| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 7,407,103 | 7,238,089 | -169,014 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 1,473,458 | 1,416,935 | -56,523 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 1,448,290 | 1,192,990 | -255,300 | 0.97 | 0.70 | -0.27 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,699,467 | 1,128,954 | -570,513 | 0.86 | 0.46 | -0.40 | sell |
| Allspring Global Investments Holdings, LLC | 1,178,818 | 1,075,268 | -103,550 | 0.02 | 0.01 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 1,006,697 | 1,015,397 | +8,700 | 1.51 | 1.37 | -0.14 | buy |
| Private Advisor Group, LLC | 880,166 | 974,328 | +94,162 | 0.04 | 0.04 | +0.00 | buy |
| Invesco Ltd. | 1,024,485 | 929,727 | -94,758 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 918,572 | 912,543 | -6,029 | 0.06 | 0.06 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 772,270 | 751,632 | -20,638 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 728,492 | 738,455 | +9,963 | 0.00 | 0.00 | -0.00 | buy |
| Baird Financial Group, Inc. | 535,798 | 556,268 | +20,470 | 0.01 | 0.01 | -0.00 | buy |
| HighTower Advisors, LLC | 494,445 | 491,551 | -2,894 | 0.00 | 0.00 | -0.00 | sell |
| CAPSTONE INVESTMENT ADVISORS, LLC | 462,748 | 462,748 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Saba Capital Management, L.P. | 100,000 | 424,577 | +324,577 | 0.03 | 0.12 | +0.09 | buy |
| FIRST TRUST ADVISORS LP | 294,885 | 321,997 | +27,112 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 278,086 | 286,152 | +8,066 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 263,673 | 267,636 | +3,963 | 0.00 | 0.00 | -0.00 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 326,674 | 238,911 | -87,763 | 0.56 | 0.37 | -0.20 | sell |
| RIVERBRIDGE PARTNERS LLC | 91,407 | 235,630 | +144,223 | 0.01 | 0.04 | +0.02 | buy |
| Matisse Capital | 230,000 | 230,000 | 0 | 0.92 | 0.88 | -0.04 | hold |
| RAYMOND JAMES FINANCIAL INC | 185,363 | 188,032 | +2,669 | 0.00 | 0.00 | -0.00 | buy |
| Atala Financial Inc | 214,693 | 187,584 | -27,109 | 1.19 | 1.03 | -0.17 | sell |
| TrueMark Investments, LLC | 176,516 | 180,960 | +4,444 | 0.27 | 0.30 | +0.02 | buy |
| Ionic Capital Management LLC | 156,240 | 170,464 | +14,224 | 1.55 | 1.45 | -0.10 | buy |
| NWF Advisory Services Inc. | 156,250 | 151,650 | -4,600 | 0.15 | 0.14 | -0.01 | sell |
| ROBERTS GLORE & CO INC /IL/ | 148,420 | 137,954 | -10,466 | 0.36 | 0.32 | -0.05 | sell |
| Summit Financial, LLC | 43,072 | 121,444 | +78,372 | 0.01 | 0.02 | +0.01 | buy |
| Janney Montgomery Scott LLC | 103,433 | 106,945 | +3,512 | 0.00 | 0.00 | -0.00 | buy |
| Wakefield Asset Management LLLP | 309,501 | 105,428 | -204,073 | 0.75 | 0.25 | -0.51 | sell |
| Cutler Capital Management, LLC | 103,892 | 103,892 | 0 | 0.30 | 0.27 | -0.03 | hold |
| Dynamic Advisor Solutions LLC | 89,646 | 101,624 | +11,978 | 0.02 | 0.03 | +0.00 | buy |
| GRACE & WHITE INC /NY | 122,369 | 97,961 | -24,408 | 0.19 | 0.15 | -0.04 | sell |
| UBS Group AG | 91,386 | 92,017 | +631 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 96,018 | 86,400 | -9,618 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 70,650 | 83,600 | +12,950 | 0.01 | 0.01 | +0.00 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 71,963 | 83,413 | +11,450 | 0.08 | 0.08 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 80,982 | +80,982 | 0.00 | 0.03 | +0.03 | buy |
| HBW ADVISORY SERVICES LLC | 50,063 | 72,118 | +22,055 | 0.05 | 0.07 | +0.02 | buy |
| Cetera Investment Advisers | 75,174 | 71,670 | -3,504 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 68,740 | 68,910 | +170 | 0.44 | 0.25 | -0.19 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 56,494 | 56,118 | -376 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 50,247 | 52,810 | +2,563 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 159,581 | 50,481 | -109,100 | 0.03 | 0.01 | -0.02 | sell |
