| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 0 | 1,288,567 | +1,288,567 | 0.00 | 0.00 | +0.00 | buy |
| 1607 Capital Partners, LLC | 1,060,460 | 2,112,328 | +1,051,868 | 0.86 | 1.40 | +0.55 | buy |
| LPL Financial LLC | 52,933 | 444,565 | +391,632 | 0.00 | 0.00 | +0.00 | buy |
| CAPSTONE INVESTMENT ADVISORS, LLC | 0 | 305,290 | +305,290 | 0.00 | 0.02 | +0.02 | buy |
| Private Advisor Group, LLC | 510,837 | 665,792 | +154,955 | 0.03 | 0.03 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 505,325 | 655,550 | +150,225 | 0.03 | 0.04 | +0.01 | buy |
| FIRST TRUST ADVISORS LP | 37,366 | 92,947 | +55,581 | 0.00 | 0.00 | +0.00 | buy |
| PFG Investments, LLC | 23,125 | 73,128 | +50,003 | 0.01 | 0.04 | +0.02 | buy |
| Ionic Capital Management LLC | 84,421 | 129,740 | +45,319 | 0.45 | 1.06 | +0.61 | buy |
| OSAIC HOLDINGS, INC. | 176,380 | 213,260 | +36,880 | 0.00 | 0.00 | +0.00 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 0 | 35,139 | +35,139 | 0.00 | 0.02 | +0.02 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 30,375 | +30,375 | 0.00 | 0.01 | +0.01 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 109,219 | 135,761 | +26,542 | 0.29 | 0.33 | +0.03 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 178,819 | 204,704 | +25,885 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 0 | 16,370 | +16,370 | 0.00 | 0.02 | +0.02 | buy |
| Janney Montgomery Scott LLC | 150,730 | 165,863 | +15,133 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 12,795 | +12,795 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 21,708 | 34,054 | +12,346 | 0.00 | 0.00 | +0.00 | buy |
| Mezzasalma Advisors, LLC | 0 | 10,626 | +10,626 | 0.00 | 0.03 | +0.03 | buy |
| MGO ONE SEVEN LLC | 0 | 10,565 | +10,565 | 0.00 | 0.00 | +0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 0 | 10,357 | +10,357 | 0.00 | 0.01 | +0.01 | buy |
| StoneX Group Inc. | 0 | 10,353 | +10,353 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 165,498 | 173,622 | +8,124 | 0.02 | 0.01 | -0.00 | buy |
| Cutler Capital Management, LLC | 82,070 | 88,765 | +6,695 | 0.26 | 0.26 | -0.00 | buy |
| Wakefield Asset Management LLLP | 296,635 | 301,872 | +5,237 | 0.85 | 0.84 | -0.01 | buy |
| OPPENHEIMER & CO INC | 43,400 | 47,400 | +4,000 | 0.01 | 0.01 | -0.00 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 69,766 | 73,316 | +3,550 | 0.08 | 0.08 | +0.00 | buy |
| MAI Capital Management | 0 | 2,801 | +2,801 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 48,215 | 50,627 | +2,412 | 0.02 | 0.02 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 30,295 | 32,338 | +2,043 | 0.21 | 0.21 | +0.00 | buy |
| ROYAL BANK OF CANADA | 83,954 | 85,805 | +1,851 | 0.00 | 0.00 | -0.00 | buy |
| Mariner, LLC | 18,973 | 20,785 | +1,812 | 0.00 | 0.00 | -0.00 | buy |
| MML INVESTORS SERVICES, LLC | 26,396 | 27,556 | +1,160 | 0.00 | 0.00 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 16,812 | 17,931 | +1,119 | 0.00 | 0.00 | -0.00 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 59,708 | 60,163 | +455 | 0.08 | 0.07 | -0.01 | buy |
| Plante Moran Financial Advisors, LLC | 0 | 230 | +230 | 0.00 | 0.00 | +0.00 | buy |
| VERUS CAPITAL PARTNERS, LLC | 19,652 | 19,827 | +175 | 0.02 | 0.02 | -0.00 | buy |
| North Star Investment Management Corp. | 4,818 | 4,874 | +56 | 0.00 | 0.00 | -0.00 | buy |
| NewEdge Advisors, LLC | 1,769 | 1,807 | +38 | 0.00 | 0.00 | -0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 53,842 | 53,842 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,897 | 7,897 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,045,275 | 2,045,275 | 0 | 0.87 | 0.81 | -0.06 | hold |
| CWM, LLC | 1,737 | 1,737 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 850 | 850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Moors & Cabot, Inc. | 15,000 | 15,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| IFP Advisors, Inc | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 953,094 | 953,094 | 0 | 2.62 | 2.43 | -0.19 | hold |
| BFSG, LLC | 75 | 75 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arnhold LLC | 17,500 | 17,500 | 0 | 0.02 | 0.01 | -0.00 | hold |
