | sell |
| WHITTIER TRUST CO | 1,572 | 0 | -1,572 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 43,597 | 42,022 | -1,575 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 82,993 | 80,275 | -2,718 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 15,197 | 12,422 | -2,775 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 19,812 | 16,812 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| North Star Investment Management Corp. | 9,482 | 6,307 | -3,175 | 0.01 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 19,203 | 13,624 | -5,579 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 10,182 | 0 | -10,182 | 0.00 | 0.00 | -0.00 | sell |
| BFSG, LLC | 510,523 | 499,541 | -10,982 | 0.68 | 0.63 | -0.05 | sell |
| IEQ CAPITAL, LLC | 11,470 | 0 | -11,470 | 0.00 | 0.00 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 155,663 | 142,964 | -12,699 | 0.06 | 0.05 | -0.01 | sell |
| HighTower Advisors, LLC | 538,701 | 525,763 | -12,938 | 0.01 | 0.01 | -0.00 | sell |
| TRANSCEND CAPITAL ADVISORS, LLC | 13,580 | 0 | -13,580 | 0.01 | 0.00 | -0.01 | sell |
| 1607 Capital Partners, LLC | 2,397,060 | 2,382,760 | -14,300 | 1.48 | 1.45 | -0.03 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 25,923 | 11,504 | -14,419 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 14,965 | 0 | -14,965 | 0.00 | 0.00 | -0.00 | sell |
| VERUS CAPITAL PARTNERS, LLC | 51,282 | 36,020 | -15,262 | 0.06 | 0.04 | -0.02 | sell |
| Tortoise Investment Management, LLC | 279,144 | 263,663 | -15,481 | 0.34 | 0.31 | -0.03 | sell |
| OSAIC HOLDINGS, INC. | 40,949 | 22,259 | -18,690 | 0.00 | 0.00 | -0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 150,087 | 130,192 | -19,895 | 0.02 | 0.02 | -0.00 | sell |
| Proficio Capital Partners LLC | 20,440 | 0 | -20,440 | 0.02 | 0.00 | -0.02 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 75,143 | 53,842 | -21,301 | 0.07 | 0.04 | -0.03 | sell |
| ROYAL BANK OF CANADA | 117,746 | 86,167 | -31,579 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 70,602 | 33,251 | -37,351 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 351,933 | 314,144 | -37,789 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 61,022 | 0 | -61,022 | 0.00 | 0.00 | -0.00 | sell |
| ROBERTS GLORE & CO INC /IL/ | 395,139 | 302,618 | -92,521 | 1.07 | 0.82 | -0.26 | sell |
| Janney Montgomery Scott LLC | 429,112 | 330,619 | -98,493 | 0.01 | 0.01 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 157,987 | 54,006 | -103,981 | 0.02 | 0.01 | -0.02 | sell |
| MORGAN STANLEY | 6,514,265 | 6,355,538 | -158,727 | 0.01 | 0.00 | -0.00 | sell |
| UBS Group AG | 327,424 | 109,675 | -217,749 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,316,953 | 945,351 | -371,602 | 0.30 | 0.20 | -0.10 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,686,967 | 1,895,594 | -791,373 | 1.15 | 0.79 | -0.36 | sell |