Stock Transactions — WESTERN AST INFL LKD OPP & I

Total Bought
1,085,646
42 transactions
Total Sold
2,228,155
38 transactions
Net
-1,142,509
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Saba Capital Management, L.P.100,000424,577+324,5770.030.12+0.09buy
RIVERBRIDGE PARTNERS LLC91,407235,630+144,2230.010.04+0.02buy
Private Advisor Group, LLC880,166974,328+94,1620.040.04+0.00buy
READYSTATE ASSET MANAGEMENT LP080,982+80,9820.000.03+0.03buy
Summit Financial, LLC43,072121,444+78,3720.010.02+0.01buy
JANE STREET GROUP, LLC049,321+49,3210.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC027,991+27,9910.000.00+0.00buy
FIRST TRUST ADVISORS LP294,885321,997+27,1120.000.00+0.00buy
Global Retirement Partners, LLC026,639+26,6390.000.00+0.00buy
HBW ADVISORY SERVICES LLC50,06372,118+22,0550.050.07+0.02buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.021,542+21,5420.000.01+0.01buy
Baird Financial Group, Inc.535,798556,268+20,4700.010.01-0.00buy
HRT FINANCIAL LP018,365+18,3650.000.00+0.00buy
PFG Investments, LLC015,339+15,3390.000.01+0.01buy
Ionic Capital Management LLC156,240170,464+14,2241.551.45-0.10buy
OPPENHEIMER & CO INC70,65083,600+12,9500.010.01+0.00buy
Dynamic Advisor Solutions LLC89,646101,624+11,9780.020.03+0.00buy
XTX Topco Ltd011,722+11,7220.000.00+0.00buy
TWIN FOCUS CAPITAL PARTNERS, LLC71,96383,413+11,4500.080.08+0.00buy
TWO SIGMA SECURITIES, LLC010,864+10,8640.000.01+0.01buy
LPL Financial LLC728,492738,455+9,9630.000.00-0.00buy
PenderFund Capital Management Ltd.1,006,6971,015,397+8,7001.511.37-0.14buy
OSAIC HOLDINGS, INC.278,086286,152+8,0660.000.00+0.00buy
Kestra Advisory Services, LLC07,424+7,4240.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO06,545+6,5450.000.00+0.00buy
TrueMark Investments, LLC176,516180,960+4,4440.270.30+0.02buy
STIFEL FINANCIAL CORP263,673267,636+3,9630.000.00-0.00buy
Janney Montgomery Scott LLC103,433106,945+3,5120.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC185,363188,032+2,6690.000.00-0.00buy
COMERICA BANK50,24752,810+2,5630.000.00+0.00buy
BlackDiamond Wealth Management, LLC29,84330,624+7810.140.13-0.02buy
UBS Group AG91,38692,017+6310.000.00-0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV14,36014,829+4690.010.01-0.00buy
Mariner, LLC23,11523,477+3620.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC0250+2500.000.00+0.00buy
Mezzasalma Advisors, LLC11,32611,570+2440.030.02-0.00buy
VERUS CAPITAL PARTNERS, LLC17,01817,210+1920.010.01-0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC68,74068,910+1700.440.25-0.19buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors20,76020,917+1570.020.02-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC0100+1000.000.00+0.00buy
North Star Investment Management Corp.5,0515,112+610.000.00-0.00buy
NewEdge Advisors, LLC1,9261,968+420.000.00-0.00buy
MAI Capital Management1,6701,67000.000.00-0.00hold
Cutler Capital Management, LLC103,892103,89200.300.27-0.03hold
CAPSTONE INVESTMENT ADVISORS, LLC462,748462,74800.040.03-0.00hold
CWM, LLC1,7371,73700.000.00-0.00hold
Allworth Financial LP30030000.000.00-0.00hold
MARK SHEPTOFF FINANCIAL PLANNING, LLC50050000.000.00-0.00hold
