| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | 1,790,222 | 1,421,817 | +368,405 | 0.12 | 0.09 | 0.00 | sell |
| Advisors Asset Management, Inc. | 734,008 | 985,390 | +251,382 | 0.12 | 0.17 | 0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 670,455 | 857,315 | +186,860 | 2.02 | 2.65 | +0.62 | buy |
| Coastal Bridge Advisors, LLC | 214,090 | 338,735 | +124,645 | 0.45 | 0.68 | +0.23 | buy |
| Congress Park Capital LLC | 929,042 | 1,043,427 | +114,385 | 3.73 | 4.03 | +0.30 | buy |
| Rockefeller Capital Management L.P. | 601,649 | 696,528 | +94,879 | 0.02 | 0.02 | 0.00 | buy |
| Penserra Capital Management LLC | 1,471,078 | 1,554,132 | +83,054 | 0.23 | 0.17 | -0.06 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 132,143 | 171,284 | +39,141 | 0.52 | 0.56 | +0.04 | buy |
| RFG Advisory, LLC | 358,159 | 388,475 | +30,316 | 0.11 | 0.12 | +0.00 | buy |
| Cyndeo Wealth Partners, LLC | 387,450 | 417,450 | +30,000 | 0.29 | 0.30 | +0.01 | buy |
| GraniteShares Advisors LLC | 181,282 | 207,714 | +26,432 | 1.34 | 0.96 | -0.38 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 237,361 | 259,474 | +22,113 | 0.25 | 0.24 | -0.01 | buy |
| VIRTUS ADVISERS, LLC | 58,740 | 76,227 | +17,487 | 0.31 | 0.35 | +0.05 | buy |
| WEDBUSH SECURITIES INC | 61,960 | 51,714 | +10,246 | 0.02 | 0.02 | 0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 31,248 | 37,344 | +6,096 | 0.22 | 0.27 | +0.05 | buy |
| HBK Sorce Advisory LLC | 30,080 | 35,199 | +5,119 | 0.01 | 0.01 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 244,519 | 248,629 | +4,110 | 0.03 | 0.03 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 63,884 | 66,941 | +3,057 | 0.02 | 0.02 | -0.00 | buy |
| MISSION WEALTH MANAGEMENT, LP | 127,466 | 129,340 | +1,874 | 0.03 | 0.03 | -0.00 | buy |
| Aviance Capital Partners, LLC | 159,981 | 161,763 | +1,782 | 0.28 | 0.21 | -0.07 | buy |
| Kovack Advisors, Inc. | 48,745 | 50,042 | +1,297 | 0.05 | 0.05 | +0.01 | buy |
| Future Financial Wealth Managment LLC | 30,574 | 31,732 | +1,158 | 0.25 | 0.21 | -0.04 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 3,607 | 4,467 | +860 | 0.00 | 0.00 | 0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 125,274 | 125,826 | +552 | 0.97 | 0.79 | -0.18 | buy |
| CWA Asset Management Group, LLC | 12,645 | 13,029 | +384 | 0.01 | 0.01 | -0.00 | buy |
| Stratos Wealth Advisors, LLC | 11,314 | 11,542 | +228 | 0.01 | 0.01 | +0.00 | buy |
| Raleigh Capital Management Inc. | 1,375 | 1,500 | +125 | 0.01 | 0.01 | +0.00 | buy |
| JONES ROAD CAPITAL MANAGEMENT, L.P. | 21,325 | 21,340 | +15 | 0.18 | 0.17 | -0.02 | buy |
| IEQ CAPITAL, LLC | 10,609 | 10,610 | +1 | 0.00 | 0.00 | -0.00 | buy |
| DRIVE WEALTH MANAGEMENT, LLC | 15,511 | 15,446 | -65 | 0.04 | 0.04 | -0.00 | sell |
| Gladstone Institutional Advisory LLC | 64,180 | 63,865 | -315 | 0.03 | 0.03 | +0.00 | sell |
| E&G Advisors, LP | 43,690 | 43,220 | -470 | 0.13 | 0.12 | -0.01 | sell |
| NWF Advisory Services Inc. | 15,101 | 14,352 | -749 | 0.02 | 0.02 | -0.00 | sell |
| ProVise Management Group, LLC | 18,572 | 17,783 | -789 | 0.01 | 0.01 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 230,085 | 229,185 | -900 | 0.09 | 0.10 | +0.01 | sell |
| Byrne Asset Management LLC | 212,125 | 211,150 | -975 | 1.31 | 1.28 | -0.03 | sell |
| NATIXIS | 135,491 | 134,034 | -1,457 | 0.01 | 0.01 | -0.00 | sell |
| Concurrent Investment Advisors, LLC | 51,769 | 50,304 | -1,465 | 0.02 | 0.02 | -0.00 | sell |
| Burford Brothers, Inc. | 14,570 | 13,070 | -1,500 | 0.08 | 0.07 | -0.01 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 24,749 | 22,108 | -2,641 | 0.02 | 0.02 | -0.00 | sell |
| OPPENHEIMER & CO INC | 75,971 | 73,310 | -2,661 | 0.01 | 0.01 | -0.00 | sell |
| Edgemoor Investment Advisors, Inc. | 69,619 | 66,447 | -3,172 | 0.06 | 0.05 | -0.01 | sell |
| Glass Jacobson Investment Advisors llc | 25,725 | 19,850 | -5,875 | 0.09 | 0.07 | -0.02 | sell |
| GILL CAPITAL PARTNERS, LLC | 108,769 | 102,767 | -6,002 | 0.38 | 0.36 | -0.02 | sell |
| Capital Investment Advisors, LLC | 312,857 | 303,650 | -9,207 | 0.06 | 0.06 | -0.00 | sell |
| Seelaus Asset Management LLC | 72,587 | 61,850 | -10,737 | 0.58 | 0.54 | -0.04 | sell |
| Next Capital Management LLC | 592,820 | 574,509 | -18,311 | 2.10 | 2.04 | -0.06 | sell |
| Vivaldi Capital Management LP | 168,593 | 148,066 | -20,527 | 0.44 | 0.38 | -0.06 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 23,342 | 188 | -23,154 | 0.07 | 0.00 | -0.07 | sell |
| Shaker Financial Services, LLC | 465,317 | 437,190 | -28,127 | 1.57 | 1.49 | -0.08 | sell |
| RIVERBRIDGE PARTNERS LLC | 73,938 | 28,636 | -45,302 | 0.01 | 0.00 | -0.00 | sell |
| Koshinski Asset Management, Inc. | 107,722 | 61,623 | -46,099 | 0.13 | 0.06 | -0.08 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 560,302 | 399,493 | -160,809 | 0.38 | 0.29 | -0.09 | sell |
| 1607 Capital Partners, LLC | 632,570 | 308,997 | -323,573 | 0.36 | 0.22 | -0.14 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 657,574 | 240,304 | -417,270 | 0.48 | 0.18 | -0.30 | sell |
| AQR Arbitrage LLC | 832,878 | 311,490 | -521,388 | 0.28 | 0.10 | -0.18 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,506,085 | 823,503 | -682,582 | 0.30 | 0.17 | -0.14 | sell |