| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 59,497 | 236,206 | +176,709 | 0.06 | 0.18 | +0.12 | buy |
| Moors & Cabot, Inc. | 13,500 | 54,500 | +41,000 | 0.01 | 0.03 | +0.02 | buy |
| Almitas Capital LLC | 164,733 | 205,674 | +40,941 | 0.65 | 0.61 | -0.03 | buy |
| CSS LLC/IL | 125,507 | 166,253 | +40,746 | 0.07 | 0.08 | +0.02 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 25,015 | 43,377 | +18,362 | 0.04 | 0.04 | +0.01 | buy |
| Elequin Capital, LP | 7,682 | 25,400 | +17,718 | 0.01 | 0.07 | +0.05 | buy |
| Wakefield Asset Management LLLP | 275,750 | 286,129 | +10,379 | 1.03 | 0.92 | -0.11 | buy |
| PenderFund Capital Management Ltd. | 416,436 | 421,676 | +5,240 | 1.39 | 1.58 | +0.18 | buy |
| Realta Investment Advisors | 25,272 | 27,341 | +2,069 | 0.05 | 0.05 | +0.00 | buy |
| Dynamic Advisor Solutions LLC | 70,309 | 72,236 | +1,927 | 0.03 | 0.02 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 5,907 | 7,470 | +1,563 | 0.02 | 0.02 | +0.00 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 54,593 | 55,130 | +537 | 0.08 | 0.08 | +0.00 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,800 | 10,900 | +100 | 0.02 | 0.02 | -0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 13,131 | 13,096 | -35 | 0.02 | 0.02 | +0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 36,689 | 36,408 | -281 | 0.02 | 0.02 | -0.00 | sell |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 56,108 | 55,308 | -800 | 0.10 | 0.10 | -0.01 | sell |
| MGO ONE SEVEN LLC | 11,353 | 10,547 | -806 | 0.01 | 0.01 | -0.00 | sell |
| BFSG, LLC | 510,523 | 499,541 | -10,982 | 0.68 | 0.06 | -0.62 | sell |
| U.S. Capital Wealth Advisors, LLC | 155,663 | 142,964 | -12,699 | 0.06 | 0.05 | -0.01 | sell |
| 1607 Capital Partners, LLC | 2,397,060 | 2,382,760 | -14,300 | 1.48 | 1.45 | -0.03 | sell |
| VERUS CAPITAL PARTNERS, LLC | 51,282 | 36,020 | -15,262 | 0.06 | 0.04 | -0.02 | sell |
| Tortoise Investment Management, LLC | 279,144 | 263,663 | -15,481 | 0.34 | 0.31 | -0.03 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 150,087 | 130,192 | -19,895 | 0.02 | 0.02 | -0.00 | sell |
| ROBERTS GLORE & CO INC /IL/ | 395,139 | 302,618 | -92,521 | 1.07 | 0.82 | -0.26 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,316,953 | 945,351 | -371,602 | 0.30 | 0.20 | -0.10 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,686,967 | 1,895,594 | -791,373 | 1.15 | 0.79 | -0.36 | sell |