| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Paralel Advisors LLC | 2,750,000 | 2,750,000 | 0 | 2.66 | 2.58 | -0.08 | hold |
| SIT INVESTMENT ASSOCIATES INC | 199,552 | 2,644,374 | +2,444,822 | 0.10 | 1.25 | +1.15 | buy |
| MORGAN STANLEY | 2,087,571 | 2,259,569 | +171,998 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 1,226,350 | 1,886,404 | +660,054 | 0.01 | 0.01 | +0.00 | buy |
| McGowan Group Asset Management, Inc. | 1,371,502 | 1,380,626 | +9,124 | 4.22 | 4.13 | -0.09 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 1,197,230 | +1,197,230 | 0.00 | 1.36 | +1.36 | buy |
| UBS Group AG | 986,346 | 1,141,327 | +154,981 | 0.00 | 0.01 | +0.00 | buy |
| ROYAL BANK OF CANADA | 817,031 | 904,011 | +86,980 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 821,234 | 849,106 | +27,872 | 0.01 | 0.01 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 816,919 | 840,726 | +23,807 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 619,417 | 673,922 | +54,505 | 0.00 | 0.00 | -0.00 | buy |
| NOMURA HOLDINGS INC | 199,650 | 577,285 | +377,635 | 0.02 | 0.04 | +0.02 | buy |
| STIFEL FINANCIAL CORP | 413,210 | 416,985 | +3,775 | 0.01 | 0.01 | -0.00 | buy |
| SRH ADVISORS, LLC | 407,876 | 408,289 | +413 | 2.95 | 2.83 | -0.12 | buy |
| OSAIC HOLDINGS, INC. | 329,479 | 334,051 | +4,572 | 0.01 | 0.01 | -0.00 | buy |
| Bedell Frazier Investment Counselling, LLC | 341,758 | 318,135 | -23,623 | 1.74 | 1.48 | -0.26 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 55,300 | 293,500 | +238,200 | 0.10 | 0.53 | +0.43 | buy |
| AMERIPRISE FINANCIAL INC | 265,235 | 279,046 | +13,811 | 0.00 | 0.00 | +0.00 | buy |
| C2C Wealth Management, LLC | 256,530 | 261,070 | +4,540 | 5.46 | 5.31 | -0.15 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 208,584 | +208,584 | 0.00 | 0.22 | +0.22 | buy |
| Yakira Capital Management, Inc. | 201,859 | 206,830 | +4,971 | 1.86 | 1.68 | -0.19 | buy |
| Cetera Investment Advisers | 199,433 | 181,655 | -17,778 | 0.01 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 143,209 | 170,009 | +26,800 | 0.02 | 0.02 | +0.00 | buy |
| TRUIST FINANCIAL CORP | 148,918 | 161,936 | +13,018 | 0.01 | 0.01 | +0.00 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 154,957 | +154,957 | 0.00 | 0.43 | +0.43 | buy |
| CAPTRUST FINANCIAL ADVISORS | 77,959 | 133,237 | +55,278 | 0.00 | 0.01 | +0.00 | buy |
| CONNING INC. | 124,984 | 127,390 | +2,406 | 0.10 | 0.10 | -0.00 | buy |
| FIRST TRUST ADVISORS LP | 102,065 | 123,632 | +21,567 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 118,646 | 115,143 | -3,503 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 0 | 101,003 | +101,003 | 0.00 | 0.54 | +0.54 | buy |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 0 | 100,777 | +100,777 | 0.00 | 0.68 | +0.68 | buy |
| Rathbones Group PLC | 107,977 | 99,321 | -8,656 | 0.01 | 0.01 | -0.00 | sell |
