Stock TransactionsNUVEEN FLOATING RATE INCOME

Total Bought
1,126,946
9 transactions
Total Sold
2,681,682
15 transactions
Net
-1,554,736
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Thomas J. Herzfeld Advisors, Inc.713,2941,111,921+398,6271.822.62+0.79buy
Congress Park Capital LLC3,121,3233,477,794+356,4717.217.20-0.01buy
Cyndeo Wealth Partners, LLC1,795,3701,999,420+204,0500.710.72+0.01buy
Kanen Wealth Management LLC813,234959,147+145,9132.201.79-0.41buy
Fortitude Advisory Group L.L.C.45,78154,980+9,1990.150.16+0.01buy
WORLD EQUITY GROUP, INC.51,69357,298+5,6050.100.10-0.00buy
Calamos Advisors LLC40,41443,300+2,8860.000.00+0.00buy
Seelaus Asset Management LLC60,90863,592+2,6840.330.34+0.01buy
Hunter Perkins Capital Management, LLC13,18414,695+1,5110.020.03+0.00buy
E&G Advisors, LP35,72935,659-700.060.05-0.01sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV19,98519,728-2570.010.01-0.00sell
Shulman DeMeo Asset Management LLC21,26921,002-2670.030.03-0.00sell
ProVise Management Group, LLC12,97012,378-5920.010.01-0.00sell
BARRETT & COMPANY, INC.2,1281,451-6770.010.00-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC119,308118,450-8580.010.01+0.00sell
HOURGLASS CAPITAL, LLC197,523193,824-3,6990.310.29-0.02sell
Capital Investment Advisors, LLC224,467216,825-7,6420.020.02-0.00sell
Aviance Capital Partners, LLC199,524187,284-12,2400.180.15-0.03sell
Shaker Financial Services, LLC46,00021,631-24,3690.120.05-0.07sell
Yakira Capital Management, Inc.77,77847,378-30,4000.170.10-0.07sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD384,14032,520-351,6200.210.02-0.19sell
SIT INVESTMENT ASSOCIATES INC4,639,4164,082,097-557,3190.710.59-0.12sell
ICON ADVISERS INC/CO1,716,759971,097-745,6622.981.40-1.58sell
1607 Capital Partners, LLC2,164,6181,218,608-946,0101.170.81-0.36sell
Page 1 of 1