| JANE STREET GROUP, LLC | 0 | 49,321 | +49,321 | 0.00 | 0.00 | +0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 35,285 | 34,917 | -368 | 0.19 | 0.18 | -0.01 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 53,842 | 34,406 | -19,436 | 0.02 | 0.01 | -0.01 | sell |
| BlackDiamond Wealth Management, LLC | 29,843 | 30,624 | +781 | 0.14 | 0.13 | -0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 27,991 | +27,991 | 0.00 | 0.00 | +0.00 | buy |
| Fiera Capital Corp | 264,383 | 26,897 | -237,486 | 0.01 | 0.00 | -0.01 | sell |
| Global Retirement Partners, LLC | 0 | 26,639 | +26,639 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 23,115 | 23,477 | +362 | 0.00 | 0.00 | -0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 21,542 | +21,542 | 0.00 | 0.01 | +0.01 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 20,760 | 20,917 | +157 | 0.02 | 0.02 | -0.00 | buy |
| Merit Financial Group, LLC | 19,667 | 18,854 | -813 | 0.00 | 0.00 | -0.00 | sell |
| MML INVESTORS SERVICES, LLC | 19,656 | 18,618 | -1,038 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 0 | 18,365 | +18,365 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 18,305 | 18,305 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VERUS CAPITAL PARTNERS, LLC | 17,018 | 17,210 | +192 | 0.01 | 0.01 | -0.00 | buy |
| Sowell Financial Services LLC | 16,966 | 16,633 | -333 | 0.01 | 0.01 | -0.00 | sell |
| ACCREDITED INVESTOR SERVICES, LLC | 17,005 | 16,259 | -746 | 0.10 | 0.09 | -0.01 | sell |
| PFG Investments, LLC | 0 | 15,339 | +15,339 | 0.00 | 0.01 | +0.01 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 14,360 | 14,829 | +469 | 0.01 | 0.01 | -0.00 | buy |
| PARK AVENUE SECURITIES LLC | 15,792 | 14,221 | -1,571 | 0.00 | 0.00 | -0.00 | sell |
| DKM Wealth Management, Inc. | 12,000 | 12,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| XTX Topco Ltd | 0 | 11,722 | +11,722 | 0.00 | 0.00 | +0.00 | buy |
| Mezzasalma Advisors, LLC | 11,326 | 11,570 | +244 | 0.03 | 0.02 | -0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 11,348 | 10,950 | -398 | 0.01 | 0.01 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 0 | 10,864 | +10,864 | 0.00 | 0.01 | +0.01 | buy |
| Kestra Advisory Services, LLC | 0 | 7,424 | +7,424 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,816 | 6,924 | -892 | 0.01 | 0.01 | -0.00 | sell |
| Hara Capital LLC | 9,174 | 6,774 | -2,400 | 0.05 | 0.03 | -0.02 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 6,545 | +6,545 | 0.00 | 0.00 | +0.00 | buy |
| WPG Advisers, LLC | 5,502 | 5,261 | -241 | 0.04 | 0.03 | -0.00 | sell |
| North Star Investment Management Corp. | 5,051 | 5,112 | +61 | 0.00 | 0.00 | -0.00 | buy |
| Turim 21 Investimentos Ltda. | 5,674 | 5,030 | -644 | 0.02 | 0.02 | -0.00 | sell |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABLES CAPITAL MANAGEMENT INC. | 2,364 | 2,364 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NewEdge Advisors, LLC | 1,926 | 1,968 | +42 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 1,737 | 1,737 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MAI Capital Management | 1,670 | 1,670 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Key FInancial Inc | 708 | 708 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 0 | 250 | +250 | 0.00 | 0.00 | +0.00 | buy |
| Atlantic Union Bankshares Corp | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FLAGSHIP HARBOR ADVISORS, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 84 | 84 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BFSG, LLC | 75 | 75 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bogart Wealth, LLC | 5 | 5 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 7,680 | 0 | -7,680 | 0.00 | 0.00 | -0.00 | sell |
| Tortoise Investment Management, LLC | 2,190 | 0 | -2,190 | 0.00 | 0.00 | -0.00 | sell |
| STANSBERRY ASSET MANAGEMENT, LLC | 86,419 | 0 | -86,419 | 0.08 | 0.00 | -0.08 | sell |
| U.S. Capital Wealth Advisors, LLC | 76,906 | 0 | -76,906 | 0.02 | 0.00 | -0.02 | sell |
| Traub Capital Management LLC | 21,612 | 0 | -21,612 | 0.19 | 0.00 | -0.19 | sell |
| US BANCORP \DE\ | 6,746 | 0 | -6,746 | 0.00 | 0.00 | -0.00 | sell |