IFP Advisors, Inc50050000.000.00-0.00hold
Matisse Capital230,000230,00000.920.88-0.04hold
BFSG, LLC757500.000.00-0.00hold
Bogart Wealth, LLC5500.000.00-0.00hold
Steward Partners Investment Advisory, LLC18,30518,30500.000.00-0.00hold
GABLES CAPITAL MANAGEMENT INC.2,3642,36400.010.01-0.00hold
Geneos Wealth Management Inc.848400.000.00-0.00hold
Key FInancial Inc70870800.000.00-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC3,0003,00000.000.00-0.00hold
Federation des caisses Desjardins du Quebec1,0001,00000.000.00-0.00hold
DKM Wealth Management, Inc.12,00012,00000.090.08-0.01hold
Atlantic Union Bankshares Corp20020000.000.00-0.00hold
WPG Advisers, LLC5,5025,261-2410.040.03-0.00sell
Sowell Financial Services LLC16,96616,633-3330.010.01-0.00sell
UHLMANN PRICE SECURITIES, LLC35,28534,917-3680.190.18-0.01sell
ENVESTNET ASSET MANAGEMENT INC56,49456,118-3760.000.00-0.00sell
Pinnacle Wealth Planning Services, Inc.11,34810,950-3980.010.01-0.00sell
Turim 21 Investimentos Ltda.5,6745,030-6440.020.02-0.00sell
ACCREDITED INVESTOR SERVICES, LLC17,00516,259-7460.100.09-0.01sell
Merit Financial Group, LLC19,66718,854-8130.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC7,8166,924-8920.010.01-0.00sell
MML INVESTORS SERVICES, LLC19,65618,618-1,0380.000.00-0.00sell
PARK AVENUE SECURITIES LLC15,79214,221-1,5710.000.00-0.00sell
Tortoise Investment Management, LLC2,1900-2,1900.000.00-0.00sell
Hara Capital LLC9,1746,774-2,4000.050.03-0.02sell
HighTower Advisors, LLC494,445491,551-2,8940.000.00-0.00sell
Cetera Investment Advisers75,17471,670-3,5040.000.00-0.00sell
NWF Advisory Services Inc.156,250151,650-4,6000.150.14-0.01sell
GUGGENHEIM CAPITAL LLC918,572912,543-6,0290.060.06-0.00sell
US BANCORP \DE\6,7460-6,7460.000.00-0.00sell
Advisory Services Network, LLC7,6800-7,6800.000.00-0.00sell
ROYAL BANK OF CANADA96,01886,400-9,6180.000.00-0.00sell
ROBERTS GLORE & CO INC /IL/148,420137,954-10,4660.360.32-0.05sell
HOLLENCREST CAPITAL MANAGEMENT53,84234,406-19,4360.020.01-0.01sell
BANK OF AMERICA CORP /DE/772,270751,632-20,6380.000.00-0.00sell
Traub Capital Management LLC21,6120-21,6120.190.00-0.19sell
GRACE & WHITE INC /NY122,36997,961-24,4080.190.15-0.04sell
Atala Financial Inc214,693187,584-27,1091.191.03-0.17sell
WELLS FARGO & COMPANY/MN1,473,4581,416,935-56,5230.000.00-0.00sell
U.S. Capital Wealth Advisors, LLC76,9060-76,9060.020.00-0.02sell
STANSBERRY ASSET MANAGEMENT, LLC86,4190-86,4190.080.00-0.08sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC326,674238,911-87,7630.560.37-0.20sell
Invesco Ltd.1,024,485929,727-94,7580.000.00-0.00sell
Allspring Global Investments Holdings, LLC1,178,8181,075,268-103,5500.020.01-0.00sell
SIT INVESTMENT ASSOCIATES INC159,58150,481-109,1000.030.01-0.02sell
MORGAN STANLEY7,407,1037,238,089-169,0140.000.00-0.00sell
Wakefield Asset Management LLLP309,501105,428-204,0730.750.25-0.51sell
Fiera Capital Corp264,38326,897-237,4860.010.00-0.01sell
1607 Capital Partners, LLC1,448,2901,192,990-255,3000.970.70-0.27sell
RIVERNORTH CAPITAL MANAGEMENT, LLC1,699,4671,128,954-570,5130.860.46-0.40sell
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