Stock TransactionsNUVEEN FLOATING RATE INCOME

Total Bought
3,376,692
34 transactions
Total Sold
304,224
14 transactions
Net
+3,072,468
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Cyndeo Wealth Partners, LLC422,9501,444,000+1,021,0500.260.80+0.55buy
Congress Park Capital LLC1,544,2012,421,539+877,3385.007.77+2.77buy
Thomas J. Herzfeld Advisors, Inc.668,5911,172,900+504,3091.913.38+1.47buy
GUGGENHEIM CAPITAL LLC1,798,8181,993,236+194,4180.140.160.00buy
COHEN & STEERS, INC.711,052853,263+142,2110.010.01+0.00buy
Rockefeller Capital Management L.P.880,665984,933+104,2680.020.020.00buy
Coastal Bridge Advisors, LLC463,580565,579+101,9991.040.68-0.36buy
CHOREO, LLC104,915178,456+73,5410.010.02+0.01buy
Penserra Capital Management LLC1,972,1082,024,724+52,6160.320.31-0.02buy
JONES ROAD CAPITAL MANAGEMENT, L.P.21,80465,227+43,4230.130.39+0.26buy
Advisors Asset Management, Inc.1,059,6711,093,374+33,7030.180.180.00buy
Kovack Advisors, Inc.29,56859,476+29,9080.030.05+0.03buy
OPPENHEIMER & CO INC72,81599,307+26,4920.010.01+0.00buy
Andrew Hill Investment Advisors, Inc.119,504144,895+25,3910.791.19+0.40buy
NWF Advisory Services Inc.17,94340,240+22,2970.020.05+0.02buy
Bramshill Investments, LLC92,519111,157+18,6380.130.10-0.03buy
GraniteShares Advisors LLC273,230290,860+17,6301.541.57+0.03buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC236,725253,059+16,3340.180.19+0.01buy
HARBOUR INVESTMENTS, INC.76,38791,784+15,3970.020.02+0.00buy
Edgemoor Investment Advisors, Inc.62,09774,517+12,4200.050.06+0.01buy
MGB Wealth Management, LLC12,34923,698+11,3490.030.07+0.04buy
Seelaus Asset Management LLC61,50068,858+7,3580.500.56+0.06buy
Samalin Investment Counsel, LLC14,15521,046+6,8910.050.07+0.02buy
SHEETS SMITH WEALTH MANAGEMENT30,00736,010+6,0030.030.04+0.01buy
WEDBUSH SECURITIES INC46,52142,497+4,0240.010.010.00sell
RFG Advisory, LLC381,000383,941+2,9410.100.09-0.01buy
Camelot Portfolios, LLC13,79016,550+2,7600.130.09-0.05buy
Gladstone Institutional Advisory LLC76,08077,880+1,8000.030.03-0.00buy
Financial & Tax Architects, LLC17,56918,757+1,1880.040.04-0.00buy
WESTBOURNE INVESTMENTS, INC.11,95012,950+1,0000.060.07+0.00buy
Aviance Capital Partners, LLC177,201178,096+8950.220.21-0.01buy
HOLLENCREST CAPITAL MANAGEMENT4,9155,784+8690.000.000.00buy
Stratos Wealth Advisors, LLC12,70712,960+2530.010.01+0.00buy
Investment Advisory Group, LLC18,00018,001+10.050.05-0.00buy
DIVERSIFY WEALTH MANAGEMENT, LLC27,20027,201+10.020.02-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC13,96513,702-2630.010.00-0.00sell
E&G Advisors, LP38,89938,219-6800.090.09-0.00sell
HBK Sorce Advisory LLC35,19934,197-1,0020.010.01-0.00sell
GILL CAPITAL PARTNERS, LLC100,38198,653-1,7280.320.29-0.03sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV24,71522,960-1,7550.020.01-0.00sell
MELFA WEALTH MANAGEMENT, INC.111,326107,234-4,0920.660.61-0.05sell
Chicago Partners Investment Group LLC24,72018,176-6,5440.010.00-0.00sell
Shaker Financial Services, LLC115,292104,157-11,1350.390.35-0.05sell
Collar Capital Management, LLC71,96458,555-13,4090.530.45-0.08sell
Capital Investment Advisors, LLC283,241266,040-17,2010.050.04-0.01sell
WORLD EQUITY GROUP, INC.72,49241,046-31,4460.140.10-0.04sell
MISSION WEALTH MANAGEMENT, LP98,81934,433-64,3860.020.01-0.01sell
Byrne Asset Management LLC147,225666-146,5590.920.00-0.92sell
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