| Smith Asset Management Co., LLC | 98,699 | 96,702 | -1,997 | 2.08 | 1.92 | -0.16 | sell |
| GOLDMAN SACHS GROUP INC | 79,486 | 85,814 | +6,328 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 81,956 | 84,453 | +2,497 | 0.01 | 0.01 | -0.00 | buy |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 79,838 | 82,487 | +2,649 | 0.03 | 0.02 | -0.00 | buy |
| Private Advisor Group, LLC | 79,485 | 81,851 | +2,366 | 0.01 | 0.01 | -0.00 | buy |
| Logan Stone Capital, LLC | 0 | 80,670 | +80,670 | 0.00 | 0.48 | +0.48 | buy |
| Accel Wealth Management | 85,150 | 76,941 | -8,209 | 0.61 | 0.51 | -0.11 | sell |
| Advisory Services Network, LLC | 55,301 | 75,952 | +20,651 | 0.02 | 0.03 | +0.01 | buy |
| WEDBUSH SECURITIES INC | 68,404 | 74,211 | +5,807 | 0.06 | 0.05 | -0.00 | buy |
| Janney Montgomery Scott LLC | 66,719 | 73,197 | +6,478 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 57,586 | 68,654 | +11,068 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 63,770 | 60,300 | -3,470 | 0.01 | 0.01 | -0.00 | sell |
| J.W. COLE ADVISORS, INC. | 57,851 | 58,462 | +611 | 0.03 | 0.03 | +0.01 | buy |
| Aviance Capital Partners, LLC | 55,053 | 57,329 | +2,276 | 0.16 | 0.16 | -0.00 | buy |
| Quarry LP | 189,982 | 56,139 | -133,843 | 1.15 | 0.22 | -0.93 | sell |
| CSS LLC/IL | 0 | 54,235 | +54,235 | 0.00 | 0.07 | +0.07 | buy |
| Creative Planning | 48,268 | 53,314 | +5,046 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 33,544 | 53,045 | +19,501 | 0.00 | 0.00 | +0.00 | buy |
| Venture Visionary Partners LLC | 50,324 | 50,808 | +484 | 0.04 | 0.04 | -0.00 | buy |
| Weiss Asset Management LP | 0 | 47,150 | +47,150 | 0.00 | 0.02 | +0.02 | buy |
| &PARTNERS | 40,037 | 45,962 | +5,925 | 0.01 | 0.01 | -0.00 | buy |
| Beacon Capital Management, Inc. | 45,000 | 45,000 | 0 | 0.05 | 0.06 | +0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 36,196 | 44,549 | +8,353 | 0.02 | 0.02 | +0.00 | buy |
| Marex Group plc | 0 | 42,989 | +42,989 | 0.00 | 0.01 | +0.01 | buy |
| Cyndeo Wealth Partners, LLC | 41,854 | 41,854 | 0 | 0.06 | 0.05 | -0.00 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 41,552 | +41,552 | 0.00 | 0.07 | +0.07 | buy |
| NWF Advisory Services Inc. | 43,694 | 41,257 | -2,437 | 0.12 | 0.11 | -0.01 | sell |
| Almitas Capital LLC | 25,500 | 38,562 | +13,062 | 0.14 | 0.20 | +0.06 | buy |
| GRIFFIN ASSET MANAGEMENT, INC. | 18,301 | 38,541 | +20,240 | 0.05 | 0.10 | +0.05 | buy |
| Strategic Wealth Partners, Ltd. | 38,114 | 38,114 | 0 | 0.07 | 0.06 | -0.01 | hold |
| MERCER GLOBAL ADVISORS INC /ADV | 34,150 | 37,574 | +3,424 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 35,988 | 37,135 | +1,147 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 35,965 | +35,965 | 0.00 | 0.01 | +0.01 | buy |
| Atria Investments, Inc | 30,539 | 35,345 | +4,806 | 0.01 | 0.01 | +0.00 | buy |
| Symphony Financial Services, Inc. | 35,326 | 35,337 | +11 | 0.47 | 0.44 | -0.03 | buy |
