Stock TransactionsNUVEEN FLOATING RATE INCOME

Total Bought
612,149
27 transactions
Total Sold
1,301,406
27 transactions
Net
-689,257
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Congress Park Capital LLC1,043,4271,261,648+218,2214.034.38+0.35buy
Coastal Bridge Advisors, LLC338,735442,454+103,7190.680.95+0.27buy
Cyndeo Wealth Partners, LLC417,450476,469+59,0190.300.32+0.02buy
Advisors Asset Management, Inc.985,390929,383+56,0070.170.160.00sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC171,284224,853+53,5690.560.69+0.13buy
Penserra Capital Management LLC1,554,1321,589,454+35,3220.170.17+0.00buy
COHEN & STEERS, INC.646,052676,052+30,0000.010.01+0.00buy
GraniteShares Advisors LLC207,714237,310+29,5960.960.68-0.28buy
VIRTUS ADVISERS, LLC76,227104,105+27,8780.350.44+0.09buy
Rockefeller Capital Management L.P.696,528723,132+26,6040.020.020.00buy
GUGGENHEIM CAPITAL LLC1,421,8171,411,158+10,6590.090.090.00sell
Aviance Capital Partners, LLC161,763168,219+6,4560.210.21-0.00buy
Laird Norton Wetherby Wealth Management, LLC19,38225,397+6,0150.010.01+0.00buy
HARBOUR INVESTMENTS, INC.66,94172,897+5,9560.020.02+0.00buy
Gladstone Institutional Advisory LLC63,86568,365+4,5000.030.03+0.00buy
Fortitude Advisory Group L.L.C.39,49440,414+9200.190.21+0.01buy
Seelaus Asset Management LLC61,85062,750+9000.540.55+0.01buy
DRIVE WEALTH MANAGEMENT, LLC15,44615,900+4540.040.04-0.00buy
OPPENHEIMER & CO INC73,31073,745+4350.010.01-0.00buy
WEDBUSH SECURITIES INC51,71452,067+3530.020.020.00buy
Samalin Investment Counsel, LLC11,90512,258+3530.050.05+0.00buy
Stratos Wealth Advisors, LLC11,54211,884+3420.010.01-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC17,23717,528+2910.010.01-0.00buy
MELFA WEALTH MANAGEMENT, INC.125,826126,099+2730.790.76-0.03buy
TRANSCEND CAPITAL ADVISORS, LLC10,08710,348+2610.010.01-0.00buy
CALDWELL SUTTER CAPITAL, INC.2,5582,808+2500.010.01+0.00buy
Glass Jacobson Investment Advisors llc19,85020,050+2000.070.06-0.00buy
HOLLENCREST CAPITAL MANAGEMENT4,4674,599+1320.000.000.00buy
Raleigh Capital Management Inc.1,5001,630+1300.010.01+0.00buy
Concurrent Investment Advisors, LLC50,30450,303-10.020.01-0.00sell
NWF Advisory Services Inc.14,35214,202-1500.020.02-0.00sell
E&G Advisors, LP43,22043,020-2000.120.11-0.01sell
Quadcap Wealth Management, LLC26,66326,413-2500.050.04-0.01sell
HORIZON KINETICS ASSET MANAGEMENT LLC120,831120,524-3070.020.02-0.00sell
ProVise Management Group, LLC17,78316,994-7890.010.01-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV22,10820,377-1,7310.020.01-0.00sell
BARRETT & COMPANY, INC.4,4992,467-2,0320.020.01-0.01sell
Bramshill Investments, LLC106,640104,274-2,3660.110.10-0.01sell
GILL CAPITAL PARTNERS, LLC102,767100,381-2,3860.360.34-0.02sell
MISSION WEALTH MANAGEMENT, LP129,340126,709-2,6310.030.03-0.00sell
Koshinski Asset Management, Inc.61,62358,637-2,9860.060.05-0.01sell
CHOREO, LLC112,760109,658-3,1020.030.02-0.01sell
Kovack Advisors, Inc.50,04243,458-6,5840.050.04-0.01sell
RFG Advisory, LLC388,475379,975-8,5000.120.11-0.01sell
Byrne Asset Management LLC211,150202,100-9,0501.281.24-0.03sell
Capital Investment Advisors, LLC303,650288,516-15,1340.060.06-0.01sell
Vivaldi Capital Management LP148,066128,428-19,6380.380.32-0.06sell
NATIXIS134,034112,434-21,6000.010.01-0.00sell
Next Capital Management LLC574,509544,590-29,9192.041.99-0.05sell
Alpine Global Management, LLC385,000350,000-35,0000.650.53-0.12sell
Thomas J. Herzfeld Advisors, Inc.857,315759,380-97,9352.652.30-0.34sell
1607 Capital Partners, LLC308,997198,197-110,8000.220.15-0.07sell
INVESTMENT MANAGEMENT ASSOCIATES INC /ADV163,46648,590-114,8760.490.14-0.35sell
SIT INVESTMENT ASSOCIATES INC823,50376,730-746,7730.170.02-0.15sell
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