| GABLES CAPITAL MANAGEMENT INC. | 2,364 | 2,364 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,900 | 10,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Geneos Wealth Management Inc. | 84 | 84 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clear Creek Financial Management, LLC | 28,900 | 28,900 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Key FInancial Inc | 708 | 708 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Glass Jacobson Investment Advisors llc | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hara Capital LLC | 10,774 | 10,774 | 0 | 0.06 | 0.06 | -0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASSETMARK, INC | 44 | 0 | -44 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 264,110 | 263,946 | -164 | 0.01 | 0.01 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 35,818 | 35,610 | -208 | 0.01 | 0.01 | -0.00 | sell |
| RPO LLC | 21,427 | 21,006 | -421 | 0.28 | 0.23 | -0.05 | sell |
| Matisse Capital | 231,033 | 230,533 | -500 | 0.99 | 0.97 | -0.02 | sell |
| BlackDiamond Wealth Management, LLC | 36,933 | 35,577 | -1,356 | 0.20 | 0.17 | -0.03 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 17,503 | 13,828 | -3,675 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 980,638 | 976,939 | -3,699 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 516,428 | 511,381 | -5,047 | 0.01 | 0.01 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 5,304 | 0 | -5,304 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 15,916 | 10,315 | -5,601 | 0.01 | 0.00 | -0.00 | sell |
| ROBERTS GLORE & CO INC /IL/ | 178,926 | 173,324 | -5,602 | 0.46 | 0.43 | -0.03 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 6,165 | 0 | -6,165 | 0.02 | 0.00 | -0.02 | sell |
| US BANCORP \DE\ | 15,743 | 8,997 | -6,746 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 53,606 | 45,599 | -8,007 | 0.00 | 0.00 | -0.00 | sell |
| UHLMANN PRICE SECURITIES, LLC | 41,842 | 33,113 | -8,729 | 0.29 | 0.21 | -0.09 | sell |
| BESSEMER GROUP INC | 11,060 | 2,061 | -8,999 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 10,141 | 0 | -10,141 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 10,178 | 0 | -10,178 | 0.00 | 0.00 | -0.00 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 12,036 | 0 | -12,036 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 12,500 | 0 | -12,500 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 14,140 | 0 | -14,140 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,746 | 0 | -15,746 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 16,592 | 0 | -16,592 | 0.00 | 0.00 | -0.00 | sell |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | 20,800 | 0 | -20,800 | 0.10 | 0.00 | -0.10 | sell |
| Baird Financial Group, Inc. | 528,960 | 507,662 | -21,298 | 0.01 | 0.01 | -0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 71,930 | 47,903 | -24,027 | 0.01 | 0.01 | -0.00 | sell |
| Catalina Capital Group, LLC | 24,561 | 0 | -24,561 | 0.07 | 0.00 | -0.07 | sell |
| UBS Group AG | 131,419 | 106,467 | -24,952 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 191,249 | 166,249 | -25,000 | 0.04 | 0.03 | -0.01 | sell |
| Tortoise Investment Management, LLC | 74,735 | 42,420 | -32,315 | 0.07 | 0.04 | -0.03 | sell |
| Almitas Capital LLC | 63,133 | 25,454 | -37,679 | 0.20 | 0.05 | -0.15 | sell |
| STIFEL FINANCIAL CORP | 311,978 | 266,737 | -45,241 | 0.00 | 0.00 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 144,097 | 96,550 | -47,547 | 0.04 | 0.02 | -0.02 | sell |
| Logan Stone Capital, LLC | 48,582 | 0 | -48,582 | 0.11 | 0.00 | -0.11 | sell |
| GRACE & WHITE INC /NY | 182,218 | 124,620 | -57,598 | 0.29 | 0.19 | -0.10 | sell |
| MILLENNIUM MANAGEMENT LLC | 116,899 | 52,028 | -64,871 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Advisor Solutions LLC | 65,297 | 0 | -65,297 | 0.02 | 0.00 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 159,610 | 9,464 | -150,146 | 0.03 | 0.00 | -0.02 | sell |
| NWF Advisory Services Inc. | 153,550 | 0 | -153,550 | 0.20 | 0.00 | -0.20 | sell |
| BANK OF AMERICA CORP /DE/ | 781,753 | 616,147 | -165,606 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 2,569,724 | 2,389,523 | -180,201 | 0.04 | 0.03 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 536,503 | 112,950 | -423,553 | 0.48 | 0.10 | -0.38 | sell |