NUVEEN FLOATING RATE INCOME
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 490,669 | 2,164,618 | +1,673,949 | 0.26 | 1.17 | +0.91 | buy |
| Congress Park Capital LLC | 2,184,758 | 3,121,323 | +936,565 | 5.11 | 7.21 | +2.10 | buy |
| Almitas Capital LLC | 117,948 | 411,628 | +293,680 | 0.20 | 0.70 | +0.50 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 289,182 | 391,237 | +102,055 | 0.26 | 0.35 | +0.09 | buy |
| READYSTATE ASSET MANAGEMENT LP | 128,919 | 196,077 | +67,158 | 0.04 | 0.09 | +0.04 | buy |
| Kanen Wealth Management LLC | 767,434 | 813,234 | +45,800 | 1.82 | 2.20 | +0.38 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 364,140 | 384,140 | +20,000 | 0.21 | 0.21 | -0.00 | buy |
| ICON ADVISERS INC/CO | 1,697,471 | 1,716,759 | +19,288 | 2.87 | 2.98 | +0.11 | buy |
| Aviance Capital Partners, LLC | 184,842 | 199,524 | +14,682 | 0.17 | 0.18 | +0.01 | buy |
| Gladstone Institutional Advisory LLC | 68,455 | 72,455 | +4,000 | 0.02 | 0.02 | -0.00 | buy |
| Stratos Wealth Advisors, LLC | 14,370 | 14,686 | +316 | 0.01 | 0.01 | +0.00 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 12,452 | 12,747 | +295 | 0.00 | 0.00 | -0.00 | buy |
| Samalin Investment Counsel, LLC | 10,122 | 10,328 | +206 | 0.03 | 0.03 | -0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 20,066 | 19,985 | -81 | 0.01 | 0.01 | -0.00 | sell |
| Shulman DeMeo Asset Management LLC | 21,639 | 21,269 | -370 | 0.04 | 0.03 | -0.00 | sell |
| E&G Advisors, LP | 36,329 | 35,729 | -600 | 0.06 | 0.06 | -0.00 | sell |
| ProVise Management Group, LLC | 14,208 | 12,970 | -1,238 | 0.01 | 0.01 | -0.00 | sell |
| Yakira Capital Management, Inc. | 79,506 | 77,778 | -1,728 | 0.21 | 0.17 | -0.04 | sell |
| Koshinski Asset Management, Inc. | 45,771 | 40,838 | -4,933 | 0.02 | 0.02 | -0.00 | sell |
| Next Capital Management LLC | 29,858 | 23,402 | -6,456 | 0.07 | 0.05 | -0.02 | sell |
| Seelaus Asset Management LLC | 69,593 | 60,908 | -8,685 | 0.43 | 0.33 | -0.10 | sell |
| Blackhawk Capital Partners LLC. | 84,720 | 75,620 | -9,100 | 0.25 | 0.21 | -0.04 | sell |
| Capital Investment Advisors, LLC | 235,922 | 224,467 | -11,455 | 0.03 | 0.02 | -0.00 | sell |
| GraniteShares Advisors LLC | 345,204 | 309,750 | -35,454 | 1.64 | 1.68 | +0.04 | sell |
| Coastal Bridge Advisors, LLC | 453,828 | 406,970 | -46,858 | 0.27 | 0.22 | -0.05 | sell |
| Shaker Financial Services, LLC | 113,966 | 46,000 | -67,966 | 0.28 | 0.12 | -0.16 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 876,956 | 713,294 | -163,662 | 2.32 | 1.82 | -0.50 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 251,194 | 64,399 | -186,795 | 0.13 | 0.03 | -0.10 | sell |
| Logan Stone Capital, LLC | 1,282,748 | 502,052 | -780,696 | 2.48 | 1.05 | -1.43 | sell |