| AlphaStar Capital Management, LLC | 31,376 | 35,257 | +3,881 | 0.07 | 0.06 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 31,549 | 35,075 | +3,526 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 33,223 | +33,223 | 0.00 | 0.00 | +0.00 | buy |
| Certified Advisory Corp | 32,347 | 31,778 | -569 | 0.08 | 0.07 | -0.01 | sell |
| TrueMark Investments, LLC | 0 | 31,761 | +31,761 | 0.00 | 0.15 | +0.15 | buy |
| Integrated Advisors Network LLC | 31,552 | 31,552 | 0 | 0.03 | 0.03 | +0.00 | hold |
| OPPENHEIMER & CO INC | 34,650 | 30,663 | -3,987 | 0.01 | 0.01 | +0.00 | sell |
| JANE STREET GROUP, LLC | 66,169 | 30,584 | -35,585 | 0.00 | 0.00 | -0.00 | sell |
| Westbourne Investment Advisors, Inc. | 30,000 | 30,000 | 0 | 0.21 | 0.20 | -0.01 | hold |
| Prospera Financial Services Inc | 31,722 | 29,990 | -1,732 | 0.01 | 0.01 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 21,699 | 29,682 | +7,983 | 0.00 | 0.00 | +0.00 | buy |
| BENJAMIN EDWARDS INC | 38,238 | 29,459 | -8,779 | 0.01 | 0.01 | -0.00 | sell |
| Triumph Capital Management | 29,270 | 29,252 | -18 | 0.09 | 0.15 | +0.06 | sell |
| AlphaCore Capital LLC | 30,606 | 28,713 | -1,893 | 0.03 | 0.02 | -0.01 | sell |
| Coastal Bridge Advisors, LLC | 27,560 | 27,565 | +5 | 0.05 | 0.05 | -0.00 | buy |
| Stratos Wealth Partners, LTD. | 22,361 | 26,973 | +4,612 | 0.01 | 0.01 | +0.00 | buy |
| Pathstone Holdings, LLC | 26,082 | 26,944 | +862 | 0.00 | 0.00 | +0.00 | buy |
| Waverly Advisors, LLC | 26,149 | 25,509 | -640 | 0.01 | 0.00 | -0.00 | sell |
| Samalin Investment Counsel, LLC | 23,934 | 25,144 | +1,210 | 0.20 | 0.22 | +0.01 | buy |
| Americana Partners, LLC | 0 | 25,010 | +25,010 | 0.00 | 0.02 | +0.02 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 22,598 | 23,723 | +1,125 | 0.00 | 0.00 | -0.00 | buy |
| Investment Partners Asset Management, Inc. | 22,863 | 23,600 | +737 | 0.37 | 0.35 | -0.02 | buy |
| Mission Hills Financial Advisory, LLC | 19,770 | 23,481 | +3,711 | 0.26 | 0.30 | +0.04 | buy |
| GUGGENHEIM CAPITAL LLC | 57,867 | 23,470 | -34,397 | 0.01 | 0.00 | -0.01 | sell |
| Capital Investment Advisory Services, LLC | 23,286 | 23,311 | +25 | 0.05 | 0.04 | -0.01 | buy |
| Garden State Investment Advisory Services LLC | 25,230 | 22,864 | -2,366 | 0.16 | 0.13 | -0.03 | sell |
| Maridea Wealth Management LLC | 22,638 | 22,536 | -102 | 0.08 | 0.08 | -0.00 | sell |
| Atlas Brown,Inc. | 22,434 | 22,465 | +31 | 0.16 | 0.16 | -0.00 | buy |
| Abel Hall, LLC | 22,000 | 22,000 | 0 | 0.22 | 0.12 | -0.10 | hold |
| Kingsview Wealth Management, LLC | 23,014 | 21,802 | -1,212 | 0.01 | 0.01 | -0.00 | sell |
| Calamos Advisors LLC | 0 | 21,741 | +21,741 | 0.00 | 0.00 | +0.00 | buy |
| IFG Advisory, LLC | 0 | 21,700 | +21,700 | 0.00 | 0.02 | +0.02 | buy |
| Quad-Cities Investment Group, LLC | 21,860 | 21,083 | -777 | 0.23 | 0.21 | -0.02 | sell |