Stock TransactionsNUVEEN FLOATING RATE INCOME

Total Bought
1,363,248
27 transactions
Total Sold
2,107,672
28 transactions
Net
-744,424
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Congress Park Capital LLC2,421,5392,818,767+397,2287.777.83+0.06buy
Cyndeo Wealth Partners, LLC1,444,0001,808,320+364,3200.800.91+0.11buy
Thomas J. Herzfeld Advisors, Inc.1,172,9001,331,047+158,1473.384.02+0.64buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC83,418191,938+108,5200.190.36+0.18buy
GUGGENHEIM CAPITAL LLC1,993,2362,089,952+96,7160.160.150.00buy
Penserra Capital Management LLC2,024,7242,086,378+61,6540.310.25-0.06buy
Advisors Asset Management, Inc.1,093,3741,128,692+35,3180.180.170.00buy
Financial & Tax Architects, LLC18,75753,034+34,2770.040.11+0.07buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC253,059282,433+29,3740.190.19+0.01buy
Kovack Advisors, Inc.59,47687,579+28,1030.050.07+0.02buy
GraniteShares Advisors LLC290,860310,253+19,3931.571.62+0.04buy
WEDBUSH SECURITIES INC42,49727,116+15,3810.010.010.00sell
HARBOUR INVESTMENTS, INC.91,784100,898+9,1140.020.02-0.00buy
Rockefeller Capital Management L.P.984,933979,638+5,2950.020.020.00sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD30,35035,523+5,1730.030.03+0.00buy
NWF Advisory Services Inc.40,24044,101+3,8610.050.04-0.00buy
WORLD EQUITY GROUP, INC.41,04643,973+2,9270.100.10+0.00buy
CALTON & ASSOCIATES, INC.41,34043,420+2,0800.080.06-0.02buy
RFG Advisory, LLC383,941384,971+1,0300.090.08-0.01buy
Byrne Asset Management LLC6661,666+1,0000.000.01+0.01buy
WESTBOURNE INVESTMENTS, INC.12,95013,950+1,0000.070.06-0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV22,96023,914+9540.010.01-0.00buy
Bramshill Investments, LLC111,157112,075+9180.100.10+0.00buy
Gladstone Institutional Advisory LLC77,88078,780+9000.030.03-0.00buy
Stratos Wealth Advisors, LLC12,96013,364+4040.010.01-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC13,70214,032+3300.000.00-0.00buy
Seelaus Asset Management LLC68,85869,041+1830.560.52-0.04buy
HOLLENCREST CAPITAL MANAGEMENT5,7845,963+1790.000.000.00buy
ACCREDITED INVESTOR SERVICES, LLC26,46026,605+1450.190.17-0.02buy
Shulman DeMeo Asset Management LLC21,68521,639-460.050.05-0.01sell
Collar Capital Management, LLC58,55557,955-6000.450.41-0.04sell
E&G Advisors, LP38,21937,619-6000.090.08-0.01sell
MISSION WEALTH MANAGEMENT, LP34,43332,953-1,4800.010.01-0.00sell
Edgemoor Investment Advisors, Inc.74,51771,577-2,9400.060.05-0.01sell
GILL CAPITAL PARTNERS, LLC98,65395,687-2,9660.290.26-0.03sell
HBK Sorce Advisory LLC34,19730,895-3,3020.010.01-0.00sell
Calamos Advisors LLC41,50038,180-3,3200.000.00-0.00sell
Aviance Capital Partners, LLC178,096174,449-3,6470.210.19-0.02sell
OPPENHEIMER & CO INC99,30794,945-4,3620.010.01-0.00sell
Capital Investment Advisors, LLC266,040259,161-6,8790.040.04-0.00sell
Laird Norton Wetherby Wealth Management, LLC27,69619,382-8,3140.010.01-0.00sell
MGB Wealth Management, LLC23,69811,349-12,3490.070.03-0.04sell
New England Private Wealth Advisors LLC38,61723,631-14,9860.050.03-0.02sell
Shaker Financial Services, LLC104,15786,857-17,3000.350.27-0.08sell
CHOREO, LLC178,456160,075-18,3810.020.02-0.00sell
North Ground Capital84,34760,460-23,8870.690.65-0.04sell
Virtus Investment Advisers, LLC130,663106,150-24,5130.300.30+0.00sell
Grove Bank & Trust50,00020,000-30,0000.060.02-0.04sell
Coastal Bridge Advisors, LLC565,579535,006-30,5730.680.37-0.31sell
Ethos Financial Group, LLC732,569700,086-32,4830.590.51-0.08sell
Andrew Hill Investment Advisors, Inc.144,895108,134-36,7611.190.74-0.45sell
Yakira Capital Management, Inc.625,691432,247-193,4442.011.24-0.77sell
ICON ADVISERS INC/CO608,030385,191-222,8391.200.74-0.46sell
SIT INVESTMENT ASSOCIATES INC6,549,3215,988,753-560,5681.301.08-0.22sell
MARINER INVESTMENT GROUP LLC4,790,0003,959,544-830,45615.9611.91-4.06sell
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