| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 100,000 | 424,577 | +324,577 | 0.02 | 0.11 | +0.08 | buy |
| RIVERBRIDGE PARTNERS LLC | 91,407 | 235,630 | +144,223 | 0.01 | 0.04 | +0.02 | buy |
| HBW ADVISORY SERVICES LLC | 50,063 | 72,118 | +22,055 | 0.05 | 0.07 | +0.02 | buy |
| Ionic Capital Management LLC | 156,240 | 170,464 | +14,224 | 0.14 | 0.19 | +0.04 | buy |
| Dynamic Advisor Solutions LLC | 89,646 | 101,624 | +11,978 | 0.02 | 0.03 | +0.00 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 71,963 | 83,413 | +11,450 | 0.08 | 0.08 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 1,006,697 | 1,015,397 | +8,700 | 1.51 | 1.37 | -0.14 | buy |
| TrueMark Investments, LLC | 176,516 | 180,960 | +4,444 | 0.27 | 0.30 | +0.02 | buy |
| BlackDiamond Wealth Management, LLC | 29,843 | 30,624 | +781 | 0.14 | 0.13 | -0.02 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 14,360 | 14,829 | +469 | 0.01 | 0.01 | -0.00 | buy |
| Mezzasalma Advisors, LLC | 11,326 | 11,570 | +244 | 0.03 | 0.02 | -0.00 | buy |
| VERUS CAPITAL PARTNERS, LLC | 17,018 | 17,210 | +192 | 0.01 | 0.01 | -0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 68,740 | 68,910 | +170 | 0.32 | 0.24 | -0.08 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 20,760 | 20,917 | +157 | 0.02 | 0.02 | -0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 35,285 | 34,917 | -368 | 0.19 | 0.18 | -0.01 | sell |
| Turim 21 Investimentos Ltda. | 5,674 | 5,030 | -644 | 0.02 | 0.02 | -0.00 | sell |
| ACCREDITED INVESTOR SERVICES, LLC | 17,005 | 16,259 | -746 | 0.10 | 0.09 | -0.01 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,816 | 6,924 | -892 | 0.01 | 0.01 | -0.00 | sell |
| Hara Capital LLC | 9,174 | 6,774 | -2,400 | 0.05 | 0.03 | -0.02 | sell |
| NWF Advisory Services Inc. | 156,250 | 151,650 | -4,600 | 0.15 | 0.14 | -0.01 | sell |
| ROBERTS GLORE & CO INC /IL/ | 148,420 | 137,954 | -10,466 | 0.36 | 0.32 | -0.05 | sell |
| GRACE & WHITE INC /NY | 122,369 | 97,961 | -24,408 | 0.19 | 0.15 | -0.04 | sell |
| Atala Financial Inc | 214,693 | 187,584 | -27,109 | 1.19 | 1.03 | -0.17 | sell |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 326,674 | 238,911 | -87,763 | 0.56 | 0.37 | -0.20 | sell |
| Wakefield Asset Management LLLP | 309,501 | 105,428 | -204,073 | 0.75 | 0.25 | -0.51 | sell |
| Fiera Capital Corp | 264,383 | 26,897 | -237,486 | 0.01 | 0.00 | -0.01 | sell |
| 1607 Capital Partners, LLC | 1,448,290 | 1,192,990 | -255,300 | 0.97 | 0.70 | -0.27 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,699,467 | 1,128,954 | -570,513 | 0.86 | 0.46 | -0.40 | sell |