Stock TransactionsNUVEEN FLOATING RATE INCOME

Total Bought
496,732
5 transactions
Total Sold
123,937
4 transactions
Net
+372,795
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Rockefeller Capital Management L.P.242,488541,306+298,8180.010.020.00buy
Penserra Capital Management LLC1,196,3261,275,855+79,5290.200.20-0.00buy
NATIXIS324,622402,215+77,5930.020.030.00buy
GUGGENHEIM CAPITAL LLC1,071,8831,012,548+59,3350.080.070.00sell
Advisors Asset Management, Inc.470,381416,551+53,8300.080.070.00sell
Congress Park Capital LLC85,000110,000+25,0000.420.490.00buy
SHEETS SMITH WEALTH MANAGEMENT815,800+15,7920.040.020.00buy
WEDBUSH SECURITIES INC33,00022,408+10,5920.010.010.00sell
Shulman DeMeo Asset Management LLC22,75022,570+1800.060.050.